LCN CAPITAL MANAGEMENT, L.P.
LCN CAPITAL PARTNERS, L.P. Legal Name
Adviser information for LCN CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $5.2B |
| Non-Discretionary | 0 | $0 |
| Total | 29 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 29 | $5.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 29 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78069 |
|---|---|
| SEC ERA File Number | 801-78069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166799 |
| Legal Entity Identifier | None |
Principal Office
888 SEVENTH AVENUE, 4TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00- 6:00
Tel: 212-201-4076, Fax: 646-365-0747
Chief Compliance Officer
ERIC KLEINSCHMIDT
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
484-588-5509
E****************@************M
(Full email address available in API data)
Regulatory Contact
JOSHUA R. LEVENTHAL, ESQ.
GENERAL COUNSEL
888 SEVENTH AVE, 4TH FLOOR
NEW YORK
NY
United States
Tel:
212-201-4073
Fax:
646-365-0747
J*********@**************M
(Full email address available in API data)
Industry Affiliates
| LCN CAYMAN GP L.L.C., (GENERAL PARTNER) | Sponsor, GP, manager of pooled investment vehicles |
| LCN EUROPEAN CARRY VEHICLE II, L.P., | Sponsor, GP, manager of pooled investment vehicles |
| LCN EUROPEAN CARRY VEHICLE III, L.P., | Sponsor, GP, manager of pooled investment vehicles |
| LCN EUROPEAN FUND CARRY VEHICLE IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LCN EUROPEAN FUND CARRY VEHICLE, L.P., | Sponsor, GP, manager of pooled investment vehicles |
| LCN EUROPEAN FUND II GP S.� R.L., (GENERAL PARTNER) | Sponsor, GP, manager of pooled investment vehicles |
| LCN EUROPEAN FUND III GP S.�R.L., (GENERAL PARTNER) | Sponsor, GP, manager of pooled investment vehicles |
| LCN EUROPEAN FUND IV GP S.�R.L, | Sponsor, GP, manager of pooled investment vehicles |
| LCN MANAGEMENT COMPANY S.� R.L., (MANAGER) | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LCN NORTH AMERICAN GP II, L.P., (GENERAL PARTNER) | Sponsor, GP, manager of pooled investment vehicles |
| LCN NORTH AMERICAN GP III, L.P. (GENERAL PARTNER) | Sponsor, GP, manager of pooled investment vehicles |
| LCN NORTH AMERICAN GP, L.P., (GENERAL PARTNER) | Sponsor, GP, manager of pooled investment vehicles |
| LCN STERLING CARRY VEHICLE, L.P | Sponsor, GP, manager of pooled investment vehicles |
| LCN STERLING GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 1848 GMBH | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 1848 GMBH & CO. VERWALTUNGS KG | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 1889 GMBH | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 2102. GMBH | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 2102. GMBH & CO. VERWALTUNGS KG | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 2136. GMBH | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 2199. GMBH | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 2199. GMBH & CO. VERWALTUNGS KG | Sponsor, GP, manager of pooled investment vehicles |
| PLATIN 2245. GMBH | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LCN CORE INCOME FUND, L.P. | Private Equity Fund | $149.3M | $5.0M | 2 |
| LCN EUROPEAN FUND II SLP | Private Equity Fund | $928.2M | $5.0M | 9 |
| LCN EUROPEAN FUND III (GRI-INSCO) SLP | Private Equity Fund | $24.8M | $5.0M | 2 |
| LCN EUROPEAN FUND III (GRI) SLP | Private Equity Fund | $166.7M | $5.0M | 8 |
| LCN EUROPEAN FUND III SLP | Private Equity Fund | $1,360.1M | $5.0M | 63 |
| LCN EUROPEAN FUND IV SLP | Real Estate Fund | $841.4M | $5.0M | 40 |
| LCN EUROPEAN FUND, FCP-SIF | Private Equity Fund | $320.8M | $0.2M | 29 |
| LCN NORTH AMERICAN FUND II, L.P. | Private Equity Fund | $418.0M | $5.0M | 96 |
| LCN NORTH AMERICAN FUND III, L.P. | Private Equity Fund | $663.7M | $0.1M | 129 |
| LCN NORTH AMERICAN FUND, L.P. | Private Equity Fund | $86.3M | $0.3M | 32 |
| LCN STERLING FUND SLP | Private Equity Fund | $243.8M | $5.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLWELL, BRYAN, YORK | Individual | – | MANAGING PARTNER | 11/2010 | < 5% |
| LAPUMA, EDWARD, V | Individual | – | MANAGING PARTNER | 11/2010 | < 5% |
| WALL, THOMAS, ROBERT | Individual | – | PARTNER | 10/2013 | < 5% |
| LEVENTHAL, JOSHUA, REID | Individual | – | PARTNER AND GENERAL COUNSEL | 09/2014 | < 5% |
| LCN GROUP, LLC | Domestic Entity | – | GENERAL PARTNER OF LCN CAPITAL PARTNERS, L.P. | 02/2012 | < 5% |
| LCN CAPITAL MANAGEMENT, L.P. | Domestic Entity | – | LIMITED PARTNER OF LCN CAPITAL PARTNERS, L.P. | 01/2013 | > 75% |
| LCN CM HOLDINGS, L.P. | Domestic Entity | LCN CAPITAL MANAGEMENT, L.P. | LIMITED PARTNERS OF LCN CAPITAL MANAGEMENT, L.P. | 01/2013 | > 75% |
| LFI, LLC | Domestic Entity | LCN CM HOLDINGS, L.P. | LIMITED PARTNER OF LCN CM HOLDINGS, L.P. | 01/2013 | > 75% |
| LAPUMA INVESTMENT TRUST | Domestic Entity | LFI, LLC | SOLE MEMBER OF LFI, LLC | 01/2013 | > 75% |
| SPEARS, DANIEL, LEONARD | Individual | LAPUMA INVESTMENT TRUST | TRUSTEE OF LAPUMA INVESTMENT TRUST | 01/2013 | |
| LAPUMA, EDWARD, V | Individual | LCN GROUP, LLC | MEMBER OF LCN GROUP, LLC | 01/2013 | > 75% |
| KLEINSCHMIDT, ERIC, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
| DROPKIN, Richard, Kelley | Individual | – | CHIEF FINANCIAL OFFICER | 12/2022 | < 5% |