SHEARWATER CAPITAL
SHEARWATER CAPITAL, LLC Legal Name
Adviser information for SHEARWATER CAPITAL last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 683 | $305.8M |
| Non-Discretionary | 9 | $1.1M |
| Total | 692 | $306.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 79 | $22.6M |
| HNW Individuals | 101 | $277.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Principal Office
2000 S COLORADO BLVD. TOWER 1SUITE 2000-1148
DENVER
CO
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 314-434-4750, Fax: 314-256-9367
Chief Compliance Officer
JARED MEESE
CHIEF COMPLIANCE OFFICER
2000 S. COLORADO BLVD. TOWER 1
SUITE 2000-1148
DENVER
CO
United States
Tel:
314-434-4750
Fax:
314-256-9367
J*****@********************M
(Full email address available in API data)
Regulatory Contact
JEFFREY J. BROWN
PRINCIPAL
3808 RUSKIN ST.
HOUSTON
TX
United States
Tel:
314-497-6809
Fax:
314-256-9367
J*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, JEFFREY, JERRAM | Individual | – | PRINCIPAL | 06/1999 | 50-75% |
| MALDEN, ERIC, STUART | Individual | – | PRINCIPAL | 06/1999 | 50-75% |
| MEESE, JARED, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2007 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 1M | 2K | – |
| AFFIRM HLDGS INC | COM CL A | 211K | 7K | – |
| ALPHABET INC | CAP STK CL C | 558K | 3K | – |
| AMAZON COM INC | COM | 3M | 14K | – |
| APPLE INC | COM | 527K | 3K | – |
| C3 AI INC | CL A | 2M | 67K | – |
| DEERE & CO | COM | 258K | 692 | – |
| DIAMONDBACK ENERGY INC | COM | 209K | 1K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 1M | 35K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 2M | 82K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 927K | 36K | – |
| DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 304K | 12K | – |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | 1M | 36K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 13M | 358K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 2M | 83K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 608K | 23K | – |
| DIMENSIONAL ETF TRUST | NATIONAL MUNICIP | 2M | 34K | – |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 403K | 9K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 359K | 10K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 54M | 2M | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 2M | 28K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 6M | 146K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 1M | 24K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 467K | 16K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 4M | 86K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 20M | 780K | – |
| DOCUSIGN INC | COM | 6M | 114K | – |
| HUMANA INC | COM | 593K | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 242K | 505 | – |
| ISHARES TR | CORE S&P500 ETF | 789K | 1K | – |
| ISHARES TR | S&P 500 GRWT ETF | 400K | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 266K | 1K | – |
| MOODYS CORP | COM | 406K | 964 | – |
| NVIDIA CORPORATION | COM | 1M | 12K | – |
| ORACLE CORP | COM | 365K | 3K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 256K | 7K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 969K | 21K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 247K | 3K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 554K | 11K | – |
| SPDR GOLD TR | GOLD SHS | 997K | 5K | – |
| STEEL DYNAMICS INC | COM | 944K | 7K | – |
| STERIS PLC | SHS USD | 372K | 2K | – |
| TESLA INC | COM | 895K | 5K | – |