OFM WEALTH
INVESTMENT CENTER, INC. Legal Name
Adviser information for OFM WEALTH last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 862 | $279.8M |
| Non-Discretionary | 57 | $11.5M |
| Total | 919 | $291.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 140 | $46.9M |
| HNW Individuals | 72 | $224.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $6.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $14.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-78123 |
|---|---|
| SEC ERA File Number | 801-78123 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123091 |
| Legal Entity Identifier | None |
Principal Office
WINTERSET OFFICE PARK10709 WEST 159TH STREET
ORLAND PARK
IL
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: (708) 403-2800, Fax: (708) 403-5395
Chief Compliance Officer
JANE CAIN OGRIZOVICH
VICE PRESIDENT
WINTERSET OFFICE PARK
10709 WEST 159TH STREET
ORLAND PARK
IL
United States
Tel:
(708) 403-2800
Fax:
(708) 403-5395
J***@************M
(Full email address available in API data)
Regulatory Contact
SAM OGRIZOVICH
PRESIDENT AND SENIOR WEALTH MANAGER
WINTERSET OFFICE PARK
10709 WEST 159TH STREET
ORLAND PARK
IL
United States
Tel:
(708) 403-2800
Fax:
(708) 403-5395
S**@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OGRIZOVICH, SAM | Individual | – | PRESIDENT AND SENIOR WEALTH MANAGER | 10/1982 | > 75% |
| OGRIZOVICH, JANE, CAIN | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 10/1982 | < 5% |