FREEPORT FINANCIAL PARTNERS LLC
Adviser information for FREEPORT FINANCIAL PARTNERS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $3.4B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $3.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 53 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-77952 |
|---|---|
| SEC ERA File Number | 801-77952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166682 |
| Legal Entity Identifier | None |
Principal Office
200 SOUTH WACKER DRIVESUITE 925
CHICAGO
IL
United States
Monday - Friday, 9:00 AMTO 6:00 PM
Tel: 312-281-4600, Fax: 312-281-4646
Chief Compliance Officer
JOSEPH V. WALKER
MANAGING DIRECTOR
200 SOUTH WACKER DRIVE
SUITE 925
CHICAGO
IL
United States
Tel:
312-281-4609
Fax:
312-281-4646
J*******@********************M
(Full email address available in API data)
Regulatory Contact
MATTHEW M. GERDES
MANAGING DIRECTOR
200 SOUTH WACKER DRIVE
SUITE 925
CHICAGO
IL
United States
Tel:
312-281-4627
Fax:
312-281-4646
M******@********************M
(Full email address available in API data)
Industry Affiliates
| ARCHEAN CAPITAL PARTNERS II, L.L.C. | Other investment adviser, including financial planners |
| CROSSBEAM VENTURE PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MOELIS & COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MOELIS ASSET CATALYST PARTNERS | Other investment adviser, including financial planners |
| MOELIS CAPITAL PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| STEELE CREEK INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FREEPORT FINANCIAL PARTNERS 1912 FUND LP | Hedge Fund | $120.0M | $0.5M | 5 |
| FREEPORT FINANCIAL SBIC FUND LP | Hedge Fund | $31.4M | $0.5M | 50 |
| FREEPORT FIRST LIEN LOAN FUND III (OFFSHORE) LP | Hedge Fund | $49.6M | $0.5M | 38 |
| FREEPORT FIRST LIEN LOAN FUND III LP | Hedge Fund | $116.8M | $0.5M | 110 |
| FREEPORT FIRST LIEN LOAN FUND III-B (OFFSHORE) LP | Hedge Fund | $9.5M | $0.5M | 2 |
| FREEPORT FIRST LIEN LOAN FUND III-B LP | Hedge Fund | $4.8M | $0.5M | 2 |
| FREEPORT FIRST LIEN LOAN FUND IV LP | Hedge Fund | $575.8M | $0.5M | 63 |
| FREEPORT FIRST LIEN LOAN FUND IV-B (OFFSHORE) LP | Hedge Fund | $31.1M | $0.5M | 3 |
| FREEPORT FIRST LIEN LOAN FUND V LP | Hedge Fund | $429.0M | $0.5M | 145 |
| FREEPORT FIRST LIEN LOAN FUND V-B (OFFSHORE) LP | Hedge Fund | $102.6M | $0.5M | 3 |
| FREEPORT FIRST LIEN LOAN FUND VI LP | Hedge Fund | $74.3M | $0.5M | 46 |
| FREEPORT STEPSTONE CC FUND LP | Hedge Fund | $182.8M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALKER, JOSEPH, VINCENT | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2012 | < 5% |
| GERDES, MATTHEW, M | Individual | – | MANAGING DIRECTOR | 09/2012 | < 5% |
| HOWIE, JOSHUA, STANLEY | Individual | – | MANAGING DIRECTOR | 09/2012 | < 5% |
| PAPALAS, STEPHEN, ANTHONY | Individual | – | MANAGING DIRECTOR | 09/2012 | < 5% |
| MOELIS FREEPORT HOLDINGS LLC | Domestic Entity | – | SOLE AND MANAGING MEMBER | 09/2012 | > 75% |
| MOELIS ASSET MANAGEMENT LP | Domestic Entity | MOELIS FREEPORT HOLDINGS LLC | SOLE AND MANAGING MEMBER | 09/2012 | > 75% |
| MOELIS, KENNETH, DAVID | Individual | MOELIS ASSET MANAGEMENT LP | MEMBER | 06/2007 | 25-50% |
| MAM MANAGER LLC | Domestic Entity | MOELIS ASSET MANAGEMENT LP | GENERAL PARTNER | 01/2019 | |
| MOELIS, KENNETH, DAVID | Individual | MAM MANAGER LLC | MEMBER | 01/2019 | > 75% |