FORMIDABLE ASSET MANAGEMENT, LLC
Adviser information for FORMIDABLE ASSET MANAGEMENT, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 946 | $851.7M |
| Non-Discretionary | 118 | $35.1M |
| Total | 1,064 | $886.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 714 | $608.5M |
| HNW Individuals | 244 | $201.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $54.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $17.5M |
| Pension and profit sharing plans | 10 | $2.3M |
| Charitable organizations | 5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
221 E. 4TH STREETSUITE 2700
CINCINNATI
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 513-655-5566, Fax: 513-655-5567
Websites
Chief Compliance Officer
JASON WAINSCOTT
CCO & GENERAL COUNSEL
221 E. 4TH STREET
SUITE 2700
CINCINNATI
OH
United States
Tel:
513-655-5561
Fax:
513-655-5567
J*********@***************M
(Full email address available in API data)
Regulatory Contact
WILL BROWN
CHIEF EXECUTIVE OFFICER
221 E. 4TH STREET
SUITE 2700
CINCINNATI
OH
United States
Tel:
513-655-5566
Fax:
513-655-5567
W*****@***************M
(Full email address available in API data)
Industry Affiliates
| FORMIDABLE CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FORMIDABLE FINANCIAL SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE FORMIDABLE FUND, LP | Hedge Fund | $14.5M | $0.5M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, WILLIAM, BUSH | Individual | – | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | 03/2013 | 50-75% |
| WAINSCOTT, JASON, PHILIP | Individual | – | CCO, COO AND GENERAL COUNSEL | 02/2019 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3-D SYS CORP DEL | COM NEW | 70K | 23K | – |
| 3M CO | COM | 529K | 5K | – |
| ABBOTT LABS | COM | 1M | 10K | – |
| ABBVIE INC | COM | 2M | 11K | – |
| ABRDN ETFS | BBRG ALL COMD K1 | 271K | 13K | – |
| ACACIA RESH CORP | ACACIA TCH COM | 6M | 1M | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 8K | – |
| ADOBE INC | COM | 3M | 6K | – |
| ADVANCED MICRO DEVICES INC | COM | 881K | 5K | – |
| ADVENT CONV & INCOME FD | COM | 2M | 128K | – |
| AEON BIOPHARMA INC | CL A | 119K | 114K | – |
| AFLAC INC | COM | 240K | 3K | – |
| AGNICO EAGLE MINES LTD | COM | 737K | 11K | – |
| AIR PRODS & CHEMS INC | COM | 964K | 4K | – |
| AIRBNB INC | COM CL A | 580K | 4K | – |
| ALGONQUIN PWR UTILS CORP | COM | 567K | 97K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 31K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 908K | 37K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 1M | 30K | – |
| ALLSTATE CORP | COM | 730K | 5K | – |
| ALPHABET INC | CAP STK CL C | 7M | 38K | – |
| ALPHABET INC | CAP STK CL A | 5M | 27K | – |
| ALPS ETF TR | ALERIAN MLP | 213K | 4K | – |
| ALTRIA GROUP INC | COM | 4M | 78K | – |
| AMAZON COM INC | COM | 7M | 35K | – |
| AMDOCS LTD | SHS | 730K | 9K | – |
| AMERICAN EXPRESS CO | COM | 361K | 2K | – |
| AMERICAN FINL GROUP INC OHIO | COM | 426K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 7K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 299K | 2K | – |
| AMGEN INC | COM | 2M | 7K | – |
| APPLE INC | COM | 48M | 227K | – |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| APTARGROUP INC | COM | 673K | 5K | – |
| ARCHER DANIELS MIDLAND CO | COM | 2M | 25K | – |
| ARCTURUS THERAPEUTICS HLDGS | COM | 458K | 19K | – |
| ARES CAPITAL CORP | COM | 662K | 32K | – |
| AT&T INC | COM | 401K | 21K | – |
| ATMOS ENERGY CORP | COM | 528K | 5K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | – |
| AXT INC | COM | 97K | 29K | – |
| BAIDU INC | SPON ADR REP A | 347K | 4K | – |
| BAIN CAP SPECIALTY FIN INC | COM STK | 489K | 30K | – |
| BANK AMERICA CORP | COM | 3M | 76K | – |
| BAYTEX ENERGY CORP | COM | 2M | 489K | – |
| BECTON DICKINSON & CO | COM | 672K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 11K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BIOATLA INC | COM | 143K | 104K | – |
| BIO-TECHNE CORP | COM | 1M | 15K | – |
| BLACKROCK INC | COM | 650K | 825 | – |
| BLACKSTONE INC | COM | 224K | 2K | – |
| BOEING CO | COM | 2M | 9K | – |
| BOOKING HOLDINGS INC | COM | 1M | 328 | – |
| BOSTON SCIENTIFIC CORP | COM | 216K | 3K | – |
| BP PLC | SPONSORED ADR | 351K | 10K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 515K | 12K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 830K | 27K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 545K | 18K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 464K | 17K | – |
| BUILD FUNDS TRUST | BOND INNOVATION | 361K | 16K | – |
| CAMBRIA ETF TR | EMRG SHAREHLDR | 1M | 41K | – |
| CAMDEN PPTY TR | SH BEN INT | 218K | 2K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 2M | 20K | – |
| CAPRI HOLDINGS LIMITED | SHS | 435K | 13K | – |
| CARRIER GLOBAL CORPORATION | COM | 238K | 4K | – |
| CATERPILLAR INC | COM | 480K | 1K | – |
| CHEMED CORP NEW | COM | 12M | 22K | – |
| CHEVRON CORP NEW | COM | 4M | 27K | – |
| CHUBB LIMITED | COM | 1M | 5K | – |
| CHURCH & DWIGHT CO INC | COM | 2M | 14K | – |
| CINCINNATI FINL CORP | COM | 865K | 7K | – |
| CINTAS CORP | COM | 486K | 694 | – |
| CISCO SYS INC | COM | 2M | 42K | – |
| CME GROUP INC | COM | 572K | 3K | – |
| COCA COLA CO | COM | 1M | 17K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 709K | 10K | – |
| COINBASE GLOBAL INC | COM CL A | 210K | 943 | – |
| COLUMBIA SELIGM PREM TECH GR | COM | 202K | 6K | – |
| COMCAST CORP NEW | CL A | 653K | 17K | – |
| CONOCOPHILLIPS | COM | 296K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| COTERRA ENERGY INC | COM | 659K | 25K | – |
| CRONOS GROUP INC | COM | 635K | 273K | – |
| CROWDSTRIKE HLDGS INC | CL A | 558K | 1K | – |
| CSX CORP | COM | 395K | 12K | – |
| CVS HEALTH CORP | COM | 533K | 9K | – |
| CYBIN INC | COM | 35K | 127K | – |
| CYTOMX THERAPEUTICS INC | COM | 315K | 258K | – |
| D R HORTON INC | COM | 285K | 2K | – |
| DANAHER CORPORATION | COM | 232K | 930 | – |
| DEERE & CO | COM | 1M | 4K | – |
| DELL TECHNOLOGIES INC | CL C | 2M | 16K | – |
| DELTA AIR LINES INC DEL | COM NEW | 378K | 8K | – |
| DEVON ENERGY CORP NEW | COM | 240K | 5K | – |
| DIAGEO PLC | SPON ADR NEW | 355K | 3K | – |
| DIREXION SHS ETF TR | DAILY S&P BIOTCH | 214K | 2K | – |
| DISNEY WALT CO | COM | 770K | 8K | – |
| DOCUSIGN INC | COM | 388K | 7K | – |
| DONALDSON INC | COM | 1M | 19K | – |
| DOW INC | COM | 241K | 5K | – |
| DRAGANFLY INC. | COM NEW | 4K | 16K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 14K | – |
| DUPONT DE NEMOURS INC | COM | 205K | 3K | – |
| EATON CORP PLC | SHS | 1M | 3K | – |
| EATON VANCE ENHANCED EQUITY | COM | 375K | 17K | – |
| EATON VANCE RISK-MANAGED DIV | COM | 268K | 31K | – |
| EATON VANCE TAX ADVT DIV INC | COM | 4M | 190K | – |
| EATON VANCE TAX-ADVANTAGED G | COM | 2M | 73K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 527K | 37K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 10M | 1M | – |
| EATON VANCE TX ADV GLBL DIV | COM | 347K | 19K | – |
| EBAY INC. | COM | 259K | 5K | – |
| ELEVANCE HEALTH INC | COM | 282K | 521 | – |
| ELI LILLY & CO | COM | 8M | 9K | – |
| EMCOR GROUP INC | COM | 662K | 2K | – |
| EMERSON ELEC CO | COM | 1M | 13K | – |
| ENBRIDGE INC | COM | 445K | 13K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 1M | 78K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 424K | 15K | – |
| EOG RES INC | COM | 538K | 4K | – |
| ERIE INDEMNITY CO | COM | 716K | 2K | – |
| ETF OPPORTUNITIES TRUST | FORMIDABLE FORTR | 22M | 814K | – |
| ETF OPPORTUNITIES TRUST | FORMIDABLE ETF | 21M | 980K | – |
| ETF SER SOLUTIONS | APTUS DRAWDOWN | 743K | 17K | – |
| EVERSOURCE ENERGY | COM | 241K | 4K | – |
| EXPEDIA GROUP INC | COM NEW | 1M | 9K | – |
| EXXON MOBIL CORP | COM | 8M | 71K | – |
| FACTSET RESH SYS INC | COM | 1M | 3K | – |
| FARMER BROS CO | COM | 48K | 18K | – |
| FASTENAL CO | COM | 694K | 11K | – |
| FEDEX CORP | COM | 270K | 902 | – |
| FIDELITY NATL INFORMATION SV | COM | 706K | 9K | – |
| FIFTH THIRD BANCORP | COM | 635K | 17K | – |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 407K | 17K | – |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 206K | 4K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 2M | 70K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 515K | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | S&P INTL DIVID | 462K | 29K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 336K | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 221K | 4K | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 1M | 65K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 376K | 10K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 806K | 20K | – |
| FLUX PWR HLDGS INC | COM NEW | 9M | 3M | – |
| FORD MTR CO DEL | COM | 217K | 17K | – |
| FREEPORT-MCMORAN INC | CL B | 231K | 5K | – |
| GABELLI HLTHCARE & WELLNESS | SHS | 160K | 17K | – |
| GALLAGHER ARTHUR J & CO | COM | 280K | 1K | – |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 7M | 2M | – |
| GAMING & LEISURE PPTYS INC | COM | 729K | 16K | – |
| GE AEROSPACE | COM NEW | 2M | 11K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 237K | 3K | – |
| GE VERNOVA INC | COM | 426K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 3M | 9K | – |
| GENERAL MLS INC | COM | 587K | 9K | – |
| GENTEX CORP | COM | 697K | 21K | – |
| GENUINE PARTS CO | COM | 860K | 6K | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 14K | 42K | – |
| GOLDMAN SACHS GROUP INC | COM | 804K | 2K | – |
| GRACO INC | COM | 696K | 10K | – |
| GRAINGER W W INC | COM | 3M | 3K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 880K | 17K | – |
| GRUPO AEROPORTUARIO DEL S | COM | 323K | 1K | – |
| GSK PLC | SPONSORED ADR | 245K | 6K | – |
| HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 314K | 11K | – |
| HENRY JACK & ASSOC INC | COM | 1M | 7K | – |
| HENRY JACK & ASSOC INC | COM | 718K | 4K | – |
| HERSHEY CO | COM | 800K | 4K | – |
| HESS CORP | COM | 581K | 4K | – |
| HOME DEPOT INC | COM | 5M | 13K | – |
| HONEYWELL INTL INC | COM | 747K | 3K | – |
| HUYA INC | ADS REP SHS A | 81K | 21K | – |
| HYG US 07/19/24 P75.5 | COM | 353K | 750 | – |
| INTEL CORP | COM | 1M | 35K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 695K | 6K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 276K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 8K | – |
| INTUIT | COM | 216K | 328 | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 2M | 23K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 465K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | BLOOMBERG ANALYS | 243K | 4K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| ISHARES BITCOIN TR | SHS | 510K | 15K | – |
| ISHARES INC | MSCI GBL MIN VOL | 314K | 3K | – |
| ISHARES INC | CORE MSCI EMKT | 253K | 5K | – |
