SCHOLTZ & COMPANY, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Connecticut, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	363	$302.8M
Non-Discretionary	0	$0
Total	363	$302.8M

Clients

Type	Number	RAUM
Individuals	95	$42.4M
HNW Individuals	105	$257.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	2	$3.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	47.1M
Both for Same	0

Portfolio Manager to Program	Sponsor
MORGAN STANLEY DEAN WITTER: VISION III - WRAP FEE PROGRAM	MORGAN STANLEY
RAYMOND JAMES - WRAP FEE PROGRAM	RAYMOND JAMES & ASSOCIATES, INC.

Identifiers

SEC RIA File Number	801-77840
SEC ERA File Number	801-77840
SEC CIK Numbers	1606134
SEC CRD Numbers	107363
Legal Entity Identifier	None

Principal Office

107 ELM STREET
FOUR STAMFORD PLAZA, 5TH FLOOR
STAMFORD
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic