FORUSALL
FORUSALL ADVISORS, LLC Legal Name
Adviser information for FORUSALL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 501 | $1.5B |
| Non-Discretionary | 34,959 | $16.2M |
| Total | 35,460 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34,953 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 507 | $1.5B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 34953 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting servicesWE ARE A FIDUCIARY TO 401(K) PLANS AND PROVIDE ADVICE TO INDIVIDUAL PLAN PARTICIPANTS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-77865 |
|---|---|
| SEC ERA File Number | 801-77865 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167241 |
| Legal Entity Identifier | None |
Principal Office
6520 TELEGRAPH AVE.#1
OAKLAND
CA
United States
Monday - Friday, 9:00-5:00
Tel: 844-401-2253, Fax: 1-415-276-9852
Chief Compliance Officer
JUSTIN DAVID RAMIREZ
CHIEF EXECUTIVE OFFICER
809 LAUREL ST.
UNIT 1328
SAN CARLOS
CA
United States
Tel:
1-408-577-3486
Fax:
1-415-276-9852
A****************@***********M
(Full email address available in API data)
Regulatory Contact
CAMILA LONDONO
CONTROLLER
809 LAUREL ST.
UNIT 1328
SAN CARLOS
CA
United States
Tel:
646-744-6681
Fax:
1-415-276-9852
A****************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORUSALL, INC. | Domestic Entity | – | OWNER | 01/2013 | > 75% |
| RAMIREZ, JUSTIN, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| FOUNDATION CAPITAL VIII, LP | Domestic Entity | FORUSALL, INC. | SHAREHOLDER | 03/2016 | 50-75% |