BILTMORE FAMILY OFFICE, LLC
Adviser information for BILTMORE FAMILY OFFICE, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 833 | $2.6B |
| Non-Discretionary | 148 | $292.8M |
| Total | 981 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $5.1M |
| HNW Individuals | 68 | $2.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $42.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
500 EAST BOULEVARDCHARLOTTE
NC
United States
Monday - Friday, 9:00 AM T0 5:00 PM
Tel: 704-248-5230, Fax: 704-248-5230
Chief Compliance Officer
CHRISTOPHER H.A. CECIL
PRESIDENT
500 EAST BOULEVARD
CHARLOTTE
NC
United States
Tel:
(704) 248-5230
Fax:
(704) 248-5230
C****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CECIL, CHRISTOPHER, HENRY AMHERST | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 03/2013 | < 5% |
| CECIL, CHRISTOPHER, HENRY AMHERST | Individual | CHAC, INC. | PRESIDENT | 04/2013 | > 75% |
| CHAC, INC. | Domestic Entity | – | MEMBER | 09/2017 | 25-50% |
| GOKEY CONSULTING INC | Domestic Entity | – | MEMBER | 01/2019 | 10-25% |
| FARRELL 4 CONSULTING INC | Domestic Entity | – | MEMBER | 01/2019 | 10-25% |
| GOKEY, NICOLE, MARIE | Individual | GOKEY CONSULTING INC | OWNER | 01/2019 | > 75% |
| FARRELL, MICHAEL, C | Individual | FARRELL 4 CONSULTING INC | OWNER | 01/2018 | > 75% |
| RG BILTMORE HOLDINGS, INC. | Domestic Entity | – | MEMBER | 08/2021 | 10-25% |
| GORELICK, ISRAEL, KARRO | Individual | RG BILTMORE HOLDINGS, INC. | OWNER | 08/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 15K | – |
| ABBOTT LABS | COM | 3M | 30K | – |
| ABBVIE INC | COM | 5M | 32K | – |
| ACRES COMMERCIAL REALTY CORP | COM NEW | 160K | 13K | – |
| ADOBE INC | COM | 471K | 847 | – |
| ADVISORSHARES TR | PURE US CANNABIS | 3M | 379K | – |
| AFLAC INC | COM | 2M | 25K | – |
| AIR PRODS & CHEMS INC | COM | 223K | 863 | – |
| ALLIANCE ENTERTAINMENT HOLDI | *W EXP 02/10/202 | 2K | 31K | – |
| ALLSTATE CORP | COM | 1M | 7K | – |
| ALPHABET INC | CAP STK CL C | 4M | 22K | – |
| ALPHABET INC | CAP STK CL A | 4M | 20K | – |
| AMAZON COM INC | COM | 4M | 19K | – |
| AMERICAN ELEC PWR CO INC | COM | 214K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 228K | 1K | – |
| AMGEN INC | COM | 903K | 3K | – |
| AMPLIFY ETF TR | AMPLIFY TRAVEL T | 98 | 5 | – |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 355 | 10 | – |
| AMPLIFY ETF TR | AMPLIFY MOBILE P | 2M | 50K | – |
| AMPLIFY ETF TR | SEYMOUR CANNBS | 45 | 10 | – |
| ANALOG DEVICES INC | COM | 374K | 2K | – |
| AON PLC | SHS CL A | 5M | 17K | – |
| APPLE INC | COM | 173M | 820K | – |
| APPLIED MATLS INC | COM | 245K | 1K | – |
| ARK ETF TR | INNOVATION ETF | 681K | 16K | – |
| ARK ETF TR | GENOMIC REV ETF | 822 | 35 | – |
| ARK ETF TR | NEXT GNRTN INTER | 2K | 22 | – |
| ARQIT QUANTUM INC | ORDINARY SHARES | 39K | 114K | – |
| ARQIT QUANTUM INC | *W EXP 09/03/202 | 15K | 124K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 3M | 14K | – |
| AVIDXCHANGE HOLDINGS INC | COM | 38M | 3M | – |
| BANK AMERICA CORP | COM | 2M | 40K | – |
| BANK MONTREAL QUE | COM | 364K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 14K | – |
| BHP GROUP LTD | SPONSORED ADS | 352K | 6K | – |
| BLACKROCK INC | COM | 605K | 768 | – |
| BOEING CO | COM | 210K | 1K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 421K | 10K | – |
| BROADCOM INC | COM | 1M | 789 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 791K | 4K | – |
| CADRENAL THERAPEUTICS INC | COM | 5K | 11K | – |
| CATERPILLAR INC | COM | 2M | 6K | – |
| CDW CORP | COM | 261K | 1K | – |
| CHEVRON CORP NEW | COM | 294K | 2K | – |
| CISCO SYS INC | COM | 2M | 32K | – |
| COCA COLA CO | COM | 1M | 19K | – |
| COLGATE PALMOLIVE CO | COM | 553K | 6K | – |
| COMCAST CORP NEW | CL A | 497K | 13K | – |
| CONOCOPHILLIPS | COM | 419K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 792K | 932 | – |
| CROWDSTRIKE HLDGS INC | CL A | 454K | 1K | – |
| CROWN CASTLE INC | COM | 408K | 4K | – |
| DANAHER CORPORATION | COM | 453K | 2K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 10K | 340 | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 2M | 27K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 20K | 629 | – |
| DISNEY WALT CO | COM | 912K | 9K | – |
| DOW INC | COM | 414K | 8K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 12K | – |
| DUPONT DE NEMOURS INC | COM | 382K | 5K | – |
| EASTMAN CHEM CO | COM | 279K | 3K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELEC CO | COM | 2M | 15K | – |
| EQUIFAX INC | COM | 4M | 18K | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 12M | 210K | – |
| EXXON MOBIL CORP | COM | 3M | 25K | – |
| FIDELITY NATL INFORMATION SV | COM | 673K | 9K | – |
| FIFTH THIRD BANCORP | COM | 269K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 11K | 199 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ ARTFCIAL | 5M | 119K | – |
| FISERV INC | COM | 298K | 2K | – |
| FTAI AVIATION LTD | SHS | 5M | 46K | – |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 2M | 228K | – |
| GALLAGHER ARTHUR J & CO | COM | 519K | 2K | – |
| GENERAL MLS INC | COM | 406K | 6K | – |
| GLOBAL X FDS | CYBRSCURTY ETF | 5M | 159K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 9K | 500 | – |
| GOLDMAN SACHS GROUP INC | COM | 737K | 2K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 333K | 2K | – |
| INTEL CORP | COM | 335K | 11K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 6K | – |
| INTUIT | COM | 3M | 5K | – |
| INTUITIVE SURGICAL INC | COM NEW | 621K | 1K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP INFO | 34K | 735 | – |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 11K | 200 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 444K | 7K | – |
| INVESCO EXCH TRADED FD TR II | CHINA TECHNLGY | 28K | 841 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 591 | 3 | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 603 | 15 | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 2M | 66K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 36K | 550 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 349K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 3M | 74K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 1M | 37K | – |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 36K | 875 | – |
| INVESCO QQQ TR | UNIT SER 1 | 497K | 1K | – |
| ISHARES GOLD TR | ISHARES NEW | 32M | 723K | – |
| ISHARES INC | CORE MSCI EMKT | 262K | 5K | – |
| ISHARES INC | MSCI EMRG CHN | 30K | 500 | – |
| ISHARES SILVER TR | ISHARES | 399K | 15K | – |
| ISHARES TR | CORE S&P TTL STK | 12K | 105 | – |
| ISHARES TR | SELECT DIVID ETF | 323K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 3M | 5K | – |
| ISHARES TR | CORE US AGGBD ET | 76K | 783 | – |
| ISHARES TR | MSCI EMG MKT ETF | 21K | 500 | – |
| ISHARES TR | LATN AMER 40 ETF | 12K | 486 | – |
| ISHARES TR | 20 YR TR BD ETF | 19K | 203 | – |
| ISHARES TR | 1 3 YR TREAS BD | 6M | 69K | – |
