Hedge Fund Database

PINNACLE FAMILY ADVISORS, LLC

Adviser information for PINNACLE FAMILY ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,729 $270.9M
Non-Discretionary 1 $1.1M
Total 1,730 $272.1M

Clients

Type Number RAUM
Individuals 780 $135.1M
HNW Individuals 64 $72.2M
Banking or thrift institutions 0 $0
Investment companies 2 $58.6M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $540,641
Charitable organizations <5 $105,987
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $5.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersFINANCIAL AND BUSINESS CONSULTING
Compensation % of AUMHourly chargesSubscription feesFixed feesSHARES IN FEES PAID TO THIRD PARTY ADVISERS; % OF PLAN ASSETS

Identifiers

SEC RIA File Number 801-78013
SEC ERA File Number 801-78013
SEC CIK Numbers 1679064
SEC CRD Numbers 145628
Legal Entity Identifier None

Principal Office

620 W. REPUBLIC ROAD
SUITE 104
SPRINGFIELD
MO
United States
Monday - Friday, 9 AM - 4:30 PM
Tel: 417-886-6590, Fax: 417-886-6592

Websites

www.facebook.com/michaelvaughncfp/ www.pinnaclefamilyadvisors.com www.advisork.com www.pinnacledynamicfunds.com www.pinnacletacticalfunds.com www.pinnacleetfs.com

Chief Compliance Officer

PAUL CARROLL
CHIEF INVESTMENT OFFICER
620 W. REPUBLIC ROAD
SUITE 104
SPRINGFIELD
MO
United States
Tel: 417-886-6590
Fax: 417-886-6592
(Full email address available in API data)

Industry Affiliates

BRIAN MCCRACKEN Accountant or accounting firm
JANET HUDSON Accountant or accounting firm
PINNACLE PRIVATE VENTURES FUND I, GP, LLC Sponsor, GP, manager of pooled investment vehicles
PINNACLE PRIVATE VENTURES FUND II, GP, LLC Sponsor, GP, manager of pooled investment vehicles
PINNACLE PRIVATE VENTURES, LLC Other investment adviser, including financial planners
TIMOTHY B. O'REILLY Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
O'REILLY, TIMOTHY, BRIAN Individual – MEMBER 10/2007 5-10%
MCCURRY, RONALD, SEAN Individual – MANAGING MEMBER/PRESIDENT 10/2007 25-50%
CARROLL, PAUL, THOMAS Individual – CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER 02/2009 < 5%
RICK A. BRITTON REVOCABLE TRUST- DATED 10-26-2012 Domestic Entity – MEMBER 06/2015 10-25%
BRITTON FAMILY DYNASTY TRUST- DATED 10/25/2012 Domestic Entity – MEMBER 07/2015 10-25%
BRITTON, RICK, ALLEN Individual RICK A. BRITTON REVOCABLE TRUST- DATED 10-26-2012 TRUSTEE 10/2012 > 75%
BRITTON, JEFFREY, MARC Individual BRITTON FAMILY DYNASTY TRUST- DATED 10/25/2012 TRUSTEE 10/2012 > 75%
TUCKER, MANDY, MICHELLE Individual BRITTON FAMILY DYNASTY TRUST- DATED 10/25/2012 TRUSTEE 10/2012 > 75%
KIMBERLY KAY HORTON REVOCABLE TRUST-DATED JUNE 2, 1999 Domestic Entity – MEMBER 08/2017 < 5%
HORTON, KIMBERLY, KAY Individual KIMBERLY KAY HORTON REVOCABLE TRUST-DATED JUNE 2, 1999 TRUSTEE 06/1999 > 75%

No. Employees, Historic

2010020202021202220232024202513 on 3/26/202013 on 6/25/202014 on 3/30/202114 on 4/27/202116 on 3/30/202213 on 3/30/202313 on 3/27/2024

RAUM, Historic

400M200M0202020212022202320242025198216997 on 3/26/2020198216997 on 6/25/2020272651000 on 3/30/2021272651000 on 4/27/2021345288000 on 3/30/2022252030050 on 3/30/2023272074066 on 3/27/2024

No. Clients, Historic

9004500202020212022202320242025540 on 3/26/2020540 on 6/25/2020763 on 3/30/2021763 on 4/27/2021839 on 3/30/2022847 on 3/30/2023853 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 342K 2K –
ALPHABET INC CAP STK CL A 205K 1K –
AMAZON COM INC COM 4M 18K –
APPLE INC COM 6M 27K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 404K 993 –
BLACKROCK ETF TRUST US EQT FACTOR 514K 11K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 499K 17K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 300K 12K –
DIMENSIONAL ETF TRUST SHORT DURATION F 394K 8K –
EXXON MOBIL CORP COM 835K 7K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 3M 38K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 217K 3K –
FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 430K 8K –
FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 210K 9K –
FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 662K 23K –
FIRST TR EXCHANGE TRADED FD GROWTH STRENGTH 302K 10K –
FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 227K 12K –
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 357K 3K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 2M 18K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 1M 20K –
FIRST TR EXCHANGE-TRADED FD LIMITED DURATION 195K 10K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 870K 4K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 438K 9K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 739K 13K –
FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 485K 10K –
FIRST TR EXCHANGE-TRADED FD INTERMEDIATE DUR 409K 20K –
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 1M 61K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 4M 84K –
FIRST TR LRG CP VL ALPHADEX COM SHS 681K 9K –
FIRST TR MORNINGSTAR DIVID L SHS 867K 23K –
FIRST TR NASDAQ 100 TECH IND SHS 607K 3K –
FIRST TR VALUE LINE DIVID IN SHS 950K 23K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 365K 3K –
FS KKR CAP CORP COM 206K 10K –
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 3M 26K –
INVESCO QQQ TR UNIT SER 1 9M 19K –
INVESTMENT MANAGERS SER TR I AXS ESOTERICA NE 313K 5K –
IRON MTN INC DEL COM 467K 5K –
ISHARES INC MSCI GBL ETF NEW 939K 23K –
ISHARES INC CORE MSCI EMKT 774K 14K –
ISHARES TR MSCI USA QLT FCT 563K 3K –
ISHARES TR MSCI EAFE ETF 3M 40K –
ISHARES TR S&P MC 400VL ETF 656K 6K –
ISHARES TR CORE S&P MCP ETF 1M 22K –
ISHARES TR US AER DEF ETF 425K 3K –
ISHARES TR CORE TOTAL USD 912K 20K –
ISHARES TR CORE S&P SCP ETF 1M 9K –
ISHARES TR U.S. PHARMA ETF 437K 7K –
ISHARES TR EAFE GRWTH ETF 394K 4K –
ISHARES TR MSCI USA MIN VOL 915K 11K –
ISHARES TR S&P 500 GRWT ETF 434K 5K –
ISHARES TR CORE S&P500 ETF 18M 33K –
ISHARES TR U.S. FIN SVC ETF 3M 46K –
ISHARES TR 20 YR TR BD ETF 213K 2K –
ISHARES TR CORE S&P TTL STK 2M 15K –
ISHARES TR S&P 100 ETF 248K 940 –
ISHARES TR U.S. TECH ETF 315K 2K –
ISHARES TR EXPND TEC SC ETF 3M 33K –
ISHARES TR S&P 500 VAL ETF 3M 17K –
ISHARES TR SELECT DIVID ETF 679K 6K –
ISHARES TR MBS ETF 557K 6K –
ISHARES TR 10+ YR INVST GRD 4M 75K –
ISHARES TR ISHS 5-10YR INVT 2M 33K –
ISHARES TR CORE S&P US VLU 202K 2K –
ISHARES TR EAFE VALUE ETF 369K 7K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 422K 7K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 364K 12K –
LOWES COS INC COM 396K 2K –
META PLATFORMS INC CL A 200K 397 –
MICROSOFT CORP COM 275K 616 –
NOVA LTD COM 235K 1K –
NVIDIA CORPORATION COM 6M 50K –
ONEOK INC NEW COM 226K 3K –
OREILLY AUTOMOTIVE INC COM 5M 5K –
PHILLIPS 66 COM 254K 2K –
SCHWAB STRATEGIC TR US BRD MKT ETF 4M 66K –
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 26K –
SCHWAB STRATEGIC TR US LCAP GR ETF 6M 57K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 712K 16K –
SCHWAB STRATEGIC TR US AGGREGATE B 846K 19K –
SELECT SECTOR SPDR TR FINANCIAL 891K 22K –
SELECT SECTOR SPDR TR ENERGY 430K 5K –
SELECT SECTOR SPDR TR SBI INT-UTILS 446K 7K –
SELECT SECTOR SPDR TR SBI MATERIALS 646K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 306K 1K –
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 3K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 319K 8K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 416K 12K –
SPDR S&P 500 ETF TR TR UNIT 15M 28K –
SPDR SER TR PRTFLO S&P500 GW 5M 66K –
SPDR SER TR PORTFOLIO S&P500 3M 46K –
SPDR SER TR S&P REGL BKG 440K 9K –
SPDR SER TR S&P BIOTECH 443K 5K –
SPDR SER TR S&P METALS MNG 403K 7K –
SPDR SER TR PORTFOLIO AGRGTE 1M 57K –
SPDR SER TR S&P 400 MDCP GRW 3M 31K –
STRYKER CORPORATION COM 399K 1K –
TESLA INC COM 1M 7K –
TIDAL TR II PINNACLE FOCUSED 18M 634K –
VANECK ETF TRUST SEMICONDUCTR ETF 3M 13K –
VANGUARD INDEX FDS GROWTH ETF 524K 1K –
VANGUARD INDEX FDS REAL ESTATE ETF 667K 8K –
VANGUARD INDEX FDS TOTAL STK MKT 304K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 298K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 588K 2K –
VANGUARD WORLD FD MEGA CAP INDEX 269K 1K –
VANGUARD WORLD FD MEGA GRWTH IND 320K 1K –
WALMART INC COM 313K 5K –
WILLIAMS COS INC COM 268K 6K –