FUND DIRECT ADVISORS INC.
Adviser information for FUND DIRECT ADVISORS INC. last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 275 | $53.0M |
| Non-Discretionary | 70 | $471.0M |
| Total | 345 | $524.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 133 | $23.0M |
| HNW Individuals | 20 | $30.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 80 | $471.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningRIA MGT. FOR 401-K,403-B & 527 PLANS; PROFIT SHAR. PLS; GOV. PEN. PLS. FOR & NON-FOR PROFIT PEN. PLS. |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77794 |
|---|---|
| SEC ERA File Number | 801-77794 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155363 |
| Legal Entity Identifier | None |
Principal Office
7800 MCCLOUD ROADSUITE 201
GREENSBORO
NC
United States
Monday - Friday, 9AM TO 5PM
Tel: 336-271-4450, Fax: 336-271-4455
Chief Compliance Officer
CHARLES C STANLEY
7800 MCCLOUD ROAD
SUITE 201
GREENSBORO
NC
United States
Tel:
336-271-4450
Fax:
336-271-4455
C*******@*********************M
(Full email address available in API data)
Regulatory Contact
WILLIAM E. STANLEY III
CEO
7800 MCCLOUD ROAD
SUITE 201
GREENSBORO
NC
United States
Tel:
336-271-4450
Fax:
336-271-4455
W*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STANLEY, CHARLES, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2020 | 25-50% |
| FRANCIS, CHRISTOPHER, ALAN | Individual | – | SHAREHOLDER | 11/2010 | 5-10% |
| STANLEY, WILLIAM, ELBERT | Individual | – | CEO | 11/2010 | 25-50% |
| STANLEY, WILLIAM, ELBERT | Individual | – | SHAREHOLDER | 05/2020 | < 5% |