Hedge Fund Database

REGAL PARTNERS LIMITED

Adviser information for REGAL PARTNERS LIMITED last updated from Form ADV on June 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Australia

Employees

Total Number of Employees 23
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7 $944.3M
Non-Discretionary 0 $0
Total 7 $944.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $868.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 3 $76.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-77723
SEC ERA File Number 801-77723
SEC CIK Numbers 1577774
SEC CRD Numbers 165751
Legal Entity Identifier 21380053IWTO1FZTF831

Principal Office

LEVEL 47, GATEWAY
1 MACQAURIE PLACE
SYDNEY, NSW
Australia
Monday - Friday, 8.00AM-6.00PM AEST
Tel: +61 2 8197 4333, Fax: +61 2 8197 4334

Websites

www.vgipartners.com/ au.linkedin.com/company/regal-partners www.regalpartners.com/ au.linkedin.com/company/vgi-partners

Chief Compliance Officer

GREGORY WILLIAM LAUGHLIN
CHIEF COMPLIANCE OFFICER
80 RAFFLES PLACE
#26-23 UOB PLAZA 2
SINGAPORE
Singapore
Tel: 6566541755
(Full email address available in API data)

Regulatory Contact

KATHLEEN LIU
GENERAL COUNSEL
LEVEL 47 - GATEWAY, 1 MACQUARIE PLACE
NSW
SYDNEY, NSW
Australia
Tel: +61 2 8197 4316
(Full email address available in API data)

Industry Affiliates

REGAL FUNDS MANAGEMENT Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
REGAL FUNDS MANAGEMENT ASIA PTE LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VGI PARTNERS, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
VGI PARTNERS OFFSHORE MASTER FUND Hedge Fund $32.9M $1.0M 20

Control Persons

Name Type Entity Title Since Ownership
RMPL FAMILY TRUST Foreign Entity – SHAREHOLDER 05/2011 10-25%
LUCIANO, ROBERT, MICHAEL PAUL Individual RMPL INVESTMENTS PTY LTD SHAREHOLDER 05/2011 > 75%
CAMERON, IAN, JAMES Individual – CHIEF FINANCIAL OFFICER 12/2018 < 5%
GARDNER, JAYE, LOUISE Individual – NON-EXECUTIVE DIRECTOR 05/2019 < 5%
CAMERON, IAN, JAMES Individual – JOINT COMPANY SECRETARY 11/2019 < 5%
LIU, KATHLEEN Individual – GENERAL COUNSEL / JOINT COMPANY SECRETARY 06/2022 < 5%
O'CONNOR, BRENDAN JOHN Individual – CHIEF EXECUTIVE OFFICER / DIRECTOR 06/2022 < 5%
GIBSON, IAN MARK Individual – EXECUTIVE DIRECTOR 06/2022 < 5%
COLE, MICHAEL, JOHN Individual – INDEPENDENT CHAIRMAN 06/2022 < 5%
KING FAMILY TRUST Foreign Entity – SHAREHOLDER 06/2022 25-50%
REGAL FOUNDATION Foreign Entity – SHAREHOLDER 06/2022 5-10%
NEW HIGHLAND PTY LIMITED Foreign Entity KING FAMILY TRUST TRUSTEE 03/2007
PHILIP KING FAMILY TRUST Foreign Entity – SHAREHOLDER 06/2022 5-10%
JONES, DAVID, FLETCHER Individual – NON-EXECUTIVE DIRECTOR 06/2022 < 5%
NEW HIGHLAND PTY LIMITED Foreign Entity PHILIP KING FAMILY TRUST TRUSTEE 06/2011
FICUS FIDUCIARY LIMITED Foreign Entity REGAL FOUNDATION TRUSTEE 04/2022
KING, PHILIP, BRIAN VERNON Individual NEW HIGHLAND PTY LIMITED SHAREHOLDER 01/2002 > 75%
KING, ANDREW, ROBERT VERNON Individual FICUS FIDUCIARY LIMITED MEMBER 04/2022 25-50%
KING, PAMELA, DIANE Individual FICUS FIDUCIARY LIMITED MEMBER 04/2022 25-50%
GORE, DAVID, ANTON Individual FICUS FIDUCIARY LIMITED MEMBER 04/2022 25-50%
RMPL INVESTMENTS PTY LTD Foreign Entity RMPL FAMILY TRUST TRUSTEE 05/2011
DULHUNTY, SARAH, JANE Individual – NON-EXECUTIVE DIRECTOR 06/2022 < 5%
LAUGHLIN, GREGORY, WILLIAM Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

