HEP MANAGEMENT CORPORATION
Adviser information for HEP MANAGEMENT CORPORATION last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $420.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $420.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $420.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | PORTFOLIO COMPANY OVERSIGHT & MANAGEMENT |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78087 |
|---|---|
| SEC ERA File Number | 801-78087 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161855 |
| Legal Entity Identifier | None |
Principal Office
565 FIFTH AVENUE26TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-981-6901, Fax: 212-981-6901
Chief Compliance Officer
SCOTT ALAN WHYTE
PARTNER
565 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel:
602-697-0567
S*****@**********M
(Full email address available in API data)
Industry Affiliates
| HEP ASSOCIATES II LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEP ASSOCIATES III LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEP ASSOCIATES IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEP ASSOCIATES LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HEALTH ENTERPRISE PARTNERS II, L.P. | Private Equity Fund | $59.2M | $5.0M | 50 |
| HEALTH ENTERPRISE PARTNERS III, L.P. | Private Equity Fund | $155.9M | $5.0M | 37 |
| HEALTH ENTERPRISE PARTNERS IV, L.P. | Private Equity Fund | $202.3M | $10.0M | 64 |
| HEALTH ENTERPRISE PARTNERS, L.P. | Private Equity Fund | $5.7M | $5.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELD, LYNN, MARIE | Individual | – | CHIEF FINANCIAL OFFICER | 10/2020 | < 5% |
| TAMBURRI, DAVID, PATRICK | Individual | – | DIRECTOR | 02/2012 | 25-50% |
| STOWE, RICHARD, HOUGHTON | Individual | – | PRESIDENT / SECRETARY / DIRECTOR | 02/2004 | 5-10% |
| MEHLMAN, EZRA, BORINSKY | Individual | – | DIRECTOR | 12/2019 | 25-50% |
| Whyte, Scott, Alan | Individual | – | CHIEF COMPLIANCE OFFICER, PARTNER | 06/2023 | < 5% |