YELLOW WOOD PARTNERS
YELLOW WOOD PARTNERS LLC Legal Name
Adviser information for YELLOW WOOD PARTNERS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78098 |
|---|---|
| SEC ERA File Number | 801-78098 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161062 |
| Legal Entity Identifier | None |
Principal Office
ONE INTERNATIONAL PLACESUITE 3420
BOSTON
MA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 617-500-6340, Fax: None
Chief Compliance Officer
TRACY PIZZI
CHIEF FINANCIAL OFFICER / PARTNER
ONE INTERNATIONAL PLACE
SUITE 3420
BOSTON
MA
United States
Tel:
617-500-6346
T*****@*********************M
(Full email address available in API data)
Industry Affiliates
| YELLOW WOOD CAPITAL PARTNERS FORTUNA GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| YELLOW WOOD CAPITAL PARTNERS II GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| YELLOW WOOD CAPITAL PARTNERS III GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| YELLOW WOOD CAPITAL PARTNERS II, L.P. | Private Equity Fund | $553.3M | $0.0M | 11 |
| YELLOW WOOD CAPITAL PARTNERS III, L.P. | Private Equity Fund | $965.9M | $0.0M | 18 |
| YELLOW WOOD CO-INVEST FORTUNA-A, L.P. | Private Equity Fund | $113.3M | $0.0M | 6 |
| YELLOW WOOD CO-INVEST FORTUNA-B, L.P. | Private Equity Fund | $185.9M | $0.0M | 11 |
| YELLOW WOOD CO-INVEST II, L.P. | Private Equity Fund | $5.8M | $0.0M | 18 |
| YELLOW WOOD CO-INVEST III, L.P. | Private Equity Fund | $4.1M | $0.0M | 12 |
| YELLOW WOOD CO-INVEST JAX-A-2, L.P. | Private Equity Fund | $15.9M | $0.0M | 6 |
| YELLOW WOOD CO-INVEST JAX-A, L.P. | Private Equity Fund | $141.1M | $0.0M | 7 |
| YELLOW WOOD CO-INVEST JAX-B, L.P. | Private Equity Fund | $23.3M | $0.0M | 1 |
| YELLOW WOOD CO-INVEST SILK-A, L.P. | Private Equity Fund | $111.1M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHMALTZ, DANA, LARKIN | Individual | – | MEMBER | 12/2010 | > 75% |
| PIZZI, TRACY, JANE | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, PARTNER | 08/2016 | < 5% |