FINANCIAL AVENGERS, INC.
Adviser information for FINANCIAL AVENGERS, INC. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 745 | $366.8M |
| Non-Discretionary | 0 | $0 |
| Total | 745 | $366.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $52.8M |
| HNW Individuals | 110 | $312.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $1.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
505 FOURTEENTH STREET, #310OAKLAND
CA
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: (415) 773-2174, Fax: (415) 773-2194
Chief Compliance Officer
THOMAS W. SWIFT
CHIEF EXECUTIVE OFFICER
505 FOURTEENTH STREET, #310
OAKLAND
CA
United States
Tel:
(415) 773-2174
Fax:
(415) 773-2194
C******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWIFT, THOMAS, WAINWRIGHT | Individual | – | CEO/CHIEF COMPLIANCE OFFICER | 08/2000 | 50-75% |
| MCCORD, ARTHUR, LAVAL | Individual | – | COO | 03/2000 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ASML HOLDING N V F | AMERICAN DEPOSITORY | 5K | 5 | – |
| BHP GROUP LTD F | AMERICAN DEPOSITORY | 16K | 280 | – |
| PRADA S P A F | AMERICAN DEPOSITORY | 682 | 47 | – |
| ROLLS-ROYCE HLDGS F | AMERICAN DEPOSITORY | 109K | 19K | – |
| TAKEDA PHARMA CO F | AMERICAN DEPOSITORY | 37K | 3K | – |
| TRIP COM GROUP LTD F | AMERICAN DEPOSITORY | 7K | 150 | – |
| UNILEVER PLC F | AMERICAN DEPOSITORY | 32K | 588 | – |
| A T & T INC | COMMON STOCK | 122K | 6K | – |
| ABBOTT LABORATORIES | COMMON STOCK | 86K | 829 | – |
| ABBVIE INC | COMMON STOCK | 30K | 177 | – |
| ADOBE INC | COMMON STOCK | 3M | 5K | – |
| ADVANCED MICRO DEVICE IN | COMMON STOCK | 739K | 5K | – |
| AIRBNB INC | COMMON STOCK | 11K | 75 | – |
| ALPHABET INC. CLASS A | COMMON STOCK | 16M | 90K | – |
| ALPHABET INC. CLASS C | COMMON STOCK | 1M | 8K | – |
| AMAZON.COM INC | COMMON STOCK | 25M | 129K | – |
| AMER ELECTRIC PWR CO | COMMON STOCK | 90K | 1K | – |
| AMGEN INC. | COMMON STOCK | 3K | 11 | – |
| AMPHENOL CORP | COMMON STOCK | 7K | 102 | – |
| ANTERO MIDSTREAM CORP | COMMON STOCK | 13K | 850 | – |
| ANTERO RESOURCES COR | COMMON STOCK | 26K | 800 | – |
| APPLE INC | COMMON STOCK | 24M | 115K | – |
| APPLIED MATERIALS | COMMON STOCK | 38K | 160 | – |
| ATMUS FILTRATION TECHNOL | COMMON STOCK | 345 | 12 | – |
| AUTO DATA PROCESSING | COMMON STOCK | 217K | 908 | – |
| AUTODESK INC | COMMON STOCK | 54K | 220 | – |
| BANK OF AMERICA CORP | COMMON STOCK | 9M | 221K | – |
| BATH & BODY WKS INC | COMMON STOCK | 6K | 145 | – |
| BERKSHIRE HATHAWAY A | COMMON STOCK | 612K | 1 | – |
| BERKSHIRE HATHAWAY B | COMMON STOCK | 16M | 39K | – |
| BOX INC | COMMON STOCK | 4K | 150 | – |
| BRISTOL-MYERS SQUIBB | COMMON STOCK | 5K | 128 | – |
| BROADCOM INC | COMMON STOCK | 76K | 47 | – |
| CARLISLE CO | COMMON STOCK | 5K | 11 | – |
| CARTERS INC | COMMON STOCK | 8K | 125 | – |
| CATERPILLAR INC | COMMON STOCK | 17K | 50 | – |
| CHARLES SCHWAB CORP | COMMON STOCK | 12M | 168K | – |
| CHEVRON CORP | COMMON STOCK | 10K | 67 | – |
| CISCO SYSTEMS INC | COMMON STOCK | 81K | 2K | – |
| CLOROX CO | COMMON STOCK | 47K | 343 | – |
| CONSOLIDATED EDISON | COMMON STOCK | 42K | 468 | – |
| CORNING INC | COMMON STOCK | 30K | 773 | – |
| COSTCO WHOLESALE CO | COMMON STOCK | 240K | 282 | – |
| COTY INC | COMMON STOCK | 12K | 1K | – |
| CSX CORP | COMMON STOCK | 11K | 339 | – |
| CUMMINS INC | COMMON STOCK | 11K | 39 | – |
| DANAHER CORP | COMMON STOCK | 46K | 184 | – |
| DELTA AIR LINES INC DEL | COMMON STOCK | 12K | 252 | – |
| DEVON ENERGY CORP | COMMON STOCK | 38K | 800 | – |
| DROPBOX INC | COMMON STOCK | 76K | 3K | – |
| EBAY INC | COMMON STOCK | 24K | 439 | – |
| EDISON INTERNTNL | COMMON STOCK | 12K | 171 | – |
| ELI LILLY AND CO | COMMON STOCK | 2M | 2K | – |
| EQT CORP | COMMON STOCK | 18K | 500 | – |
| EVERGY INC | COMMON STOCK | 22K | 412 | – |
| EXXON MOBIL CORP | COMMON STOCK | 42K | 366 | – |
| FORD MOTOR CO | COMMON STOCK | 6M | 484K | – |
| FORTINET INC | COMMON STOCK | 90K | 2K | – |
| GE AEROSPACE | COMMON STOCK | 128K | 807 | – |
| GE HEALTHCARE TECHNOLOGI | COMMON STOCK | 18K | 233 | – |
| GE VERNOVA INC | COMMON STOCK | 34K | 200 | – |
| GENERAL MILLS INC | COMMON STOCK | 2K | 37 | – |
| GENERAL MOTORS CO | COMMON STOCK | 14K | 297 | – |
| GILEAD SCIENCES INC | COMMON STOCK | 90K | 1K | – |
| GLOBALSTAR INC | COMMON STOCK | 60 | 54 | – |
| HERSHEY CO | COMMON STOCK | 29K | 156 | – |
| HOME DEPOT INC | COMMON STOCK | 117K | 339 | – |
| HONEYWELL INTL INC | COMMON STOCK | 22K | 104 | – |
| IBM CORP | COMMON STOCK | 92K | 534 | – |
| INTEL CORP | COMMON STOCK | 4M | 118K | – |
| INTUITIVE SURGICAL | COMMON STOCK | 58K | 130 | – |
| J M SMUCKER CO | COMMON STOCK | 6K | 54 | – |
| J P MORGAN CHASE & CO | COMMON STOCK | 167K | 825 | – |
| JOHNSON & JOHNSON | COMMON STOCK | 6M | 42K | – |
| KENVUE INC | COMMON STOCK | 732K | 40K | – |
| KINDER MORGAN INC | COMMON STOCK | 15K | 755 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 3K | 129 | – |
| LENDINGCLUB CORP | COMMON STOCK | 68K | 8K | – |
| LEVI STRAUSS & CO NEW | COMMON STOCK | 23K | 1K | – |
| LOCKHEED MARTIN CORP | COMMON STOCK | 21K | 45 | – |
| LUMEN TECHNOLOGIES INC | COMMON STOCK | 789 | 717 | – |
| LYFT INC | COMMON STOCK | 4K | 300 | – |
| MASTERCARD INC | COMMON STOCK | 9K | 20 | – |
| MERCK & CO. INC. | COMMON STOCK | 40K | 324 | – |
| META PLATFORMS INC | COMMON STOCK | 454K | 901 | – |
| MICROCHIP TECHNOLOGY | COMMON STOCK | 82K | 900 | – |
| MICROSOFT CORP | COMMON STOCK | 7M | 15K | – |
| MONGODB INC | COMMON STOCK | 25K | 100 | – |
| NETFLIX INC | COMMON STOCK | 94K | 140 | – |
| NIKE INC | COMMON STOCK | 91K | 1K | – |
| NISOURCE INC 00500 | COMMON STOCK | 12K | 399 | – |
| NV5 GLOBAL INC | COMMON STOCK | 158K | 2K | – |
| NVIDIA CORP | COMMON STOCK | 26M | 213K | – |
| OMNICELL INC | COMMON STOCK | 9K | 350 | – |
| ONEOK INC | COMMON STOCK | 34K | 415 | – |
| PALANTIR TECHNOLOGIES IN | COMMON STOCK | 6K | 250 | – |
| PEOPLES BANCORP INC | COMMON STOCK | 20K | 683 | – |
| PEPSICO INC | COMMON STOCK | 48K | 288 | – |
| PFIZER INC | COMMON STOCK | 514K | 18K | – |
| PITNEY BOWES INC | COMMON STOCK | 2K | 399 | – |
| PROCTER & GAMBLE | COMMON STOCK | 6M | 37K | – |
| QORVO INC | COMMON STOCK | 8K | 65 | – |
| QUALCOMM INC | COMMON STOCK | 15K | 77 | – |
| QUINCE THERAPEUTICS INC | COMMON STOCK | 75 | 100 | – |
| ROBLOX CORP | COMMON STOCK | 2K | 50 | – |
| SOUTHERN CO | COMMON STOCK | 2K | 21 | – |
| SOUTHWEST AIRLINES | COMMON STOCK | 4K | 137 | – |
| SS&C TECHNOLOGS HLDG | COMMON STOCK | 40K | 637 | – |
| STARBUCKS CORP | COMMON STOCK | 3M | 38K | – |
| TARGET CORP | COMMON STOCK | 35K | 235 | – |
| TESLA INC | COMMON STOCK | 2M | 9K | – |
| TEXAS INSTRUMENTS | COMMON STOCK | 107K | 551 | – |
| THE COCA-COLA CO | COMMON STOCK | 58K | 903 | – |
| THERMO FISHER SCNTFC | COMMON STOCK | 100K | 181 | – |
| T-MOBILE US INC | COMMON STOCK | 1K | 7 | – |
| UNION PACIFIC CORP | COMMON STOCK | 25K | 109 | – |
| UNITEDHEALTH GRP INC | COMMON STOCK | 210K | 413 | – |
| US BANCORP DEL | COMMON STOCK | 26K | 647 | – |
| VEEVA SYSTEMS INC | COMMON STOCK | 18K | 100 | – |
| VERIZON COMMUNICATN | COMMON STOCK | 3M | 64K | – |
| VERTEX PHARMACEUTICA | COMMON STOCK | 70K | 150 | – |
| VIATRIS INC | COMMON STOCK | 196 | 18 | – |
| VISA INC | COMMON STOCK | 177K | 675 | – |
| WABTEC | COMMON STOCK | 1K | 9 | – |
| WALGREENS BOOTS ALLI | COMMON STOCK | 4K | 348 | – |
| WALMART INC | COMMON STOCK | 39K | 582 | – |
| WALT DISNEY CO | COMMON STOCK | 5M | 48K | – |
| WARNER BROTHERS DISCOVER | COMMON STOCK | 4K | 485 | – |
| WILLIAMS COS INC | COMMON STOCK | 21K | 485 | – |
| YUM BRANDS INC | COMMON STOCK | 13K | 102 | – |
| ZOOM VIDEO COMMUNICATION | COMMON STOCK | 296 | 5 | – |
| AGNICO EAGLE MINES F | FOREIGN CANADIAN | 20K | 300 | – |
| BANK MONTREAL QUE F | FOREIGN CANADIAN | 4K | 50 | – |
| CANADIAN NATURAL RES F | FOREIGN CANADIAN | 11K | 320 | – |
| ENBRIDGE INC F | FOREIGN CANADIAN | 25K | 690 | – |
| SHOPIFY INC F | FOREIGN CANADIAN | 3M | 41K | – |
| SILVERCREST METALS INC F | FOREIGN CANADIAN | 16K | 2K | – |
| SUNCOR ENERGY INC F | FOREIGN CANADIAN | 18K | 470 | – |
| ARCH CAP GROUP LTD F | FOREIGN ORDINARIES | 180K | 2K | – |
| EQUITY RESIDENTIAL | REAL ESTATE INVESTME | 36K | 526 | – |
| IRON MTN INC NEW | REAL ESTATE INVESTME | 52K | 584 | – |
| KBS GROWTH & INCOME REIT | REAL ESTATE INVESTME | 458 | 5K | – |
| MEDICAL PROPERTIES | REAL ESTATE INVESTME | 3K | 602 | – |
| PUBLIC STORAGE | REAL ESTATE INVESTME | 10K | 34 | – |
| SILA RLTY TR INC | REAL ESTATE INVESTME | 12K | 575 | – |
| STAG INDUSTRIAL INC | REAL ESTATE INVESTME | 8K | 214 | – |
| ADASINA SOCIAL JUSTC ALL | UIT EXCHANGE TRADED | 26K | 2K | – |
| INVESCO BIOTECHNOLOGY | UIT EXCHANGE TRADED | 13K | 200 | – |
| ISHARES BRD USD INV GRD | UIT EXCHANGE TRADED | 842K | 17K | – |
| MOTLEY FOOL GLOBAL | UIT EXCHANGE TRADED | 44K | 1K | – |
| SELECT SECTOR HEALTH | UIT EXCHANGE TRADED | 30K | 203 | – |
| SPDR GOLD SHARES ETF | UIT EXCHANGE TRADED | 14K | 65 | – |
| TECHNOLOGY SELECT SECTOR | UIT EXCHANGE TRADED | 23K | 101 | – |
| VANGUARD INFORMATION | UIT EXCHANGE TRADED | 8K | 14 | – |
| VANGUARD MEGA CAP VALUE | UIT EXCHANGE TRADED | 36K | 301 | – |
| VANGUARD TOTAL BOND | UIT EXCHANGE TRADED | 846K | 12K | – |