CHINA ASSET MANAGEMENT (HONG KONG) LIMITED
Adviser information for CHINA ASSET MANAGEMENT (HONG KONG) LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 94 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $6.7B |
| Non-Discretionary | 10 | $456.9M |
| Total | 73 | $7.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $200.5M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 46 | $5.2B |
| Pension and profit sharing plans | <5 | $329.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $53.3M |
| Insurance companies | <5 | $845.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $531.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
37/F, BANK OF CHINA TOWER1 GARDEN ROAD
HONG KONG
Hong Kong
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 852-3406-8688, Fax: 852-3406-8500
Chief Compliance Officer
CHAN MAN KWAI
37/F, BANK OF CHINA TOWER
1 GARDEN ROAD
HONG KONG
Hong Kong
Tel:
(852) 3406 8661
Fax:
(852) 3406 8545
C**********@***********M
(Full email address available in API data)
Regulatory Contact
JESSICA WONG
COMPLIANCE - SENIOR ASSOCIATE
37/F, BANK OF CHINA TOWER
1 GARDEN ROAD
HONG KONG
Hong Kong
Tel:
(852) 3406 8662
Fax:
(852) 3406 8545
H************@***********M
(Full email address available in API data)
Industry Affiliates
| CHINA ASSET MANAGEMENT CO., LIMITED | Other investment adviser, including financial planners |
| CITIC SECURITIES CO., LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACKENZIE INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHINAAMC CHINA GROWTH FUND | Hedge Fund | $4.6M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAN, TIAN | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2020 | < 5% |
| CHINA ASSET MANAGEMENT CO. LTD | Foreign Entity | – | SHAREHOLDER | 09/2008 | > 75% |
| CITIC SECURITIES CO., LTD | Foreign Entity | CHINA ASSET MANAGEMENT CO., LTD | SHAREHOLDER | 10/2006 | 50-75% |
| CHOW, HOK LIM | Individual | – | CHIEF OPERATING OFFICER | 09/2016 | < 5% |
| CHAN, MAN, KWAI | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| Li, Yimei | Individual | – | DIRECTOR | 05/2018 | < 5% |
| LI, FUNG MING | Individual | – | DIRECTOR | 05/2018 | < 5% |
| SUN, Liqiang | Individual | – | DIRECTOR | 03/2022 | < 5% |
| MACKENZIE INVESTMENTS | Foreign Entity | CHINA ASSET MANAGEMENT CO. LTD | SHAREHOLDER | 01/2023 | 25-50% |
| MACKENZIE INC. | Foreign Entity | MACKENZIE INVESTMENTS | CORPORATION | 01/2003 | > 75% |
| IGM FINANCIAL INC. | Foreign Entity | MACKENZIE INC. | SHAREHOLDER | 08/1978 | > 75% |
| POWER FINANCIAL CORPORATION | Foreign Entity | IGM FINANCIAL INC. | SHAREHOLDER | 04/1940 | 50-75% |
| POWER CORPORATION OF CANADA | Foreign Entity | POWER FINANCIAL CORPORATION | SHAREHOLDER | 12/2008 | > 75% |
| THE DESMARAIS FAMILY RESIDUARY TRUST | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2013 | 50-75% |
| FORTIN, GUY, NMN | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, PAUL, GUY | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| DESMARAIS, SOPHIE, CAROLINE | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 03/2018 | |
| DESMARAIS, ANDRE, ROGER | Individual | THE DESMARAIS FAMILY RESIDUARY TRUST | TRUSTEE | 10/2013 | |
| PANSOLO HOLDING INC. | Foreign Entity | POWER CORPORATION OF CANADA | SHAREHOLDER | 10/2015 | 50-75% |