Hedge Fund Database

ELM PARTNERS MANAGEMENT LLC

Adviser information for ELM PARTNERS MANAGEMENT LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wyoming, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 485 $1.5B
Non-Discretionary 0 $0
Total 485 $1.5B

Clients

Type Number RAUM
Individuals 74 $36.1M
HNW Individuals 293 $822.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $632.5M
Pension and profit sharing plans <5 $1.3M
Charitable organizations <5 $8.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 9
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-78018
SEC ERA File Number 801-78018
SEC CIK Numbers 1743941
SEC CRD Numbers 167225
Legal Entity Identifier None

Principal Office

50 S 16TH ST.
SUITE 1700
PHILADELPHIA
PA
United States
Monday - Friday, BY APPOINTMENT
Tel: (888) 676-3148, Fax: (888) 676-3148

Websites

twitter.com/elmpartners?lang=en www.linkedin.com/company/elm-partners/about/ elmwealth.com www.facebook.com/elmwealth www.youtube.com/channel/ucyqilgpyazyoaiszr_vtykw

Chief Compliance Officer

JAMES WHITE
CHIEF EXECUTIVE OFFICER
50 S 16TH ST
SUITE 1700
PHILADELPHIA
PA
United States
Tel: (888) 676-3148
Fax: (888) 676-3148
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ELM PARTNERS ALL EQUITY PORTFOLIO LTD LIQUID LONG-ONLY EQUITIES $19.5M $1.0M 9
ELM PARTNERS PORTFOLIO LLC SYSTEMATIC, LONG-ONLY, LIQUID-MARKETS FUND $334.2M $2.0M 56
ELM PARTNERS PORTFOLIO LTD. SYSTEMATIC, LONG-ONLY, LIQUID-MARKETS FUND $264.2M $1.0M 50

Control Persons

Name Type Entity Title Since Ownership
CYGNET CAPITAL LLC Domestic Entity – HOLDING COMPANY PARENT 03/2012 > 75%
HAGHANI, VICTOR, JOHN Individual – CHIEF INVESTMENT OFFICER 03/2012 < 5%
HAGHANI, CELESTE, LEE Individual CYGNET CAPITAL LLC MEMBER 03/2012 > 75%
WHITE, JAMES, WOODSON Individual – CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 11/2017 < 5%

No. Employees, Historic

105020192020202120222023202420253 on 4/3/20193 on 8/2/20194 on 2/26/20204 on 3/11/20204 on 5/22/20204 on 7/14/20204 on 10/22/20204 on 3/3/20214 on 10/25/20214 on 11/12/20215 on 3/7/20225 on 4/7/20225 on 4/12/20225 on 4/12/20225 on 7/25/20225 on 2/24/20235 on 9/28/20236 on 3/20/2024

RAUM, Historic

2B1B02019202020212022202320242025742941576 on 4/3/2019742941576 on 8/2/2019958248227 on 2/26/2020958248227 on 3/11/2020958248227 on 5/22/2020958248227 on 7/14/2020958248227 on 10/22/20201145493074 on 3/3/20211145493074 on 10/25/20211145493074 on 11/12/20211304663488 on 3/7/20221304663488 on 4/7/20221304663488 on 4/12/20221304663488 on 4/12/20221304663488 on 7/25/20221277276781 on 2/24/20231277276781 on 9/28/20231503909966 on 3/20/2024

No. Clients, Historic

40020002019202020212022202320242025216 on 4/3/2019216 on 8/2/2019261 on 2/26/2020261 on 3/11/2020261 on 5/22/2020261 on 7/14/2020261 on 10/22/2020256 on 3/3/2021256 on 10/25/2021256 on 11/12/2021299 on 3/7/2022299 on 4/7/2022299 on 4/12/2022299 on 4/12/2022299 on 7/25/2022323 on 2/24/2023323 on 9/28/2023371 on 3/20/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
DBX ETF TR XTRACK USD HIGH 48M 1M –
ISHARES GOLD TR ISHARES NEW 15M 332K –
ISHARES INC MSCI CDA ETF 5M 131K –
ISHARES INC CORE MSCI EMKT 110M 2M –
ISHARES TR CORE S&P TTL STK 125M 1M –
ISHARES TR CORE S&P500 ETF 20M 37K –
ISHARES TR CORE US AGGBD ET 51M 527K –
ISHARES TR IBOXX INV CP ETF 5M 44K –
ISHARES TR S&P 500 VAL ETF 952K 5K –
ISHARES TR RUS MDCP VAL ETF 268K 2K –
ISHARES TR RUS 1000 VAL ETF 284K 2K –
ISHARES TR RUS 2000 VAL ETF 238K 2K –
ISHARES TR CORE S&P US VLU 5M 52K –
ISHARES TR CORE S&P SCP ETF 2M 21K –
ISHARES TR EAFE SML CP ETF 2M 40K –
ISHARES TR NATIONAL MUN ETF 9M 84K –
ISHARES TR IBOXX HI YD ETF 631K 8K –
ISHARES TR 0-5 YR TIPS ETF 18M 182K –
ISHARES TR CORE MSCI PAC 37M 598K –
ISHARES TR CORE MSCI EURO 58M 1M –
ISHARES TR BROAD USD HIGH 7M 196K –
ISHARES TR 0-3 MNTH TREASRY 58M 579K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 19M 292K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 22K –
SCHWAB STRATEGIC TR US LCAP VA ETF 303K 4K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 29K –
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 69K –
SCHWAB STRATEGIC TR US REIT ETF 13M 668K –
SCHWAB STRATEGIC TR US TIPS ETF 91M 2M –
SCHWAB STRATEGIC TR INTL SCEQT ETF 2M 61K –
SELECT SECTOR SPDR TR SBI MATERIALS 229K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 432K 3K –
SELECT SECTOR SPDR TR FINANCIAL 438K 11K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 6K –
SELECT SECTOR SPDR TR COMMUNICATION 516K 6K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR BLOOMBERG 1-3 MO 3M 30K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 6M 82K –
VANGUARD INDEX FDS S&P 500 ETF SHS 15M 31K –
VANGUARD INDEX FDS MCAP VL IDXVIP 374K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 7M 88K –
VANGUARD INDEX FDS SM CP VAL ETF 360K 2K –
VANGUARD INDEX FDS VALUE ETF 15M 96K –
VANGUARD INDEX FDS SMALL CP ETF 13M 62K –
VANGUARD INDEX FDS TOTAL STK MKT 190M 712K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 13M 315K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 3M 56K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 124M 3M –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 59M 799K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 112M 2M –
VANGUARD MUN BD FDS TAX EXEMPT BD 19M 383K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 4M 65K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 450K 9K –
VANGUARD WORLD FD CONSUM DIS ETF 444K 1K –
VANGUARD WORLD FD CONSUM STP ETF 367K 2K –
VANGUARD WORLD FD FINANCIALS ETF 594K 6K –
VANGUARD WORLD FD HEALTH CAR ETF 578K 2K –
VANGUARD WORLD FD INDUSTRIAL ETF 520K 2K –
VANGUARD WORLD FD INF TECH ETF 936K 2K –
VANGUARD WORLD FD COMM SRVC ETF 271K 2K –