DIRECTED CAPITAL ADVISORS
DIRECTED CAPITAL ADVISORS, LLC Legal Name
Adviser information for DIRECTED CAPITAL ADVISORS last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $363.9M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $363.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $363.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | A PERCENTAGE OF LP UNRETURNED CAPITAL CONTRIBUTIONS |
Identifiers
| SEC RIA File Number | 801-78032 |
|---|---|
| SEC ERA File Number | 801-78032 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162277 |
| Legal Entity Identifier | None |
Principal Office
150 SECOND AVENUE N.SUITE 1600
ST. PETERSBURG
FL
United States
Monday - Friday, 9:00 - 5:00
Tel: 727-341-8380, Fax: 727-898-6606
Chief Compliance Officer
CHRISTROPHER S. MOENCH
CEO
150 SECOND AVENUE N.
SUITE 1600
SAINT PETERSBURG
FL
United States
Tel:
727-341-8386
Fax:
727-898-6606
C***********@******************M
(Full email address available in API data)
Industry Affiliates
| DCR LOAN SERVICING, LLC | Banking or thrift institution |
| DIRECTED CAPITAL | Real estate broker or dealerSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DCR MORTGAGE PARTNERS IX LP | Hedge Fund | $7.7M | $0.1M | 47 |
| DCR MORTGAGE PARTNERS VII, LP | Hedge Fund | $45.1M | $0.3M | 100 |
| DCR MORTGAGE PARTNERS VIII, LP | Hedge Fund | $0.3M | $0.3M | 1 |
| DCR MORTGAGE PARTNERS X, LP | Hedge Fund | $275.5M | $0.5M | 100 |
| DCR MORTGAGE PARTNERS XI, LP | Hedge Fund | $21.9M | $0.5M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIRECTED CAPITAL RESOURCES, LLC | Domestic Entity | – | PARENT COMPANY | 12/2011 | > 75% |
| MOENCH, CHRISTOPHER, SCOTT | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 06/2023 | 50-75% |
| MOENCH, CHRISTOPHER, SCOTT | Individual | DIRECTED CAPITAL RESOURCES, LLC | MANAGING MEMBER | 12/2011 | 50-75% |
| AMANO, LANCE, BRYAN | Individual | – | SENIOR VICE PRESIDENT | 12/2011 | < 5% |
| SAVAGE, JOHN, WALLACE | Individual | – | SENIOR VICE PRESIDENT | 12/2011 | 10-25% |
| MCGINN, MICHAEL, PATRICK | Individual | – | EXECUTIVE VICE PRESIDENT | 12/2023 | < 5% |
| GRIFFIN, NICHOLAS, WILLIAM | Individual | – | EXECUTIVE VICE PRESIDENT | 12/2023 | < 5% |
| Childs, Joseph, Cameron | Individual | – | CHIEF OPERATING OFFICER | 12/2023 | < 5% |