IRONSIDES ASSET ADVISORS, LLC

Adviser information for IRONSIDES ASSET ADVISORS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 174 $380.0M
Non-Discretionary 530 $447.0M
Total 704 $827.0M

Clients

Type Number RAUM
Individuals 10 $2.2M
HNW Individuals 19 $811.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $11.2M
Charitable organizations <5 $2.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $172,134
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-77838
SEC ERA File Number 801-77838
SEC CIK Numbers 1615135
SEC CRD Numbers 161683
Legal Entity Identifier None

Principal Office

511 TARRYTOWN CENTER
ROCKY MOUNT
NC
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 252-443-7041, Fax: 252-443-5383

Chief Compliance Officer

WAYNE GIBSON
MANAGING MEMBER
511 TARRYTOWN CENTER
ROCKY MOUNT
NC
United States
Tel: 252-443-7041
Fax: 252-443-5383
(Full email address available in API data)

Regulatory Contact

MARK ROBERTS
MANAGER
511 TARRYTOWN CENTER
ROCKY MOUNT
NC
United States
Tel: 252-443-7041
Fax: 252-443-5383
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GIBSON, EMMETT, WAYNE Individual MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 11/2009 50-75%
ROBERTS, MARK, ERVIN Individual MANAGING MEMBER, CHIEF INVESTMENT OFFICER 01/2012 50-75%

No. Employees, Historic

105020192020202120222023202420252 on 4/15/20192 on 3/10/20202 on 6/25/20202 on 7/13/20202 on 3/4/20212 on 3/17/20222 on 3/6/20232 on 1/4/20242 on 3/6/2024

RAUM, Historic

900M450M02019202020212022202320242025583374741 on 4/15/2019677966818 on 3/10/2020677966818 on 6/25/2020677966818 on 7/13/2020623016406 on 3/4/2021866247643 on 3/17/2022742386254 on 3/6/2023742386254 on 1/4/2024827025979 on 3/6/2024

No. Clients, Historic

40200201920202021202220232024202526 on 4/15/201921 on 3/10/202021 on 6/25/202021 on 7/13/202020 on 3/4/202132 on 3/17/202227 on 3/6/202327 on 1/4/202429 on 3/6/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BUNGE LIMITED COM 523K 5K
AFLAC INC COM 333K 4K
AT&T INC COM 358K 19K
ABERDEEN ASIA-PACIFIC INCOME COM 48K 18K
AMAZON COM INC COM 246K 1K
APPLE INC COM 461K 2K
BANK AMERICA CORP COM 4M 102K
BERKSHIRE HATHAWAY INC DEL CL B NEW 671K 2K
BLACKSTONE INC COM 656K 5K
CANADIAN PACIFIC KANSAS CITY COM 247K 3K
CHEVRON CORP NEW COM 685K 4K
COSTCO WHSL CORP NEW COM 311K 366
COUPANG INC CL A 310K 15K
DUKE ENERGY CORP NEW COM NEW 235K 2K
EXXON MOBIL CORP COM 906K 8K
FIRST BANCORP N C COM 401K 13K
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 1M 23K
FISERV INC COM 542K 4K
GLOBAL X FDS GLB X MLP ENRG I 2M 46K
GLOBAL X FDS RATE PREFERRED 1M 43K
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 1M 38K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 18K
IQVIA HLDGS INC COM 423K 2K
ISHARES TR CORE S&P TTL STK 35M 295K
ISHARES TR CORE S&P500 ETF 2M 4K
ISHARES TR RUS 1000 VAL ETF 2M 14K
ISHARES TR S&P MC 400VL ETF 454K 4K
ISHARES TR CORE S&P SCP ETF 11M 103K
ISHARES TR US AER DEF ETF 746K 6K
ISHARES TR MSCI INDIA SM CP 536K 7K
ISHARES TR MSCI USA QLT FCT 7M 42K
ISHARES TR CORE MSCI EAFE 20M 280K
ISHARES INC CORE MSCI EMKT 5M 100K
LOCKHEED MARTIN CORP COM 346K 740
LOWES COS INC COM 106M 481K
MARTIN MARIETTA MATLS INC COM 464K 856
MICROSOFT CORP COM 1M 3K
NOVO-NORDISK A S ADR 466K 3K
NVIDIA CORPORATION COM 632K 5K
NUTRIEN LTD COM 354K 7K
PALO ALTO NETWORKS INC COM 207K 612
RANGE RES CORP COM 201K 6K
SPDR S&P 500 ETF TR TR UNIT 28M 52K
SPDR GOLD TR GOLD SHS 215K 1K
SELECT SECTOR SPDR TR SBI HEALTHCARE 238K 2K
SELECT SECTOR SPDR TR ENERGY 927K 10K
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 18K
SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 1M 43K
SIMPLIFY EXCHANGE TRADED FUN MBS ETF 638K 13K
SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 242K 9K
SKECHERS U S A INC CL A 386K 6K
UNITED STS COMMODITY INDEX F CM REP COPP FD 428K 16K
UNITEDHEALTH GROUP INC COM 329K 646
VANECK VECTORS ETF TR GOLD MINERS ETF 536K 16K
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 4M 35K
VANGUARD WORLD FDS HEALTH CAR ETF 326K 1K
VANGUARD INDEX FDS S&P 500 ETF SHS 15M 29K
VANGUARD INDEX FDS MCAP VL IDXVIP 1M 9K
VANGUARD INDEX FDS MID CAP ETF 10M 43K
VANGUARD INDEX FDS LARGE CAP ETF 300K 1K
VANGUARD INDEX FDS GROWTH ETF 10M 27K
VANGUARD INDEX FDS VALUE ETF 4M 25K
VANGUARD INDEX FDS TOTAL STK MKT 5M 17K
WASTE MGMT INC DEL COM 279K 1K