Hedge Fund Database

LJI WEALTH MANAGEMENT, LLC

Adviser information for LJI WEALTH MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,286 $644.1M
Non-Discretionary 70 $209.1M
Total 3,356 $853.2M

Clients

Type Number RAUM
Individuals 1,321 $238.3M
HNW Individuals 130 $405.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 70 $209.1M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agentMORTGAGE BROKER

Identifiers

SEC RIA File Number 801-77820
SEC ERA File Number 801-77820
SEC CIK Numbers 1988563
SEC CRD Numbers 145399
Legal Entity Identifier None

Principal Office

6569 CARROLLTON AVENUE
INDIANAPOLIS
IN
United States
Monday - Friday, 8:00 A.M. TO 4:00 P.M.
Tel: 317-466-9702, Fax: 317-466-9706

Websites

ljiwm.com/ www.facebook.com/lji-wealth-management-159161050762555 www.linkedin.com/company/lji-wealth-management/

Chief Compliance Officer

BRADLEY OWENS
CFP, HEAD OF FINANCIAL PLANNING
6569 CARROLLTON AVENUE
INDIANAPOLIS
IN
United States
Tel: 317-466-9702
Fax: 317-466-9706
(Full email address available in API data)

Regulatory Contact

LAYTON JOHN
PRESIDENT, OWNER, CFP
6569 CARROLLTON AVENUE
INDIANAPOLIS
IN
United States
Tel: 317-466-9702
Fax: 317-466-9706
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JOHN, LAYTON, LEON Individual – PRESIDENT 10/2008 50-75%
OWENS, BRADLEY, HEATH Individual – CHIEF COMPLIANCE OFFICER 02/2012 5-10%
JOHN, JOSHUA, DAVID Individual – INVESTMENT ADVISER REPRESENTATIVE 08/2016 5-10%
LUCAS, DANIEL, KEITH Individual – INVESTMENT ADVISER REPRESENTATIVE 08/2016 5-10%
RUSSELL, JONATHAN, WILLIAM Individual – INVESTMENT ADVISER REPRESENTATIVE 08/2016 10-25%

No. Employees, Historic

2010020192020202120222023202420258 on 12/11/20198 on 3/20/20208 on 6/3/20208 on 6/17/20208 on 6/30/20209 on 3/13/202111 on 3/17/202215 on 3/19/202315 on 12/13/202315 on 1/2/202415 on 3/25/2024

