AMERICAN FUNDS DISTRIBUTORS, INC.
Adviser information for AMERICAN FUNDS DISTRIBUTORS, INC. last updated from Form ADV on December 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 825 |
|---|---|
| Investment Advisory/Research | 494 |
| Registered Broker-Dealer Representatives | 639 |
| Registered State Investment Advisers | 494 |
| Licensed Agents of an Insurance Company | 141 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS |
|---|---|
| Compensation | AS AGREED UPON IN A MANNER THAT COVERS REGISTRANT'S COSTS |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-77946 |
|---|---|
| SEC ERA File Number | 801-77946 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 6247 |
| Legal Entity Identifier | None |
Principal Office
333 SOUTH HOPE STREET55TH FLOOR
LOS ANGELES
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 213-486-9200, Fax: None
Websites
pr.retire.americanfunds.com/
americanfundsretirement.retire.americanfunds.com/
sponsor-americanfunds.retirementpartner.com/planweb/#/login/?accu=instafcr&role=psc_user
www.instagram.com/thecapitalideas/
www.instagram.com/capitalgroup/
www.linkedin.com/company/capital-group
www.myplanrs.com/tf/myplan/sponsorwelcome?cz=3000518
www.myretirement.com/
www.retirementplaninsights.com/
www.youtube.com/c/capitalgroupvideos
planadmin-americanfunds.retirementpartner.com/planweb/#/login/?accu=instafcr&role=psc_tpa
www.icanretire.com/
www.youtube.com/lifeatcapitalgroup
www.capitalgroup.com
www.facebook.com/capitalgroup
twitter.com/capitalgroup
retirementsolutions.financialtrans.com/tf/myplan/mpnwelcome?cz=3000518
pro.capitalgroup.com/
Chief Compliance Officer
ALBERT AGUILAR JR
VICE PRESIDENT, DIRECTOR
333 SOUTH HOPE STREET
55TH FLOOR
LOS ANGELES
CA
United States
Tel:
213-615-4071
A***@***********M
(Full email address available in API data)
Regulatory Contact
TIMOTHY W. MCHALE
SECRETARY
333 SOUTH HOPE STREET
55TH FLOOR
LOS ANGELES
CA
United States
Tel:
213-615-0404
T**@***********M
(Full email address available in API data)
Industry Affiliates
| CAPITAL BANK AND TRUST COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CAPITAL INTERNATIONAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPITAL RESEARCH COMPANY | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | Domestic Entity | – | STOCKHOLDER | 06/1979 | > 75% |
| THE CAPITAL GROUP COMPANIES, INC. | Domestic Entity | CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | 07/1972 | > 75% |
| REINCKE, RENE MARGARET | Individual | – | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 09/2007 | < 5% |
| MCHALE, TIMOTHY WILLIAM | Individual | – | SECRETARY | 02/2011 | < 5% |
| O'CONNOR, MATTHEW PHILIP | Individual | – | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 08/2018 | < 5% |
| TRIESSL, MICHAEL JAMES | Individual | – | DIRECTOR | 08/2018 | < 5% |
| GUIDA, STEVEN | Individual | – | SENIOR VICE PRESIDENT, DIRECTOR | 01/2022 | < 5% |
| AGUILAR, ALBERT JR | Individual | – | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 08/2022 | < 5% |
| DESSNER, MADDI LYNN | Individual | – | SENIOR VICE PRESIDENT, DIRECTOR | 11/2023 | < 5% |