VANTERRA CAPITAL LLC
Adviser information for VANTERRA CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $377.6M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $377.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $377.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78047 |
|---|---|
| SEC ERA File Number | 801-78047 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167242 |
| Legal Entity Identifier | None |
Principal Office
853 BROADWAYSUITE 1401
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (212) 231-3930, Fax: None
Websites
Chief Compliance Officer
RYAN EUELL
CFO
853 BROADWAY
SUITE 1401
NEW YORK
NY
United States
Tel:
(212) 231-3930
R*****@***********M
(Full email address available in API data)
Regulatory Contact
SHAD AZIMI
MANAGING PARTNER
853 BROADWAY
SUITE 1401
NEW YORK
NY
United States
Tel:
(212) 231-3930
S*****@***********M
(Full email address available in API data)
Industry Affiliates
| VANTERRA CAPITAL GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VANTERA SELECT PARTNERS OFFSHORE L.P. | Private Equity Fund | $10.0M | $10.0M | 1 |
| VANTERRA ACCELERATOR FUND, LP | Venture Capital Fund | $55.5M | $0.1M | 36 |
| VANTERRA ADVANTAGE MASTER INVESTMENTS, L.P. | Private Equity Fund | $114.8M | $0.3M | 2 |
| VANTERRA HPH II, LP | Private Equity Fund | $34.0M | $0.3M | 11 |
| VANTERRA HPH III, LP | Private Equity Fund | $20.5M | $0.3M | 10 |
| VANTERRA MIXLAB SPV, LLC | Private Equity Fund | $3.1M | $0.0M | 8 |
| VANTERRA RAW SUGAR, LLC | Private Equity Fund | $18.5M | $0.0M | 14 |
| VANTERRA SECONDARIES, L.P. | Private Equity Fund | $50.0M | $50.0M | 1 |
| VANTERRA SELECT PARTNERS L.P. | Private Equity Fund | $40.4M | $40.0M | 2 |
| VANTERRA VENTURES FUND II, LP | Venture Capital Fund | $30.6M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AZIMI, SHAD, FRANCIS | Individual | – | MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER | 07/2008 | > 75% |
| QUASHA, ALAN, GRANT | Individual | – | PRINCIPAL | 07/2008 | < 5% |