MCI ASSET MANAGEMENT, LLC
Adviser information for MCI ASSET MANAGEMENT, LLC last updated from Form ADV on February 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $500,000 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $500,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $500,000 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPROPRIETARY ACCOUNT |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-78118 |
|---|---|
| SEC ERA File Number | 801-78118 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167639 |
| Legal Entity Identifier | 21380018N3F7VGEO3N88 |
Principal Office
10 LOWER THAMES STREETBILLINGSGATE
LONDON
United Kingdom
Monday - Friday, 7 A.M. TO 9 P.M.
Tel: 11-44-0203-875-0982, Fax: 11-44-0207-048-9319
Chief Compliance Officer
GARY N. WAYNE
MANAGING DIRECTOR
10 LOWER THAMES STREET
BILLINGSGATE
LONDON
United Kingdom
Tel:
11-44-0203-875-0982
Fax:
11-44-0207-048-9319
G*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WAYNE, GARY, N | Individual | MCI GLOBAL INVESTMENTS LIMITED | DIRECTOR AND CHIEF COMPLIANCE OFFICER | 12/2018 | > 75% |
| WAYNE, GARY, N | Individual | – | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 03/2013 | < 5% |
| MCI GLOBAL INVESTMENTS LIMITED | Foreign Entity | – | SOLE OWNER | 12/2018 | > 75% |