TAILWATER CAPITAL

TW-IM, LLC Legal Name

Adviser information for TAILWATER CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	48
Investment Advisory/Research	22
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	14	$3.1B
Non-Discretionary	0	$0
Total	14	$3.1B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	14	$3.1B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	7

Services

Advisory Services	Portfolio management for pooled investment vehiclesPRIVATE FUNDS
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-77769
SEC ERA File Number	801-77769
SEC CIK Numbers	None
SEC CRD Numbers	167240
Legal Entity Identifier	None

Principal Office

2021 MCKINNEY AVE
SUITE 1250
DALLAS
TX
United States

Monday - Friday, 9:00AM - 5:00PM

Tel: 214-269-1183, Fax: 214-292-8562

Websites

tailwatercapital.com www.linkedin.com/company/tailwater-capital-llc

Chief Compliance Officer

BRIAN M. BLAKEMAN

VICE PRESIDENT OF TAX AND FINANCE

2021 MCKINNEY AVE

SUITE 1250

DALLAS

United States

Tel: 214-269-8753

Fax: 214-292-8562

B********@*******************M

(Full email address available in API data)

Industry Affiliates

TAILWATER ENERGY FUND IV-B CAYMAN GP, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP BB/ST, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP E&P FUND II LP	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP E&P FUND LP	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP EF-II GP, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP EF-II LP	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP EF-III LP	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP EF-IV LP	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TW GP ROYALTIES LP	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
BLUE TIDE ENVIRONMENTAL CO-INVEST LP	Private Equity Fund	$31.4M	$0.0M	5
GOODNIGHT MIDSTREAM CO-INVEST LP	Private Equity Fund	$128.6M	$0.0M	31
SILVER CREEK MIDSTREAM CO-INVEST LP	Private Equity Fund	$119.3M	$1.0M	28
TAILWATER E&P OPPORTUNITY FUND II LP	Private Equity Fund	$291.2M	$0.0M	15
TAILWATER E&P OPPORTUNITY FUND LP	Private Equity Fund	$42.1M	$0.0M	34
TAILWATER ENERGY FUND II (N-QP) LP	Private Equity Fund	$1.7M	$0.0M	7
TAILWATER ENERGY FUND II LP	Private Equity Fund	$381.1M	$5.0M	102
TAILWATER ENERGY FUND III LP	Private Equity Fund	$674.7M	$5.0M	84
TAILWATER ENERGY FUND IV LP	Private Equity Fund	$1,309.8M	$0.5M	66
TAILWATER ROYALTIES FUND LP	Private Equity Fund	$105.8M	$0.0M	110
TW EF-II ADVISORS LP	Private Equity Fund	$4.4M	$0.0M	4
TW TSL HOLDCO LP	Private Equity Fund	$50.7M	$0.0M	3

Control Persons

Name	Type	Entity	Title	Since	Ownership
DOWNIE, JASON, HOWLAND	Individual	–	MANAGING PARTNER	03/2013	< 5%
HERRING, JAMES, EDWARD	Individual	–	MANAGING PARTNER	03/2013	< 5%
TAILWATER CAPITAL, LLC	Domestic Entity	–	SOLE MEMBER	03/2013	> 75%
DOWNIE, JASON, HOWLAND	Individual	TW GP HOLDINGS, LLC	VICE PRESIDENT	12/2014
HERRING, JAMES, EDWARD	Individual	TW GP HOLDINGS, LLC	VICE PRESIDENT	12/2014
BLAKEMAN, BRIAN, MICHAEL	Individual	–	CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF TAX AND FINANCE	09/2013	< 5%
TAILWATER HOLDINGS, LP	Domestic Entity	TAILWATER CAPITAL, LLC	MEMBER	12/2014	> 75%
DOWN-E HOLDINGS, LP	Domestic Entity	TAILWATER HOLDINGS, LP	PARTNER	12/2020	50-75%
EK HORIZON PARTNERS, LP	Domestic Entity	TAILWATER HOLDINGS, LP	PARTNER	12/2020	50-75%
TW GP HOLDINGS, LLC	Domestic Entity	TAILWATER HOLDINGS, LP	GENERAL PARTNER	12/2014
BLAKEMAN, BRIAN, MICHAEL	Individual	TW GP HOLDINGS, LLC	VICE PRESIDENT	12/2014
2021 DOWNIE FAMILY TRUST	Domestic Entity	DOWN-E HOLDINGS, LP	OWNER	10/2021	50-75%
2021 HERRING FAMILY TRUST	Domestic Entity	EK HORIZON PARTNERS, LP	OWNER	11/2021	> 75%
HERRING, JAMES, EDWARD	Individual	2021 HERRING FAMILY TRUST	TRUSTEE	11/2021
DOWNIE, JASON, HOWLAND	Individual	2021 DOWNIE FAMILY TRUST	TRUSTEE	10/2021
HERRING, JAMES, EDWARD	Individual	TAILWATER CAPITAL, LLC	MANAGING PARTNER	11/2014
DOWNIE, JASON, HOWLAND	Individual	TAILWATER CAPITAL, LLC	MANAGING PARTNER	11/2014
BLAKEMAN, BRIAN, MICHAEL	Individual	TAILWATER CAPITAL, LLC	CHIEF FINANCIAL OFFICER AND VICE PRESIDENT OF TAX AND FINANCE	11/2014

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