Hedge Fund Database

OMEGA FINANCIAL GROUP, LLC

Adviser information for OMEGA FINANCIAL GROUP, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 866 $407.9M
Non-Discretionary 4 $1.7M
Total 870 $409.7M

Clients

Type Number RAUM
Individuals 399 $155.1M
HNW Individuals 101 $247.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $6.5M
Charitable organizations <5 $1.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 63.9M
Portfolio Manager to Program Sponsor
OMEGA FINANCIAL GROUP'S WRAP FEE PROGRAM OMEGA FINANCIAL GROUP, LLC

Identifiers

SEC RIA File Number 801-77745
SEC ERA File Number 801-77745
SEC CIK Numbers 1767982
SEC CRD Numbers 164147
Legal Entity Identifier None

Principal Office

812 ANACAPA STREET
SANTA BARBARA
CA
United States
Monday - Friday, 8AM - 4PM
Tel: 805-617-4363, Fax: 805-560-9030

Websites

www.facebook.com/pages/omega-financial-group/110467062661185 www.omegafingroup.com/ www.linkedin.com/company/omega-financial-group-llc twitter.com/omegafingroup/media www.youtube.com/channel/uc6ms7milsuagxmnab27kbzq

Chief Compliance Officer

BRYAN W. REINHARD
SENIOR WEALTH ADVISOR AND DIRECTOR
812 ANACAPA STREET
SANTA BARBARA
CA
United States
Tel: 805-617-4363
Fax: 805-560-9030
(Full email address available in API data)

Industry Affiliates

ARGOS GLOBAL ADVISORS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MINOR, DYLAN, BLU Individual – MANAGING MEMBER, CHIEF INVESTMENT OFFIER 06/2012 > 75%
REINHARD, BRYAN, WILLIAM Individual – MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 06/2012 10-25%

No. Employees, Historic

105020192020202120222023202420255 on 5/15/20195 on 3/16/20205 on 5/4/20205 on 1/21/20215 on 1/21/20216 on 2/11/20226 on 7/14/20226 on 2/9/20236 on 11/9/20236 on 2/23/2024

RAUM, Historic

500M250M02019202020212022202320242025210348238 on 5/15/2019274000000 on 3/16/2020274000000 on 5/4/2020296749370 on 1/21/2021296749370 on 1/21/2021373259185 on 2/11/2022373259185 on 7/14/2022372102638 on 2/9/2023372102638 on 11/9/2023409659109 on 2/23/2024

No. Clients, Historic

60030002019202020212022202320242025252 on 5/15/2019274 on 3/16/2020274 on 5/4/2020266 on 1/21/2021266 on 1/21/2021284 on 2/11/2022284 on 7/14/2022284 on 2/9/2023284 on 11/9/2023505 on 2/23/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 522K 2K –
AFFIRM HLDGS INC COM CL A 3M 102K –
ALPHABET INC CAP STK CL A 556K 3K –
ALPHABET INC CAP STK CL C 378K 2K –
AMAZON COM INC COM 1M 7K –
AMERICAN EXPRESS CO COM 278K 1K –
AMGEN INC COM 375K 1K –
AMPHENOL CORP NEW CL A 577K 9K –
APPLE INC COM 2M 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 482K 1K –
EXXON MOBIL CORP COM 212K 2K –
INVESCO EXCH TRADED FD TR II CALIF AMT MUN 631K 26K –
INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 2M 113K –
INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 2M 133K –
INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 1M 63K –
INVESCO QQQ TR UNIT SER 1 4M 9K –
ISHARES INC CORE MSCI EMKT 6M 119K –
ISHARES INC EM MKT SM-CP ETF 4M 60K –
ISHARES INC ESG AWR MSCI EM 1M 39K –
ISHARES TR 0-5YR HI YL CP 334K 8K –
ISHARES TR 20 YR TR BD ETF 2M 17K –
ISHARES TR 3 7 YR TREAS BD 592K 5K –
ISHARES TR CALIF MUN BD ETF 4M 73K –
ISHARES TR CORE 1 5 YR USD 12M 245K –
ISHARES TR CORE MSCI EAFE 8M 106K –
ISHARES TR CORE S&P MCP ETF 9M 161K –
ISHARES TR CORE S&P SCP ETF 11M 106K –
ISHARES TR CORE S&P US GWT 3M 23K –
ISHARES TR CORE S&P500 ETF 11M 20K –
ISHARES TR CORE US AGGBD ET 12M 120K –
ISHARES TR EAFE GRWTH ETF 4M 39K –
ISHARES TR EAFE SML CP ETF 7M 117K –
ISHARES TR ESG AW MSCI EAFE 978K 12K –
ISHARES TR ESG AWARE MSCI 2M 56K –
ISHARES TR ESG AWR US AGRGT 3M 60K –
ISHARES TR ESG AWRE 1 5 YR 2M 71K –
ISHARES TR ESG MSCI LEADR 2M 21K –
ISHARES TR IBOXX HI YD ETF 7M 93K –
ISHARES TR IBOXX INV CP ETF 896K 8K –
ISHARES TR ISHS 5-10YR INVT 438K 9K –
ISHARES TR JPMORGAN USD EMG 7M 80K –
ISHARES TR PFD AND INCM SEC 252K 8K –
ISHARES TR RUS 1000 ETF 9M 30K –
ISHARES TR RUSSELL 2000 ETF 437K 2K –
ISHARES TR S&P MC 400VL ETF 8M 72K –
ISHARES TR SELECT DIVID ETF 6M 52K –
ISHARES TR SHRT NAT MUN ETF 3M 27K –
ISHARES TR U.S. REAL ES ETF 14M 156K –
ISHARES TR U.S. TECH ETF 236K 2K –
ISHARES TR USD GRN BOND ETF 761K 16K –
MICROSOFT CORP COM 1M 3K –
PIMCO ETF TR ENHAN SHRT MA AC 1M 10K –
QUALCOMM INC COM 329K 2K –
SCHWAB CHARLES CORP COM 681K 9K –
SCHWAB STRATEGIC TR 1000 INDEX ETF 355K 7K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 3M 123K –
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 64K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 634K 18K –
SCHWAB STRATEGIC TR US AGGREGATE B 3M 62K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 361K 5K –
SCHWAB STRATEGIC TR US LCAP GR ETF 375K 4K –
SCHWAB STRATEGIC TR US LRG CAP ETF 6M 91K –
SCHWAB STRATEGIC TR US MID-CAP ETF 12M 156K –
SCHWAB STRATEGIC TR US REIT ETF 5M 268K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 28K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 675K 12K –
SPDR INDEX SHS FDS S&P INTL SMLCP 211K 7K –
SPDR S&P 500 ETF TR TR UNIT 5M 8K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 814K 2K –
SPDR SER TR BLOOMBERG INTL 620K 22K –
SPDR SER TR DJ REIT ETF 2M 17K –
SPDR SER TR NUVEEN BLMBRG MU 851K 19K –
SPDR SER TR NUVEEN BLMBRG SH 960K 20K –
SPDR SER TR NUVEEN BLOOMBERG 201K 8K –
SPDR SER TR S&P 400 MDCP VAL 2M 23K –
STARBUCKS CORP COM 269K 3K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 5M 107K –
VANGUARD INDEX FDS MID CAP ETF 1M 4K –
VANGUARD INDEX FDS REAL ESTATE ETF 6M 74K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 273K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 274K 2K –
VISA INC COM CL A 835K 3K –