HOLT CAPITAL PARTNERS, L.P.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	126	$636.7M
Non-Discretionary	4	$247.3M
Total	130	$884.1M

Clients

Type	Number	RAUM
Individuals	31	$11.6M
HNW Individuals	86	$781.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$20.2M
Pension and profit sharing plans	1	$4.1M
Charitable organizations	9	$63.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	2	$2.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	130
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly charges

Identifiers

SEC RIA File Number	801-78012
SEC ERA File Number	801-78012
SEC CIK Numbers	1599852
SEC CRD Numbers	117863
Legal Entity Identifier	None

Principal Office

301 COMMERCE STREET
SUITE 1430
FORT WORTH
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic