TREASURE COAST FINANCIAL PLANNING, INC.
Adviser information for TREASURE COAST FINANCIAL PLANNING, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 625 | $193.7M |
| Non-Discretionary | 0 | $0 |
| Total | 625 | $193.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 159 | $37.7M |
| HNW Individuals | 96 | $152.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $343,570 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $3.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesTAX RETURN PREP. FEE-NON ADVISORY RELATED BUSINESS |
| Other Business Activities | Accountant or accounting firm |
Principal Office
545 BEACHLAND BLVDVERO BEACH
FL
United States
Monday - Friday, 8:30AM-5PM, FRI: 8:30AM-4PM
Tel: 772-231-1422, Fax: 772-231-1402
Websites
Chief Compliance Officer
GUY L. BASSINI
CHIEF EXECUTIVE OFFICER
545 BEACHLAND BLVD
VERO BEACH
FL
United States
Tel:
772-231-1422
Fax:
772-231-1402
G**********@****************M
(Full email address available in API data)
Regulatory Contact
HALLEY M. ROHM
545 BEACHLAND BLVD
VERO BEACH
FL
United States
Tel:
(772) 231-1422
Fax:
(772) 231-1402
H**********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BASSINI, GUY, LAWRENCE | Individual | – | PRINCIPAL OWNER, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/1996 | > 75% |
| DZIELSKI, ANTHONY, JOHN | Individual | – | SHAREHOLDER/VICE PRESIDENT | 01/2023 | 10-25% |
| Johnson, Angela, Dawn | Individual | – | SHAREHOLDER/SECRETARY AND TREASURER | 01/2023 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC | COM | 935K | 4K | – |
| BNY MELLON ETF TRUST | INTERNATIONL EQT | 2M | 24K | – |
| EXXON MOBIL CORP | COM | 863K | 7K | – |
| META PLATFORMS INC | CL A | 211K | 419 | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 4M | 108K | – |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 276K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | BUYWRIT INCM ETF | 319K | 14K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE EUROPE | 7M | 230K | – |
| POWERSHARES ACTIVELY MANAGED | TOTAL RETURN | 983K | 21K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 517K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 6M | 119K | – |
| JOHNSON & JOHNSON | COM | 265K | 2K | – |
| MICROSOFT CORP | COM | 438K | 980 | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 4M | 45K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 8M | 89K | – |
| PROCTER AND GAMBLE CO | COM | 223K | 1K | – |
| SPDR INDEX SHS FDS | PORTFLO EURP ETF | 4M | 95K | – |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 5M | 98K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 18M | 510K | – |
| SPDR SER TR | BLOOMBERG EMERGI | 1M | 75K | – |
| SPDR SER TR | PORTFLI TIPS ETF | 3M | 103K | – |
| SPDR SER TR | S&P DIVID ETF | 3M | 23K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 33M | 490K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 2M | 26K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 11M | 366K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 11M | 112K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 10M | 114K | – |
| SPDR SER TR | BLOOMBERG 1 10 Y | 6M | 306K | – |
| SSGA ACTIVE TR | SPDR DBLELN EMRG | 5M | 129K | – |
| TESLA INC | COM | 360K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 12K | – |
| WALMART INC | COM | 273K | 4K | – |