3015020192020202120222023202422 on 6/7/201922 on 7/3/201924 on 9/27/201928 on 10/28/201928 on 12/2/201929 on 3/30/202029 on 4/30/202029 on 6/24/202029 on 6/24/202029 on 6/25/202024 on 3/31/202124 on 5/13/202124 on 5/13/202124 on 11/15/202127 on 3/30/202226 on 7/8/202226 on 7/8/202226 on 12/21/202226 on 12/21/202223 on 3/30/202323 on 6/12/2023

RAUM, Historic

3B2B02019202020212022202320241486830000 on 6/7/20191486830000 on 7/3/20191835150000 on 9/27/20192234254000 on 10/28/20192234254000 on 12/2/20192182940000 on 3/30/20202698935000 on 4/30/20202698935000 on 6/24/20202698935000 on 6/24/20202698935000 on 6/25/20202338501000 on 3/31/20212338501000 on 5/13/20212338501000 on 5/13/20212338501000 on 11/15/20211898382000 on 3/30/20221299871000 on 7/8/20221299871000 on 7/8/20221299871000 on 12/21/20221299871000 on 12/21/2022944308411 on 3/30/2023944308411 on 6/12/2023

No. Clients, Historic

2010020192020202120222023202412 on 6/7/201912 on 7/3/201912 on 9/27/201912 on 10/28/201912 on 12/2/201913 on 3/30/202013 on 4/30/202013 on 6/24/202013 on 6/24/202013 on 6/25/202010 on 3/31/202110 on 5/13/202110 on 5/13/202110 on 11/15/202110 on 3/30/20227 on 7/8/20227 on 7/8/20227 on 12/21/20227 on 12/21/20227 on 3/30/20237 on 6/12/2023

