DELTEC INVESTMENT ADVISERS LIMITED
Adviser information for DELTEC INVESTMENT ADVISERS LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Bahamas, The |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $18.4M |
| Non-Discretionary | 2 | $1.7M |
| Total | 13 | $20.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $2.5M |
| HNW Individuals | <5 | $3.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $13.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 69 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77983 |
|---|---|
| SEC ERA File Number | 801-77983 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167124 |
| Legal Entity Identifier | 166922 |
Principal Office
DELTEC HOUSE, LYFORD CAYNASSAU
Bahamas, The
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 1-242-302-4100, Fax: 1-242-362-4623
Chief Compliance Officer
SHELL STUBBS
HEAD OF COMPLIANCE
DELTEC HOUSE, LYFORD CAY
NASSAU
Bahamas, The
Tel:
242-302-4100
Fax:
1-242-362-4623
S******@************M
(Full email address available in API data)
Industry Affiliates
| DELTEC BANK & TRUST LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DELTEC INTERNATIONAL GROUP | Foreign Entity | – | MAJORITY SHAREHOLDER | 12/2012 | > 75% |
| HALCYON PROPERTIES LTD | Foreign Entity | DELTEC INTERNATIONAL GROUP | SHAREHOLDER | 12/2010 | 50-75% |
| YARRA NOMINEES LIMITED | Foreign Entity | HALCYON PROPERTIES LTD | SHAREHOLDER | 12/2010 | > 75% |
| CHALOPIN, JEAN, JACQUES PIERRE | Individual | YARRA NOMINEES LIMITED | SHAREHOLDER | 12/2010 | > 75% |
| CHALOPIN, JEAN, JACQUES PIERRE | Individual | – | CHAIRMAN | 07/2018 | < 5% |
| Stubbs, Schell | Individual | – | HEAD OF COMPLIANCE | 02/2024 | < 5% |