HEALTHEQUITY ADVISORS
HEALTHEQUITY ADVISORS, LLC Legal Name
Adviser information for HEALTHEQUITY ADVISORS last updated from Form ADV on September 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 53,118 | $623.4M |
| Non-Discretionary | 49,152 | $446.0M |
| Total | 102,270 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102,270 | $1.1B |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPORTFOLIO CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-78001 |
|---|---|
| SEC ERA File Number | 801-78001 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167105 |
| Legal Entity Identifier | None |
Principal Office
15 WEST SCENIC POINTE DRIVESUITE 100
DRAPER
UT
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 801-727-1000, Fax: None
Websites
Chief Compliance Officer
JAYSON ALEXANDER
15 WEST SCENIC POINTE DRIVE
SUITE 100
DRAPER
UT
United States
Tel:
385-221-1546
J*********@***************M
(Full email address available in API data)
Industry Affiliates
| HEALTHEQUITY TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEALTHEQUITY, INC. | Domestic Entity | – | SOLE SHAREHOLDER, MANAGER | 12/2012 | > 75% |
| IVIE, JAMES, REX | Individual | – | MANAGING DIRECTOR | 04/2013 | < 5% |
| Eggett, Cordell, McLachlan | Individual | – | DIRECTOR OF FINANCE | 10/2015 | < 5% |
| KESSLER, JON | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 12/2012 | < 5% |
| NEELEMAN, STEPHEN, DALE | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 12/2012 | < 5% |
| ALEXANDER, JAYSON, PARKER | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| Lucania, James, Michael | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 09/2023 | < 5% |