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
OPTHEA LTD SPONSORED ADS 4M 2M –
HUDBAY MINERALS INC COM 5M 604K –
BARRICK GOLD CORP COM 6M 364K –
VALE S A SPONSORED ADS 726K 65K –
IRIS ENERGY LTD ORDINARY SHARES 2M 177K –
LIFE360 INC COM 22M 675K –
TECK RESOURCES LTD CL B 26M 546K –
CORE SCIENTIFIC INC NEW COM 4M 407K –
MP MATERIALS CORP COM CL A 1M 112K –
METALS ACQUISITION LIMITED ORD SHS 2M 170K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 23M 301K –
DISNEY WALT CO COM 23M 228K –
AMAZON COM INC COM 44M 226K –
IAC INC COM NEW 8M 178K –
FREEPORT-MCMORAN INC CL B 328K 7K –
NU HLDGS LTD ORD SHS CL A 1M 105K –
ALPHABET INC CAP STK CL C 25M 135K –
CONOCOPHILLIPS COM 4M 35K –
AGNICO EAGLE MIN COM 3M 46K –
LITHIUM AMERICAS ARGENTINA C COM SHS 156K 49K –
META PLATFORMS INC CL A 30M 59K –
REDDIT INC CL A 3M 42K –
ARCH RESOURCES INC CL A 3M 17K –
OSCAR HEALTH INC CL A 424K 27K –
ALBEMARLE CORP COM 766K 8K –
HIMS & HERS HEALTH INC COM CL A 424K 21K –
CHEVRON CORP NEW COM 2M 10K –
SIGMA LITHIUM CORPORATION COM 79K 7K –
PEABODY ENERGY CORP COM 192K 9K –
COINBASE GLOBAL INC COM CL A 562K 3K –
APPLE INC COM 605K 3K –
GOLD ROYALTY CORP COMMON SHARES 120K 83K –
OPTHEA LTD SPONSORED ADS 2M 1M REGAL FUNDS MANAGEMENT PTY LTD
HUDBAY MINERALS INC COM 17M 2M REGAL FUNDS MANAGEMENT PTY LTD
BARRICK GOLD CORP COM 20M 1M REGAL FUNDS MANAGEMENT PTY LTD
VALE S A SPONSORED ADS 10M 854K REGAL FUNDS MANAGEMENT PTY LTD
IRIS ENERGY LTD ORDINARY SHARES 8M 675K REGAL FUNDS MANAGEMENT PTY LTD
LIFE360 INC COM 2M 55K REGAL FUNDS MANAGEMENT PTY LTD
TECK RESOURCES LTD CL B 2M 51K REGAL FUNDS MANAGEMENT PTY LTD
CORE SCIENTIFIC INC NEW COM 2M 174K REGAL FUNDS MANAGEMENT PTY LTD
MP MATERIALS CORP COM CL A 4M 352K REGAL FUNDS MANAGEMENT PTY LTD
METALS ACQUISITION LIMITED ORD SHS 3M 230K REGAL FUNDS MANAGEMENT PTY LTD
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 2M 23K REGAL FUNDS MANAGEMENT PTY LTD
DISNEY WALT CO COM 2M 18K REGAL FUNDS MANAGEMENT PTY LTD
AMAZON COM INC COM 4M 18K REGAL FUNDS MANAGEMENT PTY LTD
IAC INC COM NEW 655K 14K REGAL FUNDS MANAGEMENT PTY LTD
FREEPORT-MCMORAN INC CL B 9M 175K REGAL FUNDS MANAGEMENT PTY LTD
NU HLDGS LTD ORD SHS CL A 580K 45K REGAL FUNDS MANAGEMENT PTY LTD
ALPHABET INC CAP STK CL C 2M 10K REGAL FUNDS MANAGEMENT PTY LTD
CONOCOPHILLIPS COM 11M 96K REGAL FUNDS MANAGEMENT PTY LTD
AGNICO EAGLE MIN COM 5M 78K REGAL FUNDS MANAGEMENT PTY LTD
LITHIUM AMERICAS ARGENTINA C COM SHS 200K 63K REGAL FUNDS MANAGEMENT PTY LTD
META PLATFORMS INC CL A 3M 5K REGAL FUNDS MANAGEMENT PTY LTD
REDDIT INC CL A 2M 30K REGAL FUNDS MANAGEMENT PTY LTD
ARCH RESOURCES INC CL A 4M 26K REGAL FUNDS MANAGEMENT PTY LTD
OSCAR HEALTH INC CL A 180K 11K REGAL FUNDS MANAGEMENT PTY LTD
ALBEMARLE CORP COM 3M 29K REGAL FUNDS MANAGEMENT PTY LTD
HIMS & HERS HEALTH INC COM CL A 182K 9K REGAL FUNDS MANAGEMENT PTY LTD
CHEVRON CORP NEW COM 3M 17K REGAL FUNDS MANAGEMENT PTY LTD
SIGMA LITHIUM CORPORATION COM 190K 16K REGAL FUNDS MANAGEMENT PTY LTD
PEABODY ENERGY CORP COM 242K 11K REGAL FUNDS MANAGEMENT PTY LTD
COINBASE GLOBAL INC COM CL A 238K 1K REGAL FUNDS MANAGEMENT PTY LTD
APPLE INC COM 259K 1K REGAL FUNDS MANAGEMENT PTY LTD
ARCADIUM LITHIUM PLC COM SHS 183K 54K REGAL FUNDS MANAGEMENT PTY LTD
ALCOA CORP COM 242K 6K REGAL FUNDS MANAGEMENT PTY LTD
APOLLO GLOBAL MGMT INC COM 84M 714K PM Capital Limited
ARCH RESOURCES INC CL A 14M 89K PM Capital Limited
BANK AMERICA CORP COM 76M 2M PM Capital Limited
DISNEY WALT CO COM 7M 67K PM Capital Limited
FREEPORT-MCMORAN INC CL B 39M 810K PM Capital Limited
FOX CORP CL B COM 16M 512K PM Capital Limited
JPMORGAN CHASE & CO. COM 29M 144K PM Capital Limited
NEWMONT CORP COM 45M 1M PM Capital Limited
ROYALTY PHARMA PLC SHS CLASS A 31M 1M PM Capital Limited
SCHWAB CHARLES CORP COM 17M 234K PM Capital Limited
TECK RESOURCES LTD CL B 100M 2M PM Capital Limited
TRUIST FINL CORP COM 26M 666K PM Capital Limited
WELLS FARGO CO NEW COM 51M 851K PM Capital Limited
WYNN RESORTS LTD COM 65M 725K PM Capital Limited