OLIVE STREET INVESTMENT ADVISERS, LLC
Adviser information for OLIVE STREET INVESTMENT ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 246 |
|---|---|
| Investment Advisory/Research | 246 |
| Registered Broker-Dealer Representatives | 243 |
| Registered State Investment Advisers | 210 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $178.2B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $178.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $178.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMSEE SCHEDULE D-MISCELLANEOUS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
12555 MANCHESTER ROADST. LOUIS
MO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 314-515-2000, Fax: 314-515-9700
Chief Compliance Officer
ALAN J. HERZOG
CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY SERVICES
12555 MANCHESTER ROAD
ST. LOUIS
MO
United States
Tel:
314-515-8026
Fax:
314-515-9700
A**********@**************M
(Full email address available in API data)
Regulatory Contact
ROBERT TONER
PRINCIPAL - FIDUCIARY, RETIREMENT AND INSURANCE
12555 MANCHESTER ROAD
ST. LOUIS
MO
United States
Tel:
314-515-4986
Fax:
314-515-9700
R***********@**************M
(Full email address available in API data)
Industry Affiliates
| EDJ INSURANCE COMPANY, INC. | Insurance company or agency |
| EDWARD JONES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| EDWARD JONES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| EDWARD JONES INSURANCE AGENCY OF CALIFORNIA, L.L.C. | Insurance company or agency |
| EDWARD JONES INSURANCE AGENCY OF MASSACHUSETTS, L.L.C. | Insurance company or agency |
| EDWARD JONES INSURANCE AGENCY OF NEW MEXICO, L.L.C. | Insurance company or agency |
| EDWARD JONES TRUST COMPANY | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE JONES FINANCIAL COMPANIES, L.L.L.P. | Domestic Entity | – | SOLE MEMBER | 12/2012 | > 75% |
| HERZOG, ALAN, J | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| KERSTING, THOMAS, CHRISTOPHER | Individual | – | PRESIDENT | 03/2020 | < 5% |
| Albritton, Aaron, Dale | Individual | – | TREASURER | 03/2021 | < 5% |
| Bertain, Lisa, Murphy | Individual | – | SECRETARY | 03/2024 | < 5% |