CONCORDIA WEALTH MANAGEMENT, LLC
Adviser information for CONCORDIA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $160.3M |
| Non-Discretionary | 13 | $10.1M |
| Total | 123 | $170.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $7.3M |
| HNW Individuals | 37 | $126.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $36.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 57 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesFAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-77860 |
|---|---|
| SEC ERA File Number | 801-77860 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164278 |
| Legal Entity Identifier | None |
Principal Office
37 MAIN STREETSUITE 1
CONCORD
MA
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: (978) 371-7044, Fax: (978) 208-2165
Chief Compliance Officer
ROBERT RODRIGUEZ
MANAGING MEMBER
37 MAIN STREET
SUITE 1
CONCORD
MA
United States
Tel:
(978) 371-7044
Fax:
(978) 208-2165
R*********@**************M
(Full email address available in API data)
Regulatory Contact
KATHLEEN ELLISON
DIRECTOR
37 MAIN STREET
SUITE 1
CONCORD
MA
United States
Tel:
(978) 451-7362
Fax:
(978) 208-2165
K*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RODRIGUEZ, ROBERT | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 05/2012 | > 75% |