AOG WEALTH MANAGEMENT
ALPHA OMEGA GROUP, INC. Legal Name
Adviser information for AOG WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,056 | $341.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,056 | $341.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 252 | $98.6M |
| HNW Individuals | 87 | $166.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $64.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $511,854 |
| Charitable organizations | 17 | $8.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $2.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
11911 FREEDOM DRIVESUITE 730
RESTON
VA
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 703-757-8020, Fax: 703-757-8022
Chief Compliance Officer
JAMES HADAWAY
255 EAST FIFTH ST
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5477
J************@*****************************M
(Full email address available in API data)
Regulatory Contact
MICHELLE WHITLOCK
COMPLIANCE
11911 FREEDOM DRIVE
SUITE 730
RESTON
VA
United States
Tel:
703-757-8020
Fax:
703-757-8022
M********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAERENZ, FREDERICK, PETER | Individual | – | PRESIDENT | 05/2000 | < 5% |
| THE BAERENZ FAMILY TRUST DATED 2/25/2021 | Domestic Entity | – | SHAREHOLDER | 03/2017 | > 75% |
| WHITLOCK, MICHELLE, LAUREN | Individual | – | SHAREHOLDER | 03/2017 | < 5% |
| BAERENZ, FREDERICK, PETER | Individual | THE BAERENZ FAMILY TRUST DATED 2/25/2021 | TRUSTEE | 03/2017 | |
| ORTLIP, JAMES, THOMAS | Individual | – | CIO | 06/2019 | 5-10% |
| HADAWAY, JAMES, RUSSELL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| EXXON MOBIL CORP | COM | 1M | 12K | – |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 243K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 293K | 3K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 7M | 85K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 10M | 327K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 242K | 903 | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 9M | 177K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 8M | 162K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 2M | 140K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 264K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 8M | 119K | – |
| COSTCO WHSL CORP NEW | COM | 265K | 312 | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 15M | 170K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 475K | 8K | – |
| ORACLE CORP | COM | 303K | 2K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 317K | 10K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 12M | 116K | – |
| FIRST TR EXCHANGE-TRADED FD | INDXX INOVTV ETF | 4M | 92K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 203K | 5K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 142K | 22K | – |
| APPLE INC | COM | 353K | 2K | – |