| ISHARES TR | MSCI EAFE ETF | 2M | 27K | – |
| ISHARES TR | RUS MDCP VAL ETF | 48K | 396 | – |
| ISHARES TR | RUS MD CP GR ETF | 121K | 1K | – |
| ISHARES TR | RUS MID CAP ETF | 324K | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 3M | 46K | – |
| ISHARES TR | ISHARES SEMICDTR | 57K | 230 | – |
| ISHARES TR | ISHARES BIOTECH | 1M | 9K | – |
| ISHARES TR | COHEN STEER REIT | 57K | 1K | – |
| ISHARES TR | RUS 1000 VAL ETF | 438K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 8K | – |
| ISHARES TR | RUS 2000 VAL ETF | 35K | 233 | – |
| ISHARES TR | RUS 2000 GRW ETF | 5K | 20 | – |
| ISHARES TR | RUSSELL 2000 ETF | 433K | 2K | – |
| ISHARES TR | RUSSELL 3000 ETF | 310K | 1K | – |
| ISHARES TR | CORE S&P SCP ETF | 4M | 41K | – |
| ISHARES TR | GL CLEAN ENE ETF | 752K | 56K | – |
| ISHARES TR | EAFE SML CP ETF | 527K | 9K | – |
| ISHARES TR | NATIONAL MUN ETF | 6M | 54K | – |
| ISHARES TR | CRE U S REIT ETF | 124K | 2K | – |
| ISHARES TR | PFD AND INCM SEC | 29K | 907 | – |
| ISHARES TR | US AER DEF ETF | 172K | 1K | – |
| ISHARES TR | U.S. MED DVC ETF | 151K | 3K | – |
| ISHARES TR | MICRO-CAP ETF | 1M | 9K | – |
| ISHARES TR | MSCI USA VALUE | 83K | 800 | – |
| ISHARES TR | CORE MSCI TOTAL | 41K | 603 | – |
| ISHARES TR | CORE MSCI EAFE | 2M | 30K | – |
| ISHARES TR | MRNGSTR INC ETF | 4K | 196 | – |
| ISHARES TR | CORE DIV GRWTH | 590K | 10K | – |
| ISHARES TR | GLOBAL REIT ETF | 20K | 850 | – |
| ISHARES TR | IBONDS DEC25 ETF | 14K | 560 | – |
| ISHARES TR | IBONDS DEC24 ETF | 15K | 610 | – |
| ISHARES TR | SELF DRIVNG EV | 1M | 45K | – |
| ISHARES TR | IBDS DEC28 ETF | 16K | 650 | – |
| ISHARES TR | IBONDS 27 ETF | 7K | 300 | – |
| ISHARES TR | ESG SCRND S&P SM | 603K | 16K | – |
| ISHARES TR | ESG SCRD S&P MID | 1M | 31K | – |
| ISHARES TR | ESG SCRND S&P500 | 3M | 67K | – |
| ISHARES TR | EGSADVNCDMSCI EM | 111K | 3K | – |
| ISHARES TR | ESG EAFE ETF | 169K | 3K | – |
| JOHNSON & JOHNSON | COM | 2M | 16K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 14K | – |
| KELLANOVA | COM | 404K | 7K | – |
| KIMBERLY-CLARK CORP | COM | 435K | 3K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 460K | 2K | – |
| LAM RESEARCH CORP | COM | 516K | 484 | – |
| LAUDER ESTEE COS INC | CL A | 235K | 2K | – |
| LOCKHEED MARTIN CORP | COM | 443K | 949 | – |
| LOWES COS INC | COM | 349K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 693K | 3K | – |
| MEDTRONIC PLC | SHS | 686K | 9K | – |
| MERCK & CO INC | COM | 7M | 55K | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| MICROSOFT CORP | COM | 14M | 32K | – |
| MONDELEZ INTL INC | CL A | 259K | 4K | – |
| NETFLIX INC | COM | 488K | 723 | – |
| NEXTERA ENERGY INC | COM | 400K | 6K | – |
| NORFOLK SOUTHN CORP | COM | 305K | 1K | – |
| NVIDIA CORPORATION | COM | 4M | 29K | – |
| ORACLE CORP | COM | 2M | 16K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PAYCHEX INC | COM | 367K | 3K | – |
| PEPSICO INC | COM | 4M | 25K | – |
| PFIZER INC | COM | 492K | 18K | – |
| PHILLIPS 66 | COM | 231K | 2K | – |
| PNC FINL SVCS GROUP INC | COM | 3M | 16K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 23K | – |
| PROGRESSIVE CORP | COM | 213K | 1K | – |
| QUALCOMM INC | COM | 3M | 15K | – |
| RIGETTI COMPUTING INC | *W EXP 99/99/999 | 1K | 10K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 141K | 11K | – |
| RTX CORPORATION | COM | 281K | 3K | – |
| S&P GLOBAL INC | COM | 309K | 692 | – |
| SCHWAB CHARLES CORP | COM | 202K | 3K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 142K | 2K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 94K | 1K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 12K | 150 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 726K | 5K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 27K | 350 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 32K | 175 | – |
| SELECT SECTOR SPDR TR | ENERGY | 114K | 1K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 461K | 11K | – |
| SELECT SECTOR SPDR TR | INDL | 12K | 100 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 1M | 5K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 50K | 730 | – |
| SOUTHERN CO | COM | 2M | 31K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 235K | 600 | – |
| SPDR GOLD TR | GOLD SHS | 339K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 9M | 17K | – |
| SPDR SER TR | NYSE TECH ETF | 528K | 3K | – |
| SPDR SER TR | PORTFOLIO CRPORT | 19K | 662 | – |
| SPDR SER TR | AEROSPACE DEF | 35K | 250 | – |
| SPDR SER TR | S&P DIVID ETF | 45K | 350 | – |
| SPDR SER TR | S&P SEMICNDCTR | 408K | 2K | – |
| SPDR SER TR | S&P BIOTECH | 2M | 18K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 6M | 313K | – |
| STRYKER CORPORATION | COM | 525K | 2K | – |
| TARGET CORP | COM | 285K | 2K | – |
| TESLA INC | COM | 482K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 848K | 2K | – |
| TRANSDIGM GROUP INC | COM | 267K | 209 | – |
| TRUIST FINL CORP | COM | 267K | 7K | – |
| UNION PAC CORP | COM | 2M | 8K | – |
| UNITEDHEALTH GROUP INC | COM | 284K | 557 | – |
| UNIVERSAL DISPLAY CORP | COM | 245K | 1K | – |
| VALLEY NATL BANCORP | COM | 163K | 23K | – |
| VALUED ADVISERS TR | REGAN FLTG RATE | 3M | 136K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 8K | 275 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 795K | 3K | – |
| VANECK ETF TRUST | GAMING ETF | 202 | 5 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 781K | 10K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 109K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 7K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 287K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 3M | 38K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 14M | 57K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 253K | 1K | – |
| VANGUARD INDEX FDS | VALUE ETF | 168K | 1K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 947K | 4K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 13K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 278K | 6K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 321K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 8K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 20K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 5M | 46K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 368K | 2K | – |
| VANGUARD WORLD FD | ENERGY ETF | 4K | 29 | – |
| VANGUARD WORLD FD | INF TECH ETF | 730K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 375K | 9K | – |
| VISA INC | COM CL A | 1M | 6K | – |
| WALMART INC | COM | 1M | 17K | – |
| WASTE MGMT INC DEL | COM | 331K | 2K | – |
| WELLS FARGO CO NEW | COM | 557K | 9K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 776K | 15K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 966 | 20 | – |
| WISDOMTREE TR | US QTLY DIV GRT | 624K | 8K | – |
| YUM BRANDS INC | COM | 959K | 7K | – |
| YUM CHINA HLDGS INC | COM | 213K | 7K | – |
| ZOETIS INC | CL A | 292K | 2K | – |