| ISHARES TR | MSCI USA QLT FCT | 6M | 36K | – |
| ISHARES TR | CORE HIGH DV ETF | 5M | 45K | – |
| ISHARES TR | 20 YR TR BD ETF | 2M | 27K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | 7-10 YR TRSY BD | 2M | 16K | – |
| ISHARES TR | NATIONAL MUN ETF | 1M | 11K | – |
| ISHARES TR | MSCI EAFE ETF | 682K | 9K | – |
| ISHARES TR | RUSSELL 2000 ETF | 682K | 3K | – |
| ISHARES TR | CORE MSCI INTL | 564K | 9K | – |
| ISHARES TR | RUS 1000 GRW ETF | 562K | 2K | – |
| ISHARES TR | CORE MSCI EAFE | 444K | 6K | – |
| ISHARES TR | S&P 500 GRWT ETF | 436K | 5K | – |
| ISHARES TR | CORE DIV GRWTH | 385K | 7K | – |
| ISHARES TR | CORE S&P SCP ETF | 352K | 3K | – |
| ISHARES TR | RUS 1000 VAL ETF | 262K | 1K | – |
| ISHARES TR | RUS MID CAP ETF | 256K | 3K | – |
| ISHARES TR | USD INV GRDE ETF | 255K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 3M | 69K | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 1M | 15K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 514K | 9K | – |
| JD.COM INC | SPON ADS CL A | 2M | 77K | – |
| JOHNSON & JOHNSON | COM | 4M | 25K | – |
| JOHNSON & JOHNSON | COM | 696K | 5K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 30K | – |
| JUNIPER NETWORKS INC. | COM | 361K | 10K | – |
| KATAPULT HOLDINGS INC | COM NEW | 180K | 11K | – |
| KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 1K | 88K | – |
| KIMBERLY-CLARK CORP | COM | 342K | 2K | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 1M | 20K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 923K | 34K | – |
| KROGER CO | COM | 444K | 9K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 254K | 1K | – |
| LABCORP HOLDINGS INC | COM SHS | 288K | 1K | – |
| LAUDER ESTEE COS INC | CL A | 569K | 5K | – |
| LINDE PLC | SHS | 583K | 1K | – |
| LITHIUM AMERICAS ARGENTINA C | COM SHS | 2M | 482K | – |
| LITHIUM AMERS CORP NEW | COM SHS | 1M | 445K | – |
| LOCKHEED MARTIN CORP | COM | 691K | 1K | – |
| LOWES COS INC | COM | 903K | 4K | – |
| LUCID GROUP INC | COM | 80K | 31K | – |
| LULULEMON ATHLETICA INC | COM | 605K | 2K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 303K | 3K | – |
| MARATHON PETE CORP | COM | 1M | 7K | – |
| MARKETAXESS HOLDINGS INC | COM | 717K | 4K | – |
| MARKETWISE INC | COM CL A | 763K | 656K | – |
| MARTIN MARIETTA MATLS INC | COM | 263K | 486 | – |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
| MCDONALDS CORP | COM | 2M | 10K | – |
| MCEWEN MNG INC | COM NEW | 200K | 22K | – |
| MEDTRONIC PLC | SHS | 467K | 6K | – |
| MERCADOLIBRE INC | COM | 274K | 167 | – |
| MERCHANTS BANCORP IND | COM | 1M | 36K | – |
| MERCK & CO INC | COM | 3M | 23K | – |
| META PLATFORMS INC | CL A | 13M | 26K | – |
| MICRON TECHNOLOGY INC | COM | 673K | 5K | – |
| MICROSOFT CORP | COM | 21M | 47K | – |
| MICROSOFT CORP | COM | 722K | 2K | – |
| MID-AMER APT CMNTYS INC | COM | 528K | 4K | – |
| MONDELEZ INTL INC | CL A | 412K | 6K | – |
| MONSTER BEVERAGE CORP NEW | COM | 728K | 15K | – |
| MORGAN STANLEY | COM NEW | 246K | 3K | – |
| MORGAN STANLEY EMERGING MKTS | COM | 150K | 33K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 611K | 2K | – |
| MPLX LP | COM UNIT REP LTD | 598K | 14K | – |
| MSC INDL DIRECT INC | CL A | 338K | 4K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 433K | 8K | – |
| NATURAL SHRIMP INC | COM | 820 | 100K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEWMONT CORP | COM | 2M | 37K | – |
| NEWMONT CORP | COM | 483K | 12K | – |
| NEXTERA ENERGY INC | COM | 5M | 65K | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 1M | 45K | – |
