NEUBERGER BERMAN EUROPE LIMITED
Adviser information for NEUBERGER BERMAN EUROPE LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 274 |
|---|---|
| Investment Advisory/Research | 53 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 250 | $79.3B |
| Non-Discretionary | 1 | $106.0M |
| Total | 251 | $79.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 7 | $5.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 179 | $52.9B |
| Pension and profit sharing plans | 19 | $6.4B |
| Charitable organizations | <5 | $18.8M |
| State or municipal gov entities | 8 | $4.4B |
| Other investment advisers | 11 | $3.5B |
| Insurance companies | 13 | $3.7B |
| Sovereign wealth funds and foreign official institutions | 8 | $1.9B |
| Corporations or other businesses | <5 | $687.2M |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
THE ZIG ZAG BUILDING70 VICTORIA STREET
LONDON
United Kingdom
Monday - Friday, 9.00AM - 5.00PM
Tel: +44 203-214-9000, Fax: +44 203-214-9141
Chief Compliance Officer
NICK STYMAN
THE ZIG ZAG BUILDING
70 VICTORIA STREET
LONDON
United Kingdom
Tel:
+442032149880
N**********@*****M
(Full email address available in API data)
Regulatory Contact
GISELA ANTUNES
SENIOR COMPLIANCE OFFICER
THE ZIG ZAG BUILDING
70 VICTORIA STREET
LONDON
United Kingdom
Tel:
+442032149884
G*************@*****M
(Full email address available in API data)
Industry Affiliates
| NB ALTERNATIVES ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEUBERGER BERMAN AIFM LUXEMBOURG SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NEUBERGER BERMAN ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEUBERGER BERMAN BD LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NEUBERGER BERMAN CANADA ULC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEUBERGER BERMAN LOAN ADVISERS II LLC | Other investment adviser, including financial planners |
| NEUBERGER BERMAN LOAN ADVISERS IV LLC | Other investment adviser, including financial planners |
| NEUBERGER BERMAN LOAN ADVISERS LLC | Other investment adviser, including financial planners |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 1 DAC | Securitized Asset Fund | $292.9M | $0.1M | 0 |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 2 DAC | Securitized Asset Fund | $293.3M | $0.1M | 0 |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 3 DAC | Securitized Asset Fund | $292.8M | $0.1M | 0 |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 5 DAC | Securitized Asset Fund | $292.8M | $0.1M | 0 |
| NEUBERGER BERMAN LOAN ADVISERS EURO CLO 6 DAC | Securitized Asset Fund | $28.1M | $0.1M | 1 |
| NEUBERGER BERMAN LOAN ADVISERS III LIMITED | Hedge Fund | $90.3M | $5.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEUBERGER BERMAN EUROPE HOLDINGS II LLC | Foreign Entity | – | HOLDING COMPANY/OWNER | 09/2023 | > 75% |
| NEUBERGER BERMAN EUROPE HOLDINGS LLC | Domestic Entity | NEUBERGER BERMAN EUROPE HOLDINGS II LLC | MEMBER | 02/2009 | > 75% |
| NEUBERGER BERMAN GROUP LLC | Domestic Entity | NEUBERGER BERMAN EUROPE HOLDINGS LLC | MEMBER | 02/2009 | > 75% |
| NBSH ACQUISITION, LLC | Domestic Entity | NEUBERGER BERMAN GROUP LLC | MEMBER | 05/2009 | > 75% |
| ZUCKERMAN, HEATHER, P. | Individual | – | DIRECTOR | 05/2009 | < 5% |
| STYMAN, NICK, VINCENT | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2016 | < 5% |
| GREEN, MICHELLE, SIMONE | Individual | – | DIRECTOR, CHIEF LEGAL OFFICER | 01/2016 | < 5% |
| DUNCAN, ALEXANDER, JAMES | Individual | – | DIRECTOR, CHIEF OPERATIONS OFFICER | 12/2019 | < 5% |
| MALLOY, MATTHEW, HOLIAN | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 02/2024 | < 5% |
| Patschkowski, Philipp, Horst Joachim | Individual | – | DIRECTOR | 06/2023 | < 5% |