EMSO ASSET MANAGEMENT US LLC
Adviser information for EMSO ASSET MANAGEMENT US LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $4.5B |
| Non-Discretionary | 1 | $42.1M |
| Total | 13 | $4.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $4.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-78177 |
|---|---|
| SEC ERA File Number | 801-78177 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167999 |
| Legal Entity Identifier | None |
Principal Office
ONE FAWCETT PLACESUITE 150
GREENWICH
CT
United States
Monday - Friday, 8:30AM TO 5:30PM
Tel: 212-307-8905, Fax: None
Chief Compliance Officer
KENNETH KUKISH
SENIOR REGULATORY COUNSEL
1 FAWCETT PLACE
SUITE 150
GREENWICH
CT
United States
Tel:
6466295294
K*********@*******M
(Full email address available in API data)
Industry Affiliates
| EMSO ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EMSO GP SERVICES (IRELAND) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EMSO GP SERVICES LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRANKLIN, MARK, RICHARD | Individual | – | CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER | 05/2013 | < 5% |
| EMSO ASSET MANAGEMENT LIMITED | Foreign Entity | – | PARENT | 05/2013 | > 75% |
| WHITE PARK LIMITED | Foreign Entity | EMSO ASSET MANAGEMENT LIMITED | SOLE SHAREHOLDER | 08/2013 | > 75% |
| FRANKLIN, MARK, RICHARD | Individual | WHITE PARK LIMITED | PRESIDENT | 08/2013 | 50-75% |
| NYSTEDT, BO JENS, ANDREAS | Individual | – | CO-CHIEF INVESTMENT OFFICER | 03/2023 | < 5% |
| KUKISH, KENNETH, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER/SENIOR REGULATORY COUNSEL | 04/2023 | < 5% |
| JANSEN, MICHIEL | Individual | – | CO-CHIEF OPERATING OFFICER | 04/2023 | < 5% |
| KEABLE, CHRISTOPHER, JAMES | Individual | – | CO-CHIEF OPERATING OFFICER | 04/2023 | < 5% |
| GALVAU, ANNA, MARIE | Individual | – | GENERAL COUNSEL | 04/2023 | < 5% |