Hedge Fund Database

RIA ADVISORS

CLARITY FINANCIAL, LLC Legal Name

Adviser information for RIA ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,014 $1.1B
Non-Discretionary 152 $92.9M
Total 3,166 $1.2B

Clients

Type Number RAUM
Individuals 777 $312.8M
HNW Individuals 296 $867.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 1 $114,524
Pooled investment vehicles 0 $0
Pension and profit sharing plans 18 $9.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $49.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMSubscription feesFixed fees

Identifiers

SEC RIA File Number 801-77832
SEC ERA File Number 801-77832
SEC CIK Numbers 1862145
SEC CRD Numbers 150661
Legal Entity Identifier None

Principal Office

11750 KATY FREEWAY
SUITE 840
HOUSTON
TX
United States
Monday - Friday, 8 A.M. - 4 P.M.
Tel: 281-501-1791, Fax: 281-501-1806

Websites

www.facebook.com/brent.clanton www.linkedin.com/in/realinvestmentadvice/ www.facebook.com/rrosso www.facebook.com/realinvestmentnews www.linkedin.com/in/connie-mack-79670712/ twitter.com/rr0710?ref_src=twsrc%5egoogle%7ctwcamp%5eserp%7ctwgr%5eauthor www.linkedin.com/in/richard-rosso-ms-cfp-cima-8368351/ www.linkedin.com/in/brentclanton/ www.linkedin.com/in/chris-larochelle www.realinvestmentadvice.com www.linkedin.com/in/karen-roan-mcclure-ab895b15b/ www.facebook.com/michaellebowitz720/ www.facebook.com/connie.mack www.facebook.com/frank.marrone.3 www.facebook.com/riaadvisors/ www.linkedin.com/in/danny-ratliff-cfp%c2%ae-chfc%c2%ae-0b9b17114/ www.linkedin.com/in/michael-lebowitz-cfa-a556696/ www.facebook.com/dannyratliff www.linkedin.com/in/craig-severin-cfp/ www.linkedin.com/in/samanthasamolu/ twitter.com/michaellebowitz?lang=en www.facebook.com/richard.rosso.7127 www.facebook.com/lance.roberts.73345 www.youtube.com/channel/ucm513wgpvjwh-olnqiqekiw www.youtube.com/channel/ucxvmmgeidxlrtm1coedg70a www.linkedin.com/in/diana-williams-mba-54725611/ www.facebook.com/realinvestmentadvice/ www.instagram.com/moneymuse64/ twitter.com/contactclarity www.facebook.com/craig.severin riaadvisors.com/ www.instagram.com/ratliff_danny/ www.facebook.com/thelancerobertsshow/ twitter.com/ratliff_danny www.instagram.com/thelancerobertsshow/p/bpddvt_a--z/ soundcloud.com/the-lance-roberts-show twitter.com/brentclanton?lang=en twitter.com/lanceroberts?lang=en twitter.com/lanceroberts?ref_src=twsrc%5egoogle%7ctwcamp%5eserp%7ctwgr%5eauthor

Chief Compliance Officer

CONNIE MACK
MANAGING MEMBER, CCO
11750 KATY FREEWAY
SUITE 840
HOUSTON
TX
United States
Tel: 281-501-1791
Fax: 281-501-1806
(Full email address available in API data)

Regulatory Contact

MICHOLE FIELDS
COMPLIANCE MANAGER AND CONTROLLER
11750 KATY FREEWAY
SUITE 840
HOUSTON
TX
United States
Tel: 8329407288
(Full email address available in API data)

Industry Affiliates

ALORA CONSULTING Insurance company or agency
RIA WEALTH ADVISORS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MACK, CONNIE Individual – MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 11/2009 25-50%
ROSSO, RICHARD, MICHAEL Individual – DIRECTOR OF FINANCIAL PLANNING 05/2016 25-50%
ROBERTS, LANCE, ERIC Individual – CHIEF ECONOMIST 05/2016 25-50%
RATLIFF, JAMES, DANIEL Individual – SENIOR FINANCIAL ADVISOR 02/2020 10-25%

No. Employees, Historic

30150201920202021202220232024202514 on 9/18/201914 on 1/2/202014 on 1/13/202014 on 1/27/202017 on 3/30/202017 on 6/29/202017 on 6/30/202017 on 7/30/202017 on 9/10/202017 on 11/3/202017 on 1/14/202117 on 2/17/202117 on 3/22/202118 on 3/31/202119 on 5/12/202119 on 5/26/202118 on 6/8/202121 on 11/22/202121 on 1/10/202222 on 2/7/202222 on 2/7/202222 on 3/9/202222 on 3/17/202222 on 5/31/202222 on 7/20/202222 on 7/26/202222 on 9/16/202222 on 9/19/202222 on 9/29/202221 on 10/3/202221 on 10/7/202221 on 1/30/202319 on 2/9/202320 on 3/7/202321 on 6/8/202321 on 6/23/202315 on 7/20/202314 on 7/28/202314 on 8/6/202313 on 9/7/202313 on 9/27/202313 on 3/26/2024

RAUM, Historic

2B1B02019202020212022202320242025759559425 on 9/18/2019759559425 on 1/2/2020759559425 on 1/13/2020759559425 on 1/27/2020788264468 on 3/30/2020788264468 on 6/29/2020788264468 on 6/30/2020788264468 on 7/30/2020788264468 on 9/10/2020788264468 on 11/3/2020788264468 on 1/14/2021788264468 on 2/17/20211013824632 on 3/22/20211013824632 on 3/31/20211013824632 on 5/12/20211013824632 on 5/26/20211013824632 on 6/8/20211013824632 on 11/22/20211013824632 on 1/10/20221013824632 on 2/7/20221013824632 on 2/7/20221013824632 on 3/9/20221203277927 on 3/17/20221203277927 on 5/31/20221203277927 on 7/20/20221203277927 on 7/26/20221203277927 on 9/16/20221203277927 on 9/19/20221203277927 on 9/29/20221203277927 on 10/3/20221203277927 on 10/7/20221203277927 on 1/30/20231104056685 on 2/9/20231104056685 on 3/7/20231104056685 on 6/8/20231104056685 on 6/23/20231104056685 on 7/20/20231104056685 on 7/28/20231104056685 on 8/6/20231104056685 on 9/7/20231104056685 on 9/27/20231239415376 on 3/26/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025686 on 9/18/2019686 on 1/2/2020686 on 1/13/2020686 on 1/27/2020892 on 3/30/2020892 on 6/29/2020892 on 6/30/2020892 on 7/30/2020892 on 9/10/2020892 on 11/3/2020892 on 1/14/2021892 on 2/17/20211032 on 3/22/20211032 on 3/31/20211032 on 5/12/20211032 on 5/26/20211032 on 6/8/20211032 on 11/22/20211032 on 1/10/20221032 on 2/7/20221032 on 2/7/20221032 on 3/9/20221063 on 3/17/20221063 on 5/31/20221063 on 7/20/20221063 on 7/26/20221063 on 9/16/20221063 on 9/19/20221063 on 9/29/20221063 on 10/3/20221063 on 10/7/20221063 on 1/30/20231105 on 2/9/20231105 on 3/7/20231105 on 6/8/20231105 on 6/23/20231105 on 7/20/20231105 on 7/28/20231105 on 8/6/20231105 on 9/7/20231105 on 9/27/20231095 on 3/26/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 365K 4K –
ABBOTT LABS COM 292K 3K –
ABBVIE INC COM 27M 155K –
ADVANCED MICRO DEVICES INC COM 15M 90K –
AEHR TEST SYS COM 123K 11K –
AFLAC INC COM 262K 3K –
ALPHABET INC CAP STK CL C 26M 139K –
ALPHABET INC CAP STK CL A 1M 6K –
ALTRIA GROUP INC COM 870K 19K –
AMAZON COM INC COM 19M 96K –
AMAZON COM INC COM 1M 7K –
AMERICAN ELEC PWR CO INC COM 612K 7K –
APPLE INC COM 30M 141K –
ARDAGH METAL PACKAGING S A SHS 43K 13K –
ARISTA NETWORKS INC COM 334K 953 –
AUTOMATIC DATA PROCESSING IN COM 334K 1K –
BALL CORP COM 214K 4K –
BANK AMERICA CORP COM 314K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 12M 28K –
BLACKROCK CORE BD TR SHS BEN INT 498K 47K –
BROADCOM INC COM 552K 344 –
CARDINAL HEALTH INC COM 219K 2K –
CBRE GROUP INC CL A 591K 7K –
CHEVRON CORP NEW COM 895K 6K –
CISCO SYS INC COM 464K 10K –
COCA COLA CO COM 249K 4K –
COMCAST CORP NEW CL A 793K 20K –
CONOCOPHILLIPS COM 281K 2K –
COSTCO WHSL CORP NEW COM 24M 28K –
CVS HEALTH CORP COM 491K 8K –
DANAHER CORPORATION COM 245K 980 –
DEVON ENERGY CORP NEW COM 549K 12K –
DIAMONDBACK ENERGY INC COM 12M 58K –
DORCHESTER MINERALS LP COM UNIT 231K 7K –
DUKE ENERGY CORP NEW COM NEW 17M 169K –
ELI LILLY & CO COM 16M 18K –
ENTERPRISE PRODS PARTNERS L COM 288K 10K –
EXXON MOBIL CORP COM 26M 222K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 896K 20K –
GE VERNOVA INC COM 6M 34K –
GRAINGER W W INC COM 465K 515 –
HOME DEPOT INC COM 530K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 234K 1K –
INVESCO QQQ TR UNIT SER 1 286K 596 –
ISHARES GOLD TR ISHARES NEW 467K 11K –
ISHARES TR CORE US AGGBD ET 2M 16K –
ISHARES TR 20 YR TR BD ETF 9M 103K –
ISHARES TR CORE S&P500 ETF 432K 789 –
ISHARES TR US TREAS BD ETF 355K 16K –
ISHARES TR TRS FLT RT BD 1M 22K –
ISHARES TR SHORT TREAS BD 3M 23K –
ISHARES TR MORTGE REL ETF 311K 14K –
ISHARES TR MSCI EAFE ETF 590K 8K –
ISHARES TR RUS 1000 VAL ETF 385K 2K –
ISHARES TR MSCI USA QLT FCT 534K 3K –
ISHARES TR MSCI USA MIN VOL 298K 4K –
ISHARES TR FLTG RATE NT ETF 2M 33K –
ISHARES TR TIPS BD ETF 409K 4K –
ISHARES TR CORE S&P MCP ETF 229K 4K –
ISHARES TR 20 YR TR BD ETF 12M 136K –
ISHARES TR 1 3 YR TREAS BD 46M 563K –
ISHARES TR 3 7 YR TREAS BD 31M 270K –
ISHARES TR 7-10 YR TRSY BD 38M 410K –
JOHNSON & JOHNSON COM 849K 6K –
JPMORGAN CHASE & CO. COM 1M 6K –
KIMBERLY-CLARK CORP COM 264K 2K –
KINDER MORGAN INC DEL COM 207K 10K –
KRAFT HEINZ CO COM 307K 10K –
LOCKHEED MARTIN CORP COM 248K 530 –
MASTERCARD INCORPORATED CL A 352K 797 –
META PLATFORMS INC CL A 558K 1K –
MICROSOFT CORP COM 24M 54K –
NETAPP INC COM 430K 3K –
NIKE INC CL B 318K 4K –
NINE ENERGY SERVICE INC COM 4M 2M –
NUVEEN MUN VALUE FD INC COM 106K 12K –
NVIDIA CORPORATION COM 15M 125K –
ONEOK INC NEW COM 6M 69K –
PALO ALTO NETWORKS INC COM 10M 30K –
PEPSICO INC COM 549K 3K –
PHILIP MORRIS INTL INC COM 231K 2K –
PHILLIPS 66 COM 243K 2K –
PROCTER AND GAMBLE CO COM 17M 102K –
PROSHARES TR PSHS ULTRA TECH 269K 4K –
PRUDENTIAL FINL INC COM 550K 5K –
PUBLIC STORAGE OPER CO COM 6M 22K –
PURECYCLE TECHNOLOGIES INC COM 404K 68K –
QUANTA SVCS INC COM 348K 1K –
RTX CORPORATION COM 9M 94K –
SELECT SECTOR SPDR TR SBI MATERIALS 2M 24K –
SELECT SECTOR SPDR TR TECHNOLOGY 26M 117K –
SELECT SECTOR SPDR TR COMMUNICATION 15M 178K –
SELECT SECTOR SPDR TR INDL 4M 34K –
SELECT SECTOR SPDR TR SBI CONS DISCR 8M 46K –
SELECT SECTOR SPDR TR SBI CONS STPLS 12M 160K –
SELECT SECTOR SPDR TR RL EST SEL SEC 4M 108K –
SELECT SECTOR SPDR TR ENERGY 11M 118K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 19M 129K –
SELECT SECTOR SPDR TR FINANCIAL 4M 109K –
SELECT SECTOR SPDR TR SBI INT-UTILS 8M 120K –
SHELL PLC SPON ADS 238K 3K –
SNOWFLAKE INC CL A 338K 3K –
SPDR S&P 500 ETF TR TR UNIT 1M 3K –
SPDR S&P 500 ETF TR TR UNIT 5M 10K –
SPDR SER TR BLOOMBERG 1-3 MO 12M 135K –
SPROTT PHYSICAL GOLD TR UNIT 292K 16K –
SPROTT PHYSICAL SILVER TR TR UNIT 290K 29K –
STANLEY BLACK & DECKER INC COM 18M 224K –
TELLURIAN INC NEW COM 7K 10K –
TESLA INC COM 213K 1K –
UNITEDHEALTH GROUP INC COM 1M 2K –
VANECK ETF TRUST SEMICONDUCTR ETF 5M 19K –
VANGUARD INDEX FDS TOTAL STK MKT 905K 3K –
VANGUARD INDEX FDS GROWTH ETF 692K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 597K 1K –
VANGUARD INDEX FDS LARGE CAP ETF 211K 844 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 330K 2K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 10K –
VANGUARD WORLD FD MEGA GRWTH IND 3M 10K –
VANGUARD WORLD FD EXTENDED DUR 359K 5K –
VERIZON COMMUNICATIONS INC COM 2M 57K –
VERTEX PHARMACEUTICALS INC COM 222K 473 –
VISA INC COM CL A 5M 20K –
WALMART INC COM 13M 186K –
WASTE MGMT INC DEL COM 226K 1K –