| NIKE INC | CL B | 2M | 32K | – |
| NOKIA CORP | SPONSORED ADR | 47K | 12K | – |
| NORFOLK SOUTHN CORP | COM | 609K | 3K | – |
| NOVARTIS AG | SPONSORED ADR | 401K | 4K | – |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 127K | 23K | – |
| NUVEEN DOW 30 DYNMC OVERWRT | SHS | 835K | 60K | – |
| NVIDIA CORPORATION | COM | 18M | 149K | – |
| NXP SEMICONDUCTORS N V | COM | 214K | 796 | – |
| ONEOK INC NEW | COM | 866K | 11K | – |
| OPKO HEALTH INC | COM | 20K | 16K | – |
| ORACLE CORP | COM | 2M | 14K | – |
| ORGANIGRAM HLDGS INC | COM | 241K | 156K | – |
| PALO ALTO NETWORKS INC | COM | 854K | 3K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 141K | 14K | – |
| PAYPAL HLDGS INC | COM | 2M | 38K | – |
| PEPSICO INC | COM | 3M | 20K | – |
| PETMED EXPRESS INC | COM | 120K | 30K | – |
| PFIZER INC | COM | 2M | 59K | – |
| PHILIP MORRIS INTL INC | COM | 879K | 9K | – |
| PINTEREST INC | CL A | 203K | 5K | – |
| PNC FINL SVCS GROUP INC | COM | 948K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 49M | 298K | – |
| PROLOGIS INC. | COM | 317K | 3K | – |
| PROSHARES TR | PSHS ULTRA QQQ | 399K | 4K | – |
| PRUDENTIAL FINL INC | COM | 224K | 2K | – |
| PUBLIC STORAGE OPER CO | COM | 1M | 4K | – |
| PURE STORAGE INC | CL A | 235K | 4K | – |
| QUALCOMM INC | COM | 3M | 16K | – |
| QUALYS INC | COM | 1M | 8K | – |
| RAYMOND JAMES FINL INC | COM | 966K | 8K | – |
| RBB FD INC | US TREAS 3 MNTH | 2M | 48K | – |
| RBB FD INC | US TREASRY 12 MT | 2M | 42K | – |
| REGENERON PHARMACEUTICALS | COM | 868K | 826 | – |
| RELIANCE INC | COM | 711K | 2K | – |
| REPUBLIC BANCORP INC KY | CL A | 2M | 30K | – |
| REPUBLIC SVCS INC | COM | 230K | 1K | – |
| ROCKWELL AUTOMATION INC | COM | 451K | 2K | – |
| ROSS STORES INC | COM | 1M | 10K | – |
| ROYALTY PHARMA PLC | SHS CLASS A | 886K | 34K | – |
| ROYCE SMALL CAP TRUST INC | COM | 157K | 11K | – |
| RTX CORPORATION | COM | 795K | 8K | – |
| S&P GLOBAL INC | COM | 836K | 2K | – |
| SALESFORCE INC | COM | 936K | 4K | – |
| SCHWAB CHARLES FAMILY FD | AMT TAX FREE MNY | 45K | 45K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 1M | 21K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 737K | 7K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 705K | 14K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 651K | 9K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 548K | 12K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 267K | 6K | – |
| SEABRIDGE GOLD INC | COM | 192K | 14K | – |
| SEI EXCHANGE TRADED FUNDS | ENHANCED US LRG | 568K | 17K | – |
| SEI EXCHANGE TRADED FUNDS | ENHANCED US LRG | 557K | 18K | – |
| SEI EXCHANGE TRADED FUNDS | ENHANCED US LRG | 277K | 8K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 419K | 10K | – |
| SERVICENOW INC | COM | 216K | 275 | – |
| SHAKE SHACK INC | CL A | 1M | 14K | – |
| SHOPIFY INC | CL A | 216K | 3K | – |
| SITIO ROYALTIES CORP | CLASS A COM | 645K | 27K | – |
| SMUCKER J M CO | COM NEW | 241K | 2K | – |
| SNAP ON INC | COM | 688K | 3K | – |
| SOUTHERN CO | COM | 565K | 7K | – |
| SOUTHERN COPPER CORP | COM | 307K | 3K | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 13K | 13K | – |
| SPDR GOLD TR | GOLD SHS | 844K | 4K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 489K | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 549K | 24K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 530K | 6K | – |
| SPDR SER TR | AEROSPACE DEF | 490K | 4K | – |
| SPDR SER TR | S&P BK ETF | 325K | 7K | – |
| SPDR SER TR | S&P REGL BKG | 270K | 6K | – |
| SPDR SER TR | S&P DIVID ETF | 253K | 2K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 246K | 4K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 213K | 8K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 254K | 809 | – |
| STARBUCKS CORP | COM | 2M | 23K | – |
| STARWOOD PPTY TR INC | COM | 355K | 19K | – |
| STIFEL FINL CORP | COM | 311K | 4K | – |
| STOCK YDS BANCORP INC | COM | 2M | 41K | – |
| STRATASYS LTD | SHS | 192K | 23K | – |
| SUN CMNTYS INC | COM | 554K | 5K | – |
| SUN CMNTYS INC | COM | 257K | 2K | – |
| SUNCOR ENERGY INC NEW | COM | 705K | 19K | – |
| SUPER MICRO COMPUTER INC | COM | 534K | 652 | – |
| SYSCO CORP | COM | 1M | 19K | – |
| T ROWE PRICE ETF INC | PRICE DIV GRWT | 2M | 45K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 251K | 1K | – |
| TARGET CORP | COM | 2M | 12K | – |
| TEGNA INC | COM | 558K | 40K | – |
| TESLA INC | COM | 3M | 17K | – |
| TEXAS PACIFIC LAND CORP | COM | 1M | 2K | – |
| TEXAS ROADHOUSE INC | COM | 316K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 362K | 654 | – |
| TJX COS INC NEW | COM | 1M | 10K | – |
| TRACTOR SUPPLY CO | COM | 355K | 1K | – |
| TRANE TECHNOLOGIES PLC | SHS | 289K | 879 | – |
| TRAVELERS COMPANIES INC | COM | 264K | 1K | – |
| TRUIST FINL CORP | COM | 323K | 8K | – |
| U S GLOBAL INVS INC | CL A | 95K | 36K | – |
| UBER TECHNOLOGIES INC | COM | 363K | 5K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 961K | 7K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 499K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
| US BANCORP DEL | COM NEW | 1M | 29K | – |
| VALE S A | SPONSORED ADS | 399K | 36K | – |
| VALERO ENERGY CORP | COM | 525K | 3K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 645K | 19K | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 351K | 15K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 283K | 5K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 689K | 10K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 441K | 9K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 990K | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 866K | 5K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 844K | 2K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 273K | 1K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 254K | 1K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 851K | 19K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 404K | 4K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 435K | 9K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 323K | 6K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 41K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 3M | 22K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 390K | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 43K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 2K | – |
| VERTIV HOLDINGS CO | COM CL A | 331K | 4K | – |
| VIKING THERAPEUTICS INC | COM | 1M | 26K | – |
| VILLAGE FARMS INTL INC | COM | 229K | 225K | – |
| VISA INC | COM CL A | 3M | 12K | – |
| WALMART INC | COM | 2M | 33K | – |
| WASTE MGMT INC DEL | COM | 497K | 2K | – |
| WELLS FARGO CO NEW | COM | 433K | 7K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 702K | 2K | – |
| WHEATON PRECIOUS METALS C | COM | 636K | 12K | – |
| WILLIAMS COS INC | COM | 370K | 9K | – |
| WILLIAMS COS INC | COM | 354K | 8K | – |
| WILLIAMS SONOMA INC | COM | 2M | 8K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 1M | 5K | – |
| WISDOMTREE TR | ITL HIGH DIV FD | 4M | 115K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 704K | 15K | – |
| ZOETIS INC | CL A | 223K | 1K | – |