GOLDEN BAY ADVISORS LLC
Adviser information for GOLDEN BAY ADVISORS LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 173 | $140.1M |
| Non-Discretionary | 0 | $0 |
| Total | 173 | $140.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $5.5M |
| HNW Individuals | 31 | $107.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $19.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 122.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GOLDEN BAY ADVISORS WRAP FEE PROGRAM | GOLDEN BAY ADVISORS LLC |
Identifiers
| SEC RIA File Number | 801-78077 |
|---|---|
| SEC ERA File Number | 801-78077 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166679 |
| Legal Entity Identifier | None |
Principal Office
14 ALDRIDGE ROADCHAPPAQUA
NY
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 914-215-0194, Fax: None
Chief Compliance Officer
MATTHEW KRUSKO
CEO/CHIEF COMPLIANCE OFFICER
14 ALDRIDGE ROAD
CHAPPAQUA
NY
United States
Tel:
914-215-0194
M******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRUSKO, MATTHEW, Z | Individual | – | CEO/CHIEF COMPLIANCE OFFICER | 05/2013 | > 75% |