CAPEVIEW CAPITAL LLP
Adviser information for CAPEVIEW CAPITAL LLP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $809.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $809.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $635.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $174.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78160 |
|---|---|
| SEC ERA File Number | 801-78160 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160092 |
| Legal Entity Identifier | 549300TUSPYB3IXITC10 |
Principal Office
BOROUGH YARDS13 DIRTY LANE
LONDON
United Kingdom
Monday - Friday, 8AM - 5:30PM (UK TIME)
Tel: 44 207 563 9400, Fax: 44 207 206 9391
Websites
Chief Compliance Officer
MATHIEU WALKER
MR
BOROUGH YARDS
13 DIRTY LANE
LONDON
United Kingdom
Tel:
-44-207-563-9418
Fax:
-44-207-563-9391
M******@******************M
(Full email address available in API data)
Industry Affiliates
| CAPEVIEW CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPEVIEW AZRI 2X FUND | Hedge Fund | $177.2M | $0.1M | 14 |
| CAPEVIEW AZRI FUND | Hedge Fund | $247.6M | $0.1M | 27 |
| CAPEVIEW AZRI STRATEGIC FUND | Hedge Fund | $210.3M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CVC HOLDINGS LLC | Foreign Entity | – | PARTNER | 03/2012 | 10-25% |
| AMG CVC HOLDINGS LLC | Domestic Entity | CVC HOLDINGS LLC | SHAREHOLDER | 07/2016 | > 75% |
| AFFILIATED MANAGERS GROUP, INC | Domestic Entity | AMG CVC HOLDINGS LLC | MANAGING MEMBER | 06/2016 | > 75% |
| Shah, Sushil | Individual | – | PORTFOLIO MANAGER | 11/2011 | 25-50% |
| Sakkas, Michael, Andrew | Individual | – | PORTFOLIO MANAGER | 11/2011 | 50-75% |
| WALKER, MATHIEU, JAMES LEWIS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |