LINCOLN SPARROW ADVISORS, LLC
Adviser information for LINCOLN SPARROW ADVISORS, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 172 | $39.5M |
| Non-Discretionary | 0 | $0 |
| Total | 172 | $39.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 140 | $14.4M |
| HNW Individuals | 32 | $25.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-78073 |
|---|---|
| SEC ERA File Number | 801-78073 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167632 |
| Legal Entity Identifier | None |
Principal Office
5920 MAIN STREETSUITE 200
WILLIAMSVILLE
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 716-650-7180, Fax: 716-408-3282
Websites
Chief Compliance Officer
JOSHUA HEIMS
MEMBER
5920 MAIN STREET
SUITE 200
WILLIAMSVILLE
NY
United States
Tel:
716-650-7180
Fax:
716-408-3282
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEIMS, JOSHUA, BURCH | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2014 | > 75% |