SADDOCK WEALTH, LLC
Adviser information for SADDOCK WEALTH, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42 | $27.4M |
| Non-Discretionary | 43 | $99.3M |
| Total | 85 | $126.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $2.3M |
| HNW Individuals | <5 | $62.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $52.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Hourly charges |
Identifiers
| SEC RIA File Number | 801-78020 |
|---|---|
| SEC ERA File Number | 801-78020 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161568 |
| Legal Entity Identifier | None |
Principal Office
7920 BELT LINE ROADSUITE 550
DALLAS
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 972-437-5201, Fax: 972-437-5229
Websites
Chief Compliance Officer
STEPHEN SADDOCK
DIRECTOR OF PRIVATE EQUITY & CCO
7920 BELT LINE ROAD
SUITE 550
DALLAS
TX
United States
Tel:
972-437-5201
Fax:
972-437-5229
S*******@****************M
(Full email address available in API data)
Regulatory Contact
DAVID SADDOCK
MANAGING MEMBER
7920 BELT LINE ROAD
SUITE 550
DALLAS
TX
United States
Tel:
972-437-5201
Fax:
972-437-5229
D*******@****************M
(Full email address available in API data)
Industry Affiliates
| SADDOCK & COMPANY, PLLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SADDOCK, DAVID, GARY | Individual | – | MANAGING MEMBER/MANAGING DIRECTOR | 07/2011 | > 75% |
| SADDOCK, STEPHEN, GARY | Individual | – | DIRECTOR OF PRIVATE EQUITY / CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |