PROVENTUS AG
PROVENTUS AG VERM�GENSVERWALTUNG Legal Name
Adviser information for PROVENTUS AG last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 92 | $644.7M |
| Non-Discretionary | 0 | $0 |
| Total | 92 | $644.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $15.2M |
| HNW Individuals | 49 | $482.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $146.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77962 |
|---|---|
| SEC ERA File Number | 801-77962 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167142 |
| Legal Entity Identifier | 549300F4XZLZAWJI1H93 |
Principal Office
FELDEGGSTRASSE 12ZURICH
Switzerland
Monday - Friday, 09.00 - 17.00
Tel: +41 44 217 83 83, Fax: None
Websites
Chief Compliance Officer
MARKUS WIDMER
PARTNER
FELDEGGSTRASSE 12, P.O. BOX
ZURICH
Switzerland
Tel:
+41 44 217 83 70
W*****@**************H
(Full email address available in API data)
Regulatory Contact
ROMINA MARZULLO
FELDEGGSTRASSE 12, P.O. BOX
ZURICH
Switzerland
Tel:
+41 44 217 83 71
M*******@**************H
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDRAS, BENCE, PAL | Individual | – | PARTNER AND MEMBER OF THE BOARD OF DIRECTORS | 11/1998 | < 5% |
| WIDMER, MARKUS, WERNER | Individual | – | PARTNER, CCO AND MEMBER OF THE BOARD OF DIRECTORS | 11/1998 | > 75% |