WARBURTON CAPITAL MANAGEMENT, LLC
Adviser information for WARBURTON CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,129 | $580.9M |
| Non-Discretionary | 4 | $1.3M |
| Total | 1,133 | $582.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 273 | $69.8M |
| HNW Individuals | 133 | $407.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $1.3M |
| Charitable organizations | 7 | $50.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $53.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFIXED MONTHLY FEES |
Identifiers
| SEC RIA File Number | 801-78149 |
|---|---|
| SEC ERA File Number | 801-78149 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141969 |
| Legal Entity Identifier | None |
Principal Office
6120 S YALE AVENUESUITE 1010
TULSA
OK
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 918-794-3000, Fax: 918-794-3130
Chief Compliance Officer
ISAAC HUTCHINS
CHIEF OPERATING OFFICER
6120 S YALE AVENUE
SUITE 1010
TULSA
OK
United States
Tel:
918-794-3000
Fax:
9187-94-3130
I*************@*******************M
(Full email address available in API data)
Regulatory Contact
JONATHAN HALL
PRESIDENT
6120 S YALE AVENUE
SUITE 1010
TULSA
OK
United States
Tel:
918-794-3000
Fax:
918-794-3130
J************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARBURTON, THOMAS, KENT | Individual | – | MANAGING MEMBER/FOUNDING PRINCIPAL | 07/2006 | 25-50% |
| HALL, JONATHAN, MARK | Individual | – | PRESIDENT | 09/2014 | 10-25% |
| HUTCHINS, ISAAC, EDWIN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2017 | 5-10% |