RAUM, Historic

900M450M02019202020212022202320242025244038231 on 12/11/2019310751963 on 3/20/2020310751963 on 6/3/2020310751963 on 6/17/2020310751963 on 6/30/2020431233566 on 3/13/2021553716122 on 3/17/2022647249390 on 3/19/2023647249390 on 12/13/2023647249390 on 1/2/2024853217516 on 3/25/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025613 on 12/11/2019684 on 3/20/2020684 on 6/3/2020684 on 6/17/2020684 on 6/30/20201114 on 3/13/20211166 on 3/17/20221352 on 3/19/20231352 on 12/13/20231352 on 1/2/20241521 on 3/25/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 263K 3K –
ABBVIE INC COM 365K 2K –
ADOBE INC COM 390K 702 –
ADVANCED MICRO DEVICES INC COM 674K 4K –
ADVISORSHARES TR PURE US CANNABIS 204K 28K –
ALPHABET INC CAP STK CL C 986K 5K –
ALPHABET INC CAP STK CL A 1M 6K –
ALTRIA GROUP INC COM 293K 6K –
AMAZON COM INC COM 2M 12K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 12K –
AMETEK INC COM 348K 2K –
AMGEN INC COM 282K 901 –
AMPLIFY ETF TR HIGH INCOME 12M 1M –
APPLE INC COM 14M 67K –
APPLE INC COM 337K 2K –
APPLIED MATLS INC COM 247K 1K –
ASENSUS SURGICAL INC COM 3K 10K –
ASML HOLDING N V N Y REGISTRY SHS 499K 488 –
AVALONBAY CMNTYS INC COM 397K 2K –
BANK AMERICA CORP COM 2M 55K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 784K 2K –
BOEING CO COM 2M 8K –
BRIGHTCOVE INC COM 24K 10K –
BROADCOM INC COM 596K 371 –
CATERPILLAR INC COM 381K 1K –
CENTURY CMNTYS INC COM 542K 7K –
CHEVRON CORP NEW COM 707K 5K –
CLOUDFLARE INC CL A COM 596K 7K –
COSTCO WHSL CORP NEW COM 818K 962 –
CROWDSTRIKE HLDGS INC CL A 235K 614 –
DBX ETF TR XTRACKERS S&P 218K 4K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 1M 30K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 348K 12K –
DIMENSIONAL ETF TRUST US TARGETED VLU 3M 60K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 241K 9K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 3M 90K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 78K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 432K 9K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 649K 26K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 1M 34K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 480K 18K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 588K 23K –
DIREXION SHS ETF TR NAS100 EQL WGT 217K 2K –
DISNEY WALT CO COM 1M 12K –
EA SERIES TRUST EA BRIDGEWAY OMN 599K 29K –
ECOLAB INC COM 227K 953 –
ELEVANCE HEALTH INC COM 302K 557 –
ELI LILLY & CO COM 6M 7K –
ENOVIX CORPORATION COM 1M 72K –
EXTRA SPACE STORAGE INC COM 813K 5K –
EXXON MOBIL CORP COM 2M 15K –
FEDEX CORP COM 309K 1K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 26M 367K –
FIDELITY COVINGTON TRUST VLU FACTOR ETF 226K 4K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 593K 3K –
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 590K 14K –
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 384K 15K –
FIDELITY COVINGTON TRUST DIVID ETF RISI 557K 12K –
FREEPORT-MCMORAN INC CL B 206K 4K –
FUBOTV INC COM 14K 11K –
HEICO CORP NEW COM 470K 2K –
HOME DEPOT INC COM 564K 2K –
HUNTINGTON BANCSHARES INC COM 831K 63K –
IMPINJ INC COM 282K 2K –
INDEPENDENT BK CORP MICH COM NEW 243K 9K –
INTEL CORP COM 367K 12K –
INTUITIVE SURGICAL INC COM NEW 500K 1K –
INVESCO EXCH TRADED FD TR II DORSEY WRGT SMLC 4M 43K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 510K 3K –
INVESCO EXCH TRADED FD TR II SR LN ETF 409K 19K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 655K 4K –
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 9M 92K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 417K 11K –
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 538K 37K –
INVESCO QQQ TR UNIT SER 1 13M 28K –
ISHARES INC CORE MSCI EMKT 2M 41K –
ISHARES TR MSCI EAFE ETF 531K 7K –
ISHARES TR RUS MD CP GR ETF 407K 4K –
ISHARES TR SELECT DIVID ETF 210K 2K –
ISHARES TR CORE S&P TTL STK 106M 895K –
ISHARES TR 0-5YR INVT GR CP 41M 840K –
ISHARES TR CORE DIV GRWTH 211K 4K –
ISHARES TR MSCI EURO FL ETF 201K 9K –
ISHARES TR SP SMCP600VL ETF 657K 7K –
ISHARES TR SHRT NAT MUN ETF 2M 24K –
ISHARES TR CORE US AGGBD ET 487K 5K –
ISHARES TR CORE MSCI EAFE 727K 10K –
ISHARES TR IBOXX HI YD ETF 774K 10K –
ISHARES TR RUS 2000 GRW ETF 298K 1K –
ISHARES TR MSCI EMG MKT ETF 459K 11K –
ISHARES TR CORE MSCI INTL 1M 21K –
ISHARES TR ISHARES BIOTECH 380K 3K –
ISHARES TR RUSSELL 3000 ETF 225K 729 –
ISHARES TR FLTG RATE NT ETF 17M 329K –
ISHARES TR S&P 500 VAL ETF 471K 3K –
ISHARES TR RUS MID CAP ETF 12M 146K –
ISHARES TR RUS MDCP VAL ETF 580K 5K –
ISHARES TR CORE S&P MCP ETF 244K 4K –
ISHARES TR CORE 1 5 YR USD 3M 71K –
ISHARES TR NATIONAL MUN ETF 1M 12K –
ISHARES TR PFD AND INCM SEC 604K 19K –
ISHARES TR S&P 500 GRWT ETF 425K 5K –
ISHARES TR MORNINGSTAR GRWT 345K 4K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR RUS 1000 VAL ETF 359K 2K –
ISHARES TR CORE MSCI TOTAL 938K 14K –
ISHARES TR RUSSELL 2000 ETF 20M 98K –
ISHARES TR MSCI INTL VLU FT 415K 15K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 31K –
JOHNSON & JOHNSON COM 739K 5K –
JPMORGAN CHASE & CO. COM 6M 28K –
KLA CORP COM NEW 411K 499 –
KODIAK SCIENCES INC COM 33K 14K –
KRAFT HEINZ CO COM 449K 14K –
LAM RESEARCH CORP COM 674K 633 –
MASTERCARD INCORPORATED CL A 202K 459 –
MERCK & CO INC COM 348K 3K –
META PLATFORMS INC CL A 2M 4K –
MICROSOFT CORP COM 4M 9K –
NETFLIX INC COM 547K 810 –
NIO INC SPON ADS 93K 22K –
NOVO-NORDISK A S ADR 625K 4K –
NVIDIA CORPORATION COM 4M 31K –
ORACLE CORP COM 686K 5K –
PALANTIR TECHNOLOGIES INC CL A 1M 41K –
PFIZER INC COM 326K 12K –
PHILIP MORRIS INTL INC COM 218K 2K –
PROCTER AND GAMBLE CO COM 301K 2K –
REDWIRE CORPORATION COM 258K 36K –
REGIONS FINANCIAL CORP NEW COM 589K 29K –
SALESFORCE INC COM 414K 2K –
SANGAMO THERAPEUTICS INC COM 13K 36K –
SCHLUMBERGER LTD COM STK 560K 12K –
SCHWAB CHARLES CORP COM 229K 3K –
SCHWAB STRATEGIC TR INTL EQTY ETF 224K 6K –
SELECT SECTOR SPDR TR FINANCIAL 1M 35K –
SELECT SECTOR SPDR TR SBI INT-UTILS 387K 6K –
SELECT SECTOR SPDR TR ENERGY 332K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 257K 1K –
SEMPRA COM 289K 4K –
SIMON PPTY GROUP INC NEW COM 327K 2K –
SPDR DOW JONES INDL AVERAGE UT SER 1 489K 1K –
SPDR S&P 500 ETF TR TR UNIT 5M 9K –
SPDR SER TR NUVEEN BLMBRG SH 2M 52K –
SPDR SER TR PORTFOLI S&P1500 1M 21K –
SPDR SER TR S&P BIOTECH 2M 20K –
SPDR SER TR S&P REGL BKG 850K 17K –
SPDR SER TR S&P DIVID ETF 446K 4K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 354K 8K –
STARBUCKS CORP COM 294K 4K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 256K 1K –
TARGET CORP COM 1M 7K –
TESLA INC COM 391K 2K –
UBER TECHNOLOGIES INC COM 294K 4K –
UNION PAC CORP COM 483K 2K –
UWM HOLDINGS CORPORATION COM CL A 105K 15K –
VANECK ETF TRUST OIL SERVICES ETF 256K 810 –
VANECK ETF TRUST SEMICONDUCTR ETF 616K 2K –
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 10M 91K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 330K 5K –
VANGUARD BD INDEX FDS SHORT TRM BOND 251K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 13M 49K –
VANGUARD INDEX FDS MID CAP ETF 918K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 228K 3K –
VANGUARD INDEX FDS SM CP VAL ETF 260K 1K –
VANGUARD INDEX FDS GROWTH ETF 695K 2K –
VANGUARD INDEX FDS SMALL CP ETF 396K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 259K 6K –
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 23K –
VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 11M 59K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 5M 59K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 3M 45K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 2M 29K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 499K 3K –
VANGUARD WHITEHALL FDS INTL DVD ETF 417K 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 10K –
VANGUARD WORLD FD HEALTH CAR ETF 855K 3K –
VERIZON COMMUNICATIONS INC COM 369K 9K –
VIKING THERAPEUTICS INC COM 2M 30K –
VISA INC COM CL A 372K 1K –
WALGREENS BOOTS ALLIANCE INC COM 125K 10K –
WALMART INC COM 456K 7K –
WELLS FARGO CO NEW COM 1M 24K –
WYNN RESORTS LTD COM 765K 9K –
XERIS BIOPHARMA HOLDINGS INC COM 108K 48K –