MACALLASTER PITFIELD MACKAY INC.
Adviser information for MACALLASTER PITFIELD MACKAY INC. last updated from Form ADV on September 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $160.2M |
| Non-Discretionary | 8 | $8.5M |
| Total | 42 | $168.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4 | $564,003 |
| HNW Individuals | 33 | $153.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $7.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $7.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 42 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-78147 |
|---|---|
| SEC ERA File Number | 801-78147 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 3046 |
| Legal Entity Identifier | None |
Principal Office
489 SASCO HILL ROADFAIRFIELD
CT
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 212-422-9250, Fax: 000-000-0000
Chief Compliance Officer
DAVID S. MACALLASTER
PRESIDENT
489 SASCO HILL ROAD
FAIRFIELD
CT
United States
Tel:
212-422-9250
D****************@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACALLASTER, DAVID, STARRATT | Individual | – | DIRECTOR/CEO/PRESIDENT/SECRETARY/TREASURER/ CCO | 06/2013 | > 75% |
| Ramsay, Peter, K | Individual | – | COO | 09/2018 | < 5% |