Hedge Fund Database

LWS WEALTH ADVISORS, INC.

Adviser information for LWS WEALTH ADVISORS, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 798 $528.8M
Non-Discretionary 7 $19.9M
Total 805 $548.7M

Clients

Type Number RAUM
Individuals 95 $22.3M
HNW Individuals 124 $507.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $18.2M
Charitable organizations <5 $593,192
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $5,339
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 525.6M
Portfolio Manager 525.6M
Both for Same 525.6M
Portfolio Manager to Program Sponsor
LWS WEALTH ADVISORS WRAP PROGRAM LWS WEALTH ADVISORS, INC.

Identifiers

SEC RIA File Number 801-77756
SEC ERA File Number 801-77756
SEC CIK Numbers 1801634
SEC CRD Numbers 162265
Legal Entity Identifier None

Principal Office

141 LINDEN DR.
BASKING RIDGE
NJ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 908-630-9237, Fax: None

Websites

www.linkedin.com/in/lancelipset/ www.linkedin.com/in/valerierezza/ www.lwswealthadvisors.com/ www.linkedin.com/company/3251774/ www.linkedin.com/in/gregg-cohen-501b786/

Chief Compliance Officer

LANCE A. LIPSET
PRESIDENT
141 LINDEN DR.
BASKING RIDGE
NJ
United States
Tel: 908-630-9237
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LIPSET, LANCE, ALDEN Individual – PRESIDENT & CHIEF COMPLIANCE OFFICER 05/2012 > 75%

No. Employees, Historic

105020192020202120222023202420254 on 4/25/20194 on 7/24/20195 on 2/6/20205 on 2/11/20205 on 2/13/20205 on 6/10/20205 on 9/3/20205 on 12/4/20205 on 12/9/20203 on 3/25/20213 on 9/22/20213 on 2/9/20223 on 2/11/20223 on 6/28/20223 on 3/22/20233 on 3/22/20233 on 3/23/20233 on 3/6/2024

RAUM, Historic

600M300M02019202020212022202320242025282531980 on 4/25/2019282531980 on 7/24/2019389293934 on 2/6/2020389293934 on 2/11/2020389293934 on 2/13/2020389293934 on 6/10/2020389293934 on 9/3/2020389293934 on 12/4/2020389293934 on 12/9/2020421976278 on 3/25/2021421976278 on 9/22/2021517752618 on 2/9/2022517752618 on 2/11/2022517752618 on 6/28/2022461381472 on 3/22/2023461381472 on 3/22/2023461381472 on 3/23/2023548710174 on 3/6/2024

No. Clients, Historic

30015002019202020212022202320242025138 on 4/25/2019138 on 7/24/2019181 on 2/6/2020181 on 2/11/2020181 on 2/13/2020181 on 6/10/2020181 on 9/3/2020181 on 12/4/2020181 on 12/9/2020235 on 3/25/2021235 on 9/22/2021196 on 2/9/2022196 on 2/11/2022196 on 6/28/2022214 on 3/22/2023214 on 3/22/2023214 on 3/23/2023226 on 3/6/2024

Holdings

From latest 13F, filed February 9th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 1M 3K –
AMERICAN WTR WKS CO INC NEW COM 484K 4K –
APPLE INC COM 1M 5K –
DIAGEO PLC SPON ADR NEW 597K 4K –
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 1M 63K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 212K 5K –
INVESCO EXCH TRADED FD TR II S&P SMLCP INDL 11M 94K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 8M 344K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 18K –
ISHARES INC CORE MSCI EMKT 14M 279K –
ISHARES INC MSCI JPN ETF NEW 212K 3K –
ISHARES TR 0-5 YR TIPS ETF 19M 189K –
ISHARES TR 0-5YR HI YL CP 8M 179K –
ISHARES TR CORE 1 5 YR USD 8M 161K –
ISHARES TR CORE DIV GRWTH 4M 69K –
ISHARES TR CORE MSCI EAFE 22M 307K –
ISHARES TR CORE MSCI INTL 558K 9K –
ISHARES TR CORE S&P MCP ETF 9M 34K –
ISHARES TR CORE S&P SCP ETF 9M 84K –
ISHARES TR CORE S&P500 ETF 25M 52K –
ISHARES TR ESG AW MSCI EAFE 255K 3K –
ISHARES TR HDG MSCI EAFE 1M 45K –
ISHARES TR MBS ETF 13M 143K –
ISHARES TR MSCI EAFE ETF 3M 34K –
ISHARES TR MSCI EMG MKT ETF 660K 16K –
ISHARES TR MSCI USA ESG SLC 219K 2K –
ISHARES TR NATIONAL MUN ETF 3M 31K –
ISHARES TR RUS 1000 ETF 2M 9K –
ISHARES TR RUS 1000 VAL ETF 646K 4K –
ISHARES TR RUS 2000 GRW ETF 242K 960 –
ISHARES TR RUS 2000 VAL ETF 234K 2K –
ISHARES TR RUS MID CAP ETF 298K 4K –
ISHARES TR RUSSELL 2000 ETF 369K 2K –
ISHARES TR S&P 100 ETF 813K 4K –
ISHARES TR S&P 500 GRWT ETF 6M 86K –
ISHARES TR S&P 500 VAL ETF 15M 85K –
ISHARES TR S&P MC 400GR ETF 704K 9K –
ISHARES TR S&P MC 400VL ETF 819K 7K –
ISHARES TR S&P SML 600 GWT 365K 3K –
ISHARES TR SP SMCP600VL ETF 389K 4K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 1M 42K –
MICROCHIP TECHNOLOGY INC. COM 710K 8K –
PIMCO ETF TR 1-5 US TIP IDX 237K 5K –
SPDR S&P 500 ETF TR TR UNIT 2M 5K –
SPDR SER TR BLOOMBERG SHT TE 287K 11K –
SPDR SER TR NUVEEN BLMBRG SH 3M 63K –
SPDR SER TR S&P DIVID ETF 272K 2K –
SPDR SER TR SPDR S&P1500VL 10M 63K –
UNION PAC CORP COM 917K 4K –
VANECK ETF TRUST SHRT HGH YLD MUN 500K 23K –
VANGUARD INDEX FDS LARGE CAP ETF 3M 15K –
VANGUARD INDEX FDS MCAP GR IDXVIP 229K 1K –
VANGUARD INDEX FDS MID CAP ETF 4M 19K –
VANGUARD INDEX FDS SMALL CP ETF 4M 19K –
VANGUARD INDEX FDS TOTAL STK MKT 306K 1K –
VANGUARD INDEX FDS VALUE ETF 543K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 4M 88K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 7M 59K –
VANGUARD MUN BD FDS TAX EXEMPT BD 464K 9K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 717K 15K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 20M 116K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 7M 153K –
VANGUARD WORLD FD MEGA CAP VAL ETF 849K 8K –
VANGUARD WORLD FD MEGA GRWTH IND 448K 2K –
WEC ENERGY GROUP INC COM 219K 3K –