DANN ASSET ADVISORS, LLC
Adviser information for DANN ASSET ADVISORS, LLC last updated from Form ADV on September 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 91 | $112.8M |
| Non-Discretionary | 3 | $2.0M |
| Total | 94 | $114.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $5.6M |
| HNW Individuals | 31 | $102.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $6.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-77932 |
|---|---|
| SEC ERA File Number | 801-77932 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156937 |
| Legal Entity Identifier | None |
Principal Office
90 RIVERSIDE DRIVESUITE 4D
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 917-575-5307, Fax: None
Chief Compliance Officer
GEOFFREY DANN
PRESIDENT
90 RIVERSIDE DRIVE
SUITE 4D
NEW YORK
NY
United States
Tel:
917-575-5307
G****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DANN, GEOFFREY, WINSTON | Individual | – | PRESIDENT, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 02/2011 | > 75% |
| NOVICK, LAURI | Individual | – | MEMBER | 02/2011 | < 5% |