ISC ADVISORS, INC.
Adviser information for ISC ADVISORS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 33 |
| Registered State Investment Advisers | 29 |
| Licensed Agents of an Insurance Company | 28 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 486 | $477.7M |
| Non-Discretionary | 1,516 | $806.4M |
| Total | 2,002 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,452 | $325.4M |
| HNW Individuals | 411 | $326.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 68 | $503.5M |
| Charitable organizations | 8 | $70.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $7.3M |
| Other | 57 | $50.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-77727 |
|---|---|
| SEC ERA File Number | 801-77727 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166586 |
| Legal Entity Identifier | None |
Principal Office
3500 OAK LAWN AVESTE 400
DALLAS
TX
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 214 520 1115, Fax: 214 520 3203
Chief Compliance Officer
CHRIS NEIDLINGER
CHIEF COMPLIANCE OFFICER
3500 OAK LAWN AVE.
STE. 400
DALLAS
TX
United States
Tel:
(214)520-1115
Fax:
(214)520-3203
C**********@***********M
(Full email address available in API data)
Regulatory Contact
TERRY BLYTHE
COMPLIANCE OFFICER
3500 OAK LAWN AVE
STE. 400
DALLAS
TX
United States
Tel:
(214)520-1115
Fax:
(214)520-3203
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| INSTITUTIONAL SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTMENT SALES CORPORATION | Insurance company or agencyPension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ISC GROUP, INC. | Domestic Entity | – | OWNER | 12/2012 | > 75% |
| HAYES, SCOTT, ALLEN | Individual | – | PRESIDENT | 12/2012 | 50-75% |
| STERLING, DONALD, WILLIAM | Individual | – | FINANCIAL OPERATIONS PRINCIPAL | 12/2012 | < 5% |
| HAYES, SCOTT, ALLEN | Individual | ISC INVESTMENT MANAGEMENT, LLC | MEMBER | 12/2012 | 50-75% |
| ISC INVESTMENT MANAGEMENT, LLC | Domestic Entity | ISC GROUP, INC. | OWNER | 12/2012 | > 75% |
| BRANTLEY, DERRILL, CHAD | Individual | ISC INVESTMENT MANAGEMENT, LLC | MEMBER | 12/2012 | 25-50% |
| NEIDLINGER, CHRISTOPHER, WADE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
| BERRY, SHARON, ELAINE | Individual | – | COMPLIANCE OFFICER | 12/2021 | < 5% |
| BLYTHE, TERRY, LYNN | Individual | – | COMPLIANCE OFFICER | 07/2014 | < 5% |
| WEADON, ANDREYA, STARLITE | Individual | – | COMPLIANCE OFFICER | 03/2013 | < 5% |