MARITIME CAPITAL
MARITIME CAPITAL LLC Legal Name
Adviser information for MARITIME CAPITAL last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $806.1M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $806.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $806.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 22 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-77814 |
|---|---|
| SEC ERA File Number | 801-77814 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161112 |
| Legal Entity Identifier | 54930065K1W12NKS8A07 |
Principal Office
555 FIFTH AVENUE9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 646-513-3203, Fax: 646-513-3193
Websites
Chief Compliance Officer
ANTHONY BUZZI
CHIEF OPERATING OFFICER
555 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
646-513-3203
Fax:
646-513-3193
A*****@*************M
(Full email address available in API data)
Regulatory Contact
DOUG WALCK
CONTROLLER
555 FIFTH AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
646-513-4784
D*****@*************M
(Full email address available in API data)
Industry Affiliates
| MARITIME CAPITAL COMPOSITE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MARITIME CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MARITIME LO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MARITIME CAPITAL COMPOSITE LP | Hedge Fund | $20.0M | $0.1M | 10 |
| MARITIME CAPITAL PARTNERS MASTER LTD | Hedge Fund | $288.0M | $1.0M | 34 |
| MARITIME MUNICIPAL LONG FUND, LP | Hedge Fund | $72.5M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUREVICH, GREG | Individual | – | MANAGING MEMBER/PARTNER | 02/2010 | > 75% |
| BUZZI, ANTHONY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 05/2012 | < 5% |