WEALTH PRESERVATION ADVISORS, LLC
Adviser information for WEALTH PRESERVATION ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 951 | $439.4M |
| Non-Discretionary | 58 | $40.3M |
| Total | 1,009 | $479.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 233 | $112.5M |
| HNW Individuals | 90 | $367.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-77997 |
|---|---|
| SEC ERA File Number | 801-77997 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167518 |
| Legal Entity Identifier | None |
Principal Office
715 MARKET STREETSUITE 307
CHATTANOOGA
TN
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 423-486-9400, Fax: 423-486-9402
Chief Compliance Officer
NINA STROZAK
FINANCIAL ADVISOR
715 MARKET STREET
SUITE 307
CHATTANOOGA
TN
United States
Tel:
423-805-3764
N***********@***************M
(Full email address available in API data)
Regulatory Contact
GENE RICE
MANAGING MEMBER AND FINANCIAL ADVISOR
715 MARKET STREET
SUITE 307
CHATTANOOGA
TN
United States
Tel:
423-805-7575
G********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STROZAK, NINA, KRISTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2014 | < 5% |
| HTP ENTERPRISES, LLC | Domestic Entity | – | OWNER | 07/2014 | > 75% |
| RICE, GENE, RAY | Individual | HTP ENTERPRISES, LLC | MANAGING MEMBER | 07/2014 | > 75% |