ADKINS SEALE CAPITAL MANAGEMENT LLC
Adviser information for ADKINS SEALE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 346 | $333.5M |
| Non-Discretionary | 70 | $50.5M |
| Total | 416 | $384.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 63 | $23.1M |
| HNW Individuals | 86 | $333.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.1M |
| Charitable organizations | <5 | $8.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $17.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 333.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ADKINS SEALE WRAP PROGRAM | ADKINS SEALE CAPITAL MANAGEMENT LLC |
Identifiers
| SEC RIA File Number | 801-77795 |
|---|---|
| SEC ERA File Number | 801-77795 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166749 |
| Legal Entity Identifier | None |
Principal Office
333 TEXAS STREET, SUITE 2235SHREVEPORT
LA
United States
Monday - Friday, 9AM TO 5PM
Tel: 318-703-3641, Fax: 318-703-3897
Websites
Chief Compliance Officer
PHILIP MICHAEL ADKINS
CO-MANAGING MEMBER
333 TEXAS STREET, SUITE 2235
SHREVEPORT
LA
United States
Tel:
318-703-3641
Fax:
318-703-3897
M*********@***********M
(Full email address available in API data)
Regulatory Contact
JOHN RICHARD SEALE
CO-MANAGING MEMBER
333 TEXAS STREET, SUITE 2235
SHREVEPORT
LA
United States
Tel:
318-703-3641
Fax:
318-703-3897
D********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADKINS, PHILIP, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER / CO-MANAGING MEMBER | 04/2013 | 25-50% |
| SEALE, JOHN, RICHARD | Individual | – | CO-MANAGING MEMBER | 04/2013 | 25-50% |
| Binderim, Jay, Kyle | Individual | – | MEMBER | 09/2017 | 25-50% |