GLOBAL WEALTH MANAGEMENT, L.C.
Adviser information for GLOBAL WEALTH MANAGEMENT, L.C. last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $115.0M |
| Non-Discretionary | 2 | $9.5M |
| Total | 34 | $124.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4 | $976,342 |
| HNW Individuals | 26 | $88.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $35.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 24 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPORTFOLIO MANAGEMENT FOR FAMILY TRUSTS AND OFF-SHORE CORPORATIONS OF HIGH NET WORTH INDIVIDUALS |
|---|---|
| Compensation | % of AUM |
Principal Office
CLARIDENSTRASSE 20Z�RICH
Switzerland
Monday - Friday, 08:00 - 17:00
Tel: +1-305-851-2476, Fax: None
Websites
Chief Compliance Officer
J. OLAF HERR
CHIEF EXECUTIVE OFFICER
CLARIDENSTRASSE 20
Z�RICH
Switzerland
Tel:
+1-305-851-2476
O*****@*********M
(Full email address available in API data)
Regulatory Contact
THOMAS HEIERLI
FOUNDER/DEPUTY CEO/MANAGING PARTNER
CLARIDENSTRASSE 20
ZURICH
Switzerland
Tel:
(305) 851-2476
T********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEIERLI, THOMAS, URS | Individual | – | FOUNDER/DEPUTY CEO/MANAGING PARTNER | 11/2008 | < 5% |
| H&N HOLDING AG | Foreign Entity | – | MANAGING MEMBER | 10/2023 | > 75% |
| HEIERLI, THOMAS, URS | Individual | H&N HOLDING AG | BOARD MEMBER | 10/2023 | 25-50% |
| Herr, Olaf | Individual | H&N HOLDING AG | CHAIRMAN | 10/2023 | 25-50% |
| Notzli, Silvan, Oliver | Individual | H&N HOLDING AG | DEPUTY CHAIRMAN | 10/2023 | 25-50% |
| Herr, Olaf | Individual | – | CEO/CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| Notzli, Silvan, Oliver | Individual | – | CIO/HEAD PORTFOLIO MANAGEMENT | 10/2023 | < 5% |