RAITH CAPITAL PARTNERS
RAITH CAPITAL PARTNERS, LLC Legal Name
Adviser information for RAITH CAPITAL PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.3B |
| Non-Discretionary | 24 | $511.8M |
| Total | 29 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 26 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 2 | $260.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $146.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 76 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesPROFESSIONAL COSTS, LOAN SERVICING FEES, % OF NET CASH FLOW |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77757 |
|---|---|
| SEC ERA File Number | 801-77757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166815 |
| Legal Entity Identifier | None |
Principal Office
666 THIRD AVENUESUITE 1701
NEW YORK
NY
United States
Monday - Friday, 8:30-5:00
Tel: 212-938-6995, Fax: 212-938-6955
Chief Compliance Officer
SANDRA FORMAN
GENERAL COUNSEL
666 THIRD AVENUE
SUITE 1701
NEW YORK
NY
United States
Tel:
212-938-6956
Fax:
212-938-6955
S************@***************M
(Full email address available in API data)
Regulatory Contact
WILLIAM LANDIS
MANAGING PARTNER
666 THIRD AVENUE
SUITE 1701
NEW YORK
NY
United States
Tel:
212-938-6990
Fax:
212-938-6955
B**********@***************M
(Full email address available in API data)
Industry Affiliates
| RAITH CAPITAL INVESTORS II | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RAITH CAPITAL INVESTORS III | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RCC INVESTORS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RAITH REAL ESTATE FUND II LP | Real Estate Fund | $596.3M | $10.0M | 20 |
| RAITH REAL ESTATE FUND III LP | Real Estate Fund | $465.7M | $10.0M | 81 |
| RAITH REAL ESTATE HIGH YIELD CREDIT FUND A LP | Hedge Fund | $50.3M | $5.0M | 2 |
| RAITH REAL ESTATE HIGH YIELD CREDIT FUND LP | Hedge Fund | $111.5M | $5.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANDIS, WILLIAM, WILDER | Individual | – | PARTNER | 02/2012 | 25-50% |
| HIOE, NELSON, NIENJUNG | Individual | – | PARTNER | 02/2012 | 25-50% |
| SUCHY, MICHAEL, RICHARD | Individual | – | PARTNER | 01/2023 | 5-10% |
| GUNTHEL, RICHARD, MORRISON | Individual | – | CONTROLLER | 06/2015 | < 5% |
| FORMAN, SANDRA, MATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |