SEAHORSE FINANCIAL ADVISERS INC.
Adviser information for SEAHORSE FINANCIAL ADVISERS INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $69.3M |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $69.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $478,820 |
| HNW Individuals | 19 | $68.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Lawyer or law firm |
Identifiers
| SEC RIA File Number | 801-77819 |
|---|---|
| SEC ERA File Number | 801-77819 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117407 |
| Legal Entity Identifier | None |
Principal Office
52 FRONT ST.MILLBROOK
NY
United States
M/TU/TH, 9:30AM - 4:30 PM
Tel: 845-605-8122, Fax: 845-605-2849
Chief Compliance Officer
EDVARD JORGENSEN
52 FRONT ST.
PO BOX 872
MILLBROOK
NY
United States
Tel:
845-605-8122
Fax:
845-66052849
E*********@*******************M
(Full email address available in API data)
Regulatory Contact
EDVARD JORGENSEN
PRESIDENT
373 SHUNPIKE
MILLBROOK
NY
United States
Tel:
8456058122
Fax:
8456052849
E*********@*******************M
(Full email address available in API data)
Industry Affiliates
| EDVARD JORGENSEN | Lawyer or law firmReal estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JORGENSEN, EDVARD | Individual | – | PRESIDENT AND CCO | 09/1981 